|
8-6-11
Section 8-6-11 Registration of securities - Exempt transactions. (a) Except as hereinafter
in this section expressly provided, Sections 8-6-3 through 8-6-9 shall not apply to any of
the following transactions: (1) Any isolated nonissuer transaction, whether effected through
a dealer or not; (2) Any nonissuer transaction in an outstanding security by a registered
dealer if: a. The issuer has a class of securities subject to registration under Section 12
of the Securities Exchange Act of 1934 and has been subject to the reporting requirements
of Sections 13 or 15(d) of the Securities Exchange Act of 1934 for not less than 180 days
before the transaction; or has filed and maintained with the commission for not less than
180 days before the transaction information, in such form as the commission, by rule, specifies,
substantially comparable to the information which the issuer would be required to file under
Section 12(b) or Section 12(g) of the Securities Exchange Act of 1934, or the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-11.htm - 13K - Match Info - Similar pages
8-6-2
Section 8-6-2 Definitions. When used in this article, unless the context otherwise requires,
the following terms shall have the meanings respectively ascribed to them by this section:
(1) COMMISSION or SECURITIES COMMISSION. The securities commission. (2) AGENT. Any individual
other than a dealer who represents a dealer or issuer in effecting or attempting to effect
sales of securities, but such term does not include an individual who represents an issuer
in: a. Effecting a transaction in a security exempted by subdivisions (1), (2), (3), (4),
(9) or (10) of Section 8-6-10; b. Effecting transactions exempted by Section 8-6-11; or c.
Effecting transactions with existing employees, partners, or directors of the issuer if no
commission or other remuneration is paid or given directly or indirectly for soliciting any
person in this state. A partner, officer, or director of a dealer or issuer is an agent if
he otherwise comes within this definition. (3) DEALER. Any person engaged in the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-2.htm - 11K - Match Info - Similar pages
34-11-15
Section 34-11-15 Violations; penalties. (a) Any person who practices, offers to practice, or
holds himself or herself out as qualified to practice engineering or land surveying in this
state or uses in connection with his or her name or otherwise assumes, uses, or advertises
any title or description including, but not limited to, the term engineer, engineers, engineering,
or professional engineer, professional engineers, or professional engineering, or land surveyor,
land surveyors, land surveying, or professional land surveyor, professional land surveyors,
or professional land surveying, without being licensed or exempted in accordance with this
chapter, or any person presenting or attempting to use as his or her own the certificate of
licensure or the seal or facsimile thereof of another, or permitting his or her own certificate
of licensure, seal or facsimile thereof to be used by another person, or any person who gives
any false or forged evidence of any kind to the board or to any...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-11-15.htm - 5K - Match Info - Similar pages
34-19-17
Section 34-19-17 Violations. (a) Except as provided in this section, it shall be unlawful for
an individual other than a licensed midwife to practice midwifery in this state for economic
remuneration or to hold himself or herself out to be a licensed midwife unless he or she is
a licensed midwife as defined in this chapter. An individual violating this section shall
be guilty of a Class C misdemeanor. (b) An individual does not violate subsection (a) in any
of the following circumstances: (1) The individual is a certified nurse midwife acting in
accordance with Sections 34-21-80 to 34-21-93, inclusive. (2) The individual is training under
a licensed midwife and is assisting the licensed midwife in the practice of midwifery. (3)
The individual is providing gratuitous assistance at childbirth. (c) Nothing in this section
shall be construed to repeal, abridge, or modify Section 6-5-332, or any other Good Samaritan
statute. (Act 2017-383, §2.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-19-17.htm - 1K - Match Info - Similar pages
6-5-220
Section 6-5-220 Definitions. As used in this article, the following words and phrases used
herein shall have the following meaning ascribed to them: (a) BUILDER. Any individual, partnership,
firm, or corporation that constructed, or performed or managed the construction of, an improvement,
or any portion thereof, on or to real estate, and at the time of the construction was licensed
as a general contractor in the State of Alabama. (b) ARCHITECT. Any individual who, at the
time the architectural services were performed, was legally qualified to practice architecture
and held an unexpired registration as an architect in the State of Alabama; any partnership,
corporation, professional corporation, or professional association which, at the time the
architectural services were performed, was legally qualified to practice architecture in the
State of Alabama; and all employees or agents of the registered architect or of his or her
entity or firm acting under the instruction, control, or...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/6-5-220.htm - 4K - Match Info - Similar pages
34-13-90
Section 34-13-90 License required; fees. (a) No person shall follow, engage in, or hold himself
or herself out as engaged in the practice as an embalmer unless licensed to do so by the Alabama
Board of Funeral Service. The board is granted authority to issue licenses to embalmers. (b)
All persons shall qualify for examination in accordance with this chapter and shall be licensed
as an embalmer only after due examination by the board and the payment of an examination and
license fee to be established by the board, not to exceed five hundred dollars ($500). (c)
In addition, the board shall establish and charge a reasonable examination fee, based on actual
costs, for each applicant who sits for an examination. In no event shall the fee exceed fifty
dollars ($50) above the actual cost of preparing and administering such exam. (Acts 1975,
No. 214, p. 705, §10; Acts 1981, No. 81-200, p. 234, §4; Acts 1981, No. 81-709, p. 1190,
§1; Acts 1991, No. 91-196, §3; Act 2011-623, p. 1439, §1.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-13-90.htm - 1K - Match Info - Similar pages
34-28A-1
Section 34-28A-1 Definitions. For the purposes of this chapter, the following terms shall have
the meanings respectively ascribed by this section: (1) ASSOCIATION. The Speech and Hearing
Association of Alabama. (2) AUDIOLOGIST. An individual who practices audiology and who presents
himself or herself to the public by any title or description of services incorporating the
words audiologist, hearing clinician, hearing therapist, or any similar title or description
of service. (3) AUDIOLOGY. The application of principles, methods, and procedures or measurement,
testing, evaluation, prediction, consultation, counseling, instruction, habilitation, or rehabilitation
related to hearing and disorders of hearing for the purpose of evaluating, identifying, preventing,
ameliorating, or modifying such disorders and conditions in individuals or groups of individuals,
or both, and may include, but is not limited to, consultation regarding noise control and
hearing conservation, as well as evaluation...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-28A-1.htm - 3K - Match Info - Similar pages
34-5A-2
Section 34-5A-2 License requirements. (a) The unlicensed practice of behavior analysis is prohibited
in this state, unless exempted in subsection (c). (b) No person shall hold himself or herself
out to be a licensed behavior analyst or licensed assistant behavior analyst unless he or
she satisfies the applicable requirements of this chapter. (c) This chapter may not be construed
as prohibiting or restricting the practice of any of the following: (1) An individual authorized
to practice psychology within the state. (2) An applied behavior analysis direct contact technician,
or family member implementing a behavior analysis plan within the home or other environment
in which the person is located, who acts under the extended authority and direction of a licensed
behavior analyst or a licensed assistant behavior analyst. (3) A behavior analyst who practices
with nonhuman or nonpatient clients or consumers including, but not limited to, applied animal
behaviorists and practitioners of...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-5A-2.htm - 2K - Match Info - Similar pages
34-13A-6
Section 34-13A-6 Prohibited activities; violations. (a) After the board establishes the genetic
counseling licensing program as provided in this chapter, an individual who does not hold
a valid license issued by the board may not do any of the following: (1) Engage in the practice
of genetic counseling in this state. (2) Hold himself or herself out as a genetic counselor.
(3) Use, in connection with his or her name or place of business, any of the following terms:
a. Genetic counselor. b. Licensed genetic counselor. c. Gene counselor. d. Genetic consultant.
e. Genetic associate. f. Any words, letters, abbreviations, or insignia indicating or implying
the individual holds a genetic counseling license. (b) Any individual who violates this section
shall be guilty of a Class A misdemeanor. (Act 2019-224, §6.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-13A-6.htm - 1K - Match Info - Similar pages
34-26-42
Section 34-26-42 Penalty for unlicensed person held out to public as psychologist or psychological
technician. (a) If any person holds himself or herself out to the public as being engaged
in practice as a psychologist or psychological technician, such as clinical, counseling, school,
or combined professional-scientific psychology, and does not then possess in full force and
virtue a valid license to practice as a psychologist or psychological technician under this
chapter, he or she shall be deemed guilty of a Class B misdemeanor and, upon conviction, shall
be fined not less than five hundred dollars ($500) per occurrence nor more than five thousand
dollars ($5,000) per occurrence plus court costs. Nothing in this chapter shall be construed
to limit the professional pursuits of teachers in recognized public and private schools, clergymen,
practitioners of medicine, social workers, licensed professional counselors, school psychometrists,
school psychologists, school counselors, and...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-26-42.htm - 3K - Match Info - Similar pages
|