|
8-6-11
Section 8-6-11 Registration of securities - Exempt transactions. (a) Except as hereinafter
in this section expressly provided, Sections 8-6-3 through 8-6-9 shall not apply to any of
the following transactions: (1) Any isolated nonissuer transaction, whether effected through
a dealer or not; (2) Any nonissuer transaction in an outstanding security by a registered
dealer if: a. The issuer has a class of securities subject to registration under Section 12
of the Securities Exchange Act of 1934 and has been subject to the reporting requirements
of Sections 13 or 15(d) of the Securities Exchange Act of 1934 for not less than 180 days
before the transaction; or has filed and maintained with the commission for not less than
180 days before the transaction information, in such form as the commission, by rule, specifies,
substantially comparable to the information which the issuer would be required to file under
Section 12(b) or Section 12(g) of the Securities Exchange Act of 1934, or the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-11.htm - 13K - Match Info - Similar pages
28-3-228
Section 28-3-228 Manufacture, purchase, sale, possession, etc., of reproduction or counterfeit
stamps, crowns or lids. Whoever manufactures, buys, sells, offers for sale or has in his or
its possession any reproduction or counterfeit of the Alabama revenue stamps, crowns or lids
provided for in this chapter or stamps, crowns or lids used to identify articles sold or distributed
by state liquor stores shall be guilty of a felony and, upon conviction, shall be punished
by imprisonment in the penitentiary for not less than a year and a day nor more than 10 years
and, in addition, may be fined not less than $2,000.00 nor more than $10,000.00. (Acts 1936-37,
Ex. Sess., No. 66, p. 40; Code 1940, T. 29, §64.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/28-3-228.htm - 1018 bytes - Match Info - Similar pages
9-11-237
Section 9-11-237 Sale and purchase of game birds and animals including the meat or other product
thereof. Any person, firm, or corporation who sells, offers, or exposes for sale, buys, purchases,
barters, or exchanges anything of value for any game bird or game animal or any part
thereof at any time shall be guilty of a misdemeanor and, upon conviction, shall be punished
by a fine of not less than $250.00 nor more than $500.00 for each offense. Duly licensed catchers
of fur-bearing animals may sell to regularly licensed buyers or dealers only the furs, skins,
or pelts of fur-bearing animals which they lawfully take, capture, or kill. The licensed catcher
of fur-bearing animals may sell or offer for sale for food the dressed carcass of edible fur-bearing
animals named by law or regulations. However, notwithstanding anything herein to the contrary,
it shall not be a violation of this section to sell, offer, or expose for sale, buy, purchase,
barter, or exchange anything of value for any...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/9-11-237.htm - 2K - Match Info - Similar pages
9-11-26
Section 9-11-26 Penalty for offering to sell shellfish, wild fish, or farm-raised fish processed
with certain banned drugs. Any person, including a processor, distributor, retailer, or food
service establishment, who knowingly offers for direct retail sale for human consumption any
shellfish, wild fish, or farm-raised fish that has been processed with chloramphenicol, nitrofurans,
or similar veterinary drugs, which are used in processing some imported seafood and banned
by the United States Food and Drug Administration, shall be punished, on conviction, by a
fine of not more than ten thousand dollars ($10,000) or a sentence of not more than one year,
or both. (Act 2004-526, p. 1104, §1.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/9-11-26.htm - 1002 bytes - Match Info - Similar pages
11-51-194
Section 11-51-194 Delivery license. (a)(1) Each municipality shall allow the purchase of a
delivery license by any business that has no other physical presence within the municipality
or its police jurisdiction for the privilege of delivering its merchandise therein. The amount
of the delivery license for the business shall not exceed one hundred dollars ($100). Nothing
herein shall prohibit a municipality from requiring by ordinance the purchase of a decal by
the taxpayer for each delivery vehicle making deliveries within the municipality or its police
jurisdiction. The charge for such decal shall not exceed the municipality's actual cost of
the decal. (2) Notwithstanding any other law, a municipality may charge a taxpayer an issuance
fee not to exceed ten dollars ($10) for a business delivery license. (b) As used in this section,
a delivery license shall mean a fixed rate business license issued by a municipality for the
limited privilege of delivering and requisite set-up and...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-51-194.htm - 4K - Match Info - Similar pages
9-12-125
Section 9-12-125 Licenses for selling, brokering, processing, etc., fresh or frozen seafood.
Any person, firm, or corporation who engages in the selling, brokering, trading, bartering,
or processing of any fresh or frozen seafood, whether on a consignment basis or otherwise,
is a seafood dealer and shall purchase a seafood dealer's license for a fee of two hundred
dollars ($200) for Alabama residents domiciled for a period of more than one continuous year
immediately preceding date of issuance and four hundred dollars ($400) for nonresidents except
for residents of states which charge Alabama residents in excess of four hundred dollars ($400)
for the activity, in which case it shall be the amount the other state charges. To obtain
the license, all entities other than brokers shall have and present proof of a business license
from the location of the business, a tax identification number, and the appropriate seafood
processing health permit. This license is not required by nonresident...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/9-12-125.htm - 3K - Match Info - Similar pages
36-18-7
Section 36-18-7 Alabama Forensic Services Trust Fund - Additional fee for persons convicted
of drug possession, sale, trafficking; proceeds and earnings credited to fund. (a) Beginning
October 1, 1995, in addition to all fines, fees, costs, and punishments prescribed by law,
there shall be imposed or assessed an additional fee of one hundred dollars ($100) on any
conviction in any court of the state for drug possession, drug sale, drug trafficking, and
drug paraphernalia offense as defined in Sections 13A-12-211 to 13A-12-260, inclusive. (b)
No later than 30 days after collection, proceeds from the additional fines collected pursuant
to this section shall be forwarded by the officer of the court that collects the fines to
the State Treasurer after one percent of the fine is deducted for administrative costs. All
amounts received by the State Treasurer shall be credited to the Alabama Forensic Services
Trust Fund. The State Treasurer shall invest money in the fund as provided by law,...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/36-18-7.htm - 1K - Match Info - Similar pages
35-8A-410
Section 35-8A-410 Escrow of deposits. (a) As used in this section, except as otherwise provided,
the following terms shall have the following meanings: (1) HARD COSTS. Any and all costs associated
with the actual building and construction of the condominium project, including, but not limited
to, site preparation, building materials, shell features, interior enclosures, fit-out costs,
mechanical and electrical systems, and fixtures. The term hard costs does not include financing
costs, compensation paid to architects, engineers, consultants, sales persons, or attorneys
or for advertising or other marketing costs. (2) QUALIFIED PURCHASER. a. An individual, a
group of individuals, or an entity owned directly or indirectly solely by individuals where
each individual shall have an income of more than two hundred thousand dollars ($200,000)
for the calendar year immediately preceding the date of the purchaser's signing of the purchase
contract, or a joint income with his or her spouse of...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/35-8A-410.htm - 8K - Match Info - Similar pages
45-49-249.04
Section 45-49-249.04 Purchase of stamps; records. (a)It shall be the duty of each wholesale
dealer or jobber who sells, stores, or delivers cigarettes to retail sellers in this county
to affix to each package of cigarettes sold or delivered in the county the designated stamp.
Each wholesaler or jobber who desires to do so may purchase the stamps from the county commission
of the county at a 10 percent discount on the entire amount of sale when the purchases are
made in quantities of two hundred dollars ($200) or more. The discount allowed hereby will
be compensation to the wholesale dealer or jobber for the cost of affixing the stamp to the
cigarettes and for the keeping of the records required by this subpart. All other persons,
except such wholesale dealers, or jobbers, must pay the full face amount for stamps, and no
person, wholesaler, jobber, or dealer, shall be entitled to purchase any such number of stamps
as would cause the purchase price to include a fraction of a cent....
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-49-249.04.htm - 3K - Match Info - Similar pages
8-32-1
Section 8-32-1 Purpose. (a) The purpose of this chapter is to create a framework to regulate
service contracts sold to consumers in this state. (b) The following are exempt from Sections
8-32-2 to 8-32-12, inclusive, of this chapter: (1) Warranties. (2) Maintenance agreements.
(3) Warranties, service contracts, or maintenance agreements offered by electric, gas, water,
or telephone utilities on their transmission devices. (4) Service contracts sold or offered
for sale in commercial transactions. (5) Service contracts sold or offered for sale to persons
other than consumers. (6) Service contracts sold at the point of sale, or within 60 days of
the original purchase date of the property, which cover tangible property where the tangible
property for which the service contract is sold, has a purchase price of two hundred and fifty
dollars ($250) or less, exclusive of sales tax. (c) Manufacturer's service contracts on the
manufacturer's products and service contracts sold or offered for...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-32-1.htm - 1K - Match Info - Similar pages
|