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5-5A-46
Section 5-5A-46 False, etc., statements, etc., affecting financial standing of bank. Any person
who shall willfully and maliciously make, circulate or transmit to another or others any false,
libelous or slanderous statement, rumor or suggestion written, printed or by word of mouth
which is directly or by inference derogatory to the financial condition, or affects the solvency
or financial standing of any bank, or who shall counsel, aid, procure or induce another to
start, transmit or circulate any such statement or rumor shall be guilty of a misdemeanor.
(Acts 1980, No. 80-658, §5-5-46.)...
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27-12-9
Section 27-12-9 Malicious statements on financial condition. No person shall make, publish,
disseminate, or circulate, directly or indirectly, or aid, abet, or encourage the making,
publishing, disseminating, or circulating of any oral or written statement or any pamphlet,
circular, article, or literature which is false or maliciously critical of, or derogatory
to, the financial condition of an insurer or of an organization proposing to become an insurer
and which is calculated to injure any person engaged, or proposing to engage, in the business
of insurance. (Acts 1957, No. 608, p. 865, §4; Acts 1971, No. 407, p. 707, §235.)...
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5-6A-25
Section 5-6A-25 Fraudulent representation as to capital, false reports, etc., as to condition
of bank, etc. Any director, officer, or employee of a bank who knowingly, by newspaper advertisement
or otherwise, represents its capital to be in excess of the actual capital accounts or knowingly
concurs in making or publishing any materially false written report, exhibit, or statement
of its financial condition, making any material statement which is false, or refuses or intentionally
neglects to make any report or statement required by Chapters 1A through 13B and Chapter 20
of this title is guilty of a felony. (Acts 1980, No. 80-658, §5-6-25; Acts 1995, No. 95-115,
p. 134, §73.)...
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5-17-8.1
Section 5-17-8.1 Investigatory and enforcement powers of administrator, board, designee, etc.
(a) The administrator or the administrator's designee, in consultation with the agency's legal
counsel acting under the administrator, may administer oaths and may examine under oath any
person whose testimony may be required on the examination of any credit union, or the examination
of any affiliate of a credit union, and shall have authority and power to compel the appearance
and attendance of any such person or the production of any records and documents of any credit
union or any affiliate of a credit union for the purpose of any examination. Attendance or
production may be enforced by order of the Circuit Court, 15th Judicial District. The production
of records, documents, or testimony, whether or not made under oath, by a credit union or
by any of its directors, officers, employees, advisors, consultants, attorneys, or accountants
made for, and at the request of, the administrator upon...
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5-7A-62
Section 5-7A-62 Application to convert charter; written plan of conversion; authorizing resolution;
submission to superintendent; fee; tentative approval; vote of stockholders or members; directors;
articles of incorporation and bylaws; statement of superintendent's objections; amendment;
appeal of disapproval; application to FDIC; final approval and permit. Any savings institution
may apply to the superintendent for permission to convert its charter in order to do business
as a state chartered bank in accordance with the following procedures: (1) The board of directors
shall approve a written plan of conversion, the application for conversion and shall adopt
an authorizing resolution, all by a vote of a majority of all the directors. The plan of conversion
shall include a statement of: a. The proposed organization and management structure of the
resulting bank if the application were approved, and the proposed name under which it would
do business as a bank; b. The method and time...
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7-9A-102
Section 7-9A-102 Definitions and index of definitions. (a) Article 9A definitions. In this
article: (1) "Accession" means goods that are physically united with other goods
in such a manner that the identity of the original goods is not lost. (2) "Account,"
except as used in "account for," means a right to payment of a monetary obligation,
whether or not earned by performance, (i) for property that has been or is to be sold, leased,
licensed, assigned, or otherwise disposed of, (ii) for services rendered or to be rendered,
(iii) for a policy of insurance issued or to be issued, (iv) for a secondary obligation incurred
or to be incurred, (v) for energy provided or to be provided, (vi) for the use or hire of
a vessel under a charter or other contract, (vii) arising out of the use of a credit or charge
card or information contained on or for use with the card, or (viii) as winnings in a lottery
or other game of chance operated or sponsored by a State, governmental unit of a State, or...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/7-9A-102.htm - 29K - Match Info - Similar pages
27-12-7
Section 27-12-7 False statements and entries. (a) No person shall file with any supervisory
or other public official or make, publish, disseminate, circulate, or deliver to any person
or place before the public, or cause, directly or indirectly, to be made, published, disseminated,
circulated, delivered to any person, or placed before the public, any false statement of financial
condition of an insurer with intent to deceive. (b) No person shall make any false entry in
any book, report, or statement of any insurer with intent to deceive any agent or examiner
lawfully appointed to examine into its condition or into any of its affairs, or any public
official to whom such insurer is required by law to report, or who has authority by law to
examine into its condition or into any of its affairs or, with like intent, willfully omit
to make a true entry of any material fact pertaining to the business of such insurer in any
book, report, or statement of such insurer. (c) Any insurer willfully...
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27-34-41
Section 27-34-41 Examinations - Publication of financial statement, report, or finding. Pending,
during or after an examination or investigation of a society, either domestic, foreign, or
alien, the commissioner shall make public no financial statement, report, or finding nor shall
he permit to become public any financial statement, report, or finding affecting the status,
standing, or rights of any society until a copy thereof shall have been served upon the society
at its principal office and the society shall have been afforded a reasonable opportunity
to answer any such financial statement, report, or finding and to make such showing in connection
therewith as it may desire. (Acts 1911, No. 476, p. 700; Acts 1971, No. 407, p. 707, §713.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/27-34-41.htm - 1K - Match Info - Similar pages
36-26-39
Section 36-26-39 Offenses as to testing, certification, appointment, etc., for positions in
classified service, etc. No person shall make any false statement, certificate, mark, rating
or report with regard to any test, certification or appointment made under any provision of
this chapter or in any manner commit or attempt to commit any fraud preventing the impartial
execution of this chapter and the rules. No person shall, directly or indirectly, give, render,
pay, offer, solicit or accept any money, service or other valuable consideration for or on
account of any appointment, proposed appointment, promotion or proposed promotion to or any
advantage in a position in the classified service. No employee of the department, examiner
or other person shall defeat, deceive or obstruct any person in his right to examination,
eligibility, certification or appointment under this chapter or furnish to any person any
special or secret information for the purpose of affecting the rights or...
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5-3A-6
Section 5-3A-6 Examination of witnesses and production of documents; penalties for false entry
or statement; proceedings against former employees. (a) For purposes of this section, a bank
holding company is a holding company organized under the laws of Alabama or another state
in the United States that directly owns a majority of the voting securities of an Alabama
state bank. (b) The superintendent and every examiner acting under the superintendent may
administer oaths and may examine under oath any person whose testimony may be required on
the examination of any bank or any bank holding company, on the examination of any affiliate
of a bank, or on the examination of any agency of any foreign bank and shall have authority
and power to compel the appearance and attendance of any such person or the production of
any records and documents of any bank, any bank holding company, any affiliate of a bank,
or any agency of a foreign bank for the purpose of any examination and attendance or...
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