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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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34-18-21
Section 34-18-21 Registration upon examination; educational requirements, etc. Any person desiring
to obtain a certificate of registration as a registered medical technician (R.M.T.) under
the provisions of this chapter shall first make application in writing to the board and pay
to the secretary-treasurer an application fee of $10. Such applicant shall thereafter appear
before the Board of Examination at the time set therefor. Upon such examination the board
shall determine that the applicant is over 19 years of age, of good moral character, and has
received the minimum preliminary educational requirements. The minimum educational prerequisites
shall be high school graduation or its equivalent and one year of college scholastic and laboratory
work with credits in chemistry, bacteriology, and biology. The board shall also determine
that the applicant has satisfactorily completed a full 12 months' instruction in an approved
training school for medical technicians, or has received prior...
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34-2-32
Section 34-2-32 Registered architect's services required; employees; exemptions; interprofessional
privileges between architects and professional engineers. (a) Nothing contained in this chapter
shall prevent: (1) Employees of registered architects from acting under the instructions or
responsible control of their employers; or, (2) The employment of on-site observers of the
construction or alteration of buildings. (b) No person shall be required to register as an
architect in order to make plans and specifications for or administer the erection, enlargement,
or alteration of any building upon any farm for the use of any farmer, irrespective of the
cost of such building, or any single family residence building or any utility works, structures,
or building, provided that the person performing such architectural works is employed by an
electric, gas, or telephone public utility regulated pursuant to the laws of Alabama or by
a corporation affiliated with such utility, or of any other...
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34-9-9
Section 34-9-9 Exercise of independent professional judgment by dentists; prohibited business
arrangements or relationships; penalties. (a) No person other than a dentist licensed pursuant
to this chapter or a 501(c)(3) entity registered under Section 34-9-7.2 may do any of the
following: (1) Employ a dentist or dental hygienist in the operation of a dental office. (2)
Place in the possession of a dentist, dental hygienist, or other agent such dental material
or equipment as may be necessary for the management of a dental office on the basis of a lease
or any other agreement for compensation for the use of such material, equipment, or offices.
(3) Retain the ownership or control of dental equipment, material, or office and make the
same available in any manner for the use of a dentist, dental hygienist, or other agent. (4)
The term "person," as used in this section, shall not in any way pertain to state,
county, municipal, or city institutions but shall be deemed to include any...
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34-11-14
Section 34-11-14 Persons and acts exempt from chapter. This chapter shall not be construed
to prevent or to affect any of the following: (1) The practice of any other legally recognized
profession or trade. (2) The work of an engineer intern or land surveyor intern, employee,
or a subordinate of any person holding a certificate of licensure under this chapter, or any
employee of a person practicing lawfully under paragraph b of subdivision (1) of Section 34-11-4,
provided the work does not include final engineering or land surveying designs or decisions
and is done under the responsible charge of and verified by an individual holding a certificate
of licensure under this chapter. (3) The practice of officers and employees of the government
of the United States while engaged within this state in the practice of engineering or land
surveying for the government. This exception does not extend to any engineer or land surveyor
engaged in the practice of professional engineering or land...
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34-2-35
Section 34-2-35 Seal of registrant; purpose; violations. (a) Each registrant must obtain a
seal of a design authorized by the board bearing the registrant's name, the legend registered
architect, the words State of Alabama, and the registrant's license registration number. (b)
Nothing in this chapter shall prevent a registered architect from being employed by a person,
firm, partnership, corporation, or professional corporation. (c) Plans, specifications, plates,
and reports, and all documents prepared by an architect which are issued by a registrant must
be stamped with the seal during the life of a registrant's certificate. (d) It shall be unlawful
for anyone to stamp or seal any document with the seal after the certificate or the registrant
named thereon has expired or been suspended or revoked. (e) It shall be unlawful for an architect
or any other individual to stamp, to cause to be stamped, or to allow to be stamped any document
or documents which were not prepared under the...
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34-39-11
Section 34-39-11 Issuance of license; limited permit; permitted representations. (a) The board
shall issue a license to any person who meets the requirements of this chapter upon payment
of the license fee as described in Section 34-39-14. (b) The board shall issue a limited permit
to persons who have completed the educational and fieldwork experience requirements of this
chapter. This permit shall allow the person to practice occupational therapy under the supervision
of an occupational therapist who holds a current license in this state and shall be valid
until the date on which the results of the qualifying examination have been made public. This
limited permit shall not be renewed if the applicant has failed the examination. Failure of
the examination shall result in revocation of an active limited permit. (c) Any person who
is issued a license as an occupational therapist under the terms of this chapter may use the
words "occupational therapist," "licensed occupational therapist,"...
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6-5-220
Section 6-5-220 Definitions. As used in this article, the following words and phrases used
herein shall have the following meaning ascribed to them: (a) BUILDER. Any individual, partnership,
firm, or corporation that constructed, or performed or managed the construction of, an improvement,
or any portion thereof, on or to real estate, and at the time of the construction was licensed
as a general contractor in the State of Alabama. (b) ARCHITECT. Any individual who, at the
time the architectural services were performed, was legally qualified to practice architecture
and held an unexpired registration as an architect in the State of Alabama; any partnership,
corporation, professional corporation, or professional association which, at the time the
architectural services were performed, was legally qualified to practice architecture in the
State of Alabama; and all employees or agents of the registered architect or of his or her
entity or firm acting under the instruction, control, or...
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31-13-28
Section 31-13-28 Voter registration eligibility and requirements. (a) Applications for voter
registration shall contain voter eligibility requirements and such information as is necessary
to prevent duplicative voter registrations and enable the county board of registrars to assess
the eligibility of the applicant and to administer voter registration, identify the applicant
and to determine the qualifications of the applicant as an elector and the facts authorizing
such person to be registered. Applications shall contain a statement that the applicant shall
be required to provide qualifying identification when voting. (b) The Secretary of State shall
create a process for the county board of registrars to check to indicate whether an applicant
has provided with the application the information necessary to assess the eligibility of the
applicant, including the applicant's United States citizenship. This section shall be interpreted
and applied in accordance with federal law. No eligible...
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20-2-51
Section 20-2-51 Registration of persons manufacturing, distributing, or dispensing controlled
substances - General requirements. (a) Every person who manufactures, distributes, or dispenses
any controlled substance within this state or who proposes to engage in the manufacture, distribution,
or dispensing of any controlled substance within this state must obtain annually a registration
issued by the certifying boards in accordance with its rules. (b) Persons registered by the
certifying boards under this chapter to manufacture, distribute, dispense, or conduct research
with controlled substances may possess, manufacture, distribute, dispense, or conduct research
with those substances to the extent authorized by their registration and in conformity with
the other provisions of this article. (c) The following persons need not register and may
lawfully possess controlled substances under this article: (1) An agent or employee of any
registered manufacturer, distributor, or dispenser of...
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