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8-6-29
Section 8-6-29 Interpretative opinions by commission. (a) The Securities Commission, in its
discretion, may honor requests from interested persons for interpretative opinions and no-action
letters. (b) Any person who makes application to the Securities Commission for an interpretative
opinion or no-action letter shall be assessed a non-refundable filing fee of $150 upon application
for such opinion or letter. Fees collected under this section shall be deposited in the Alabama
Securities Commission Fund in the State Treasury to be drawn upon by the commission for its
use in the administration of this article. (Acts 1959, No. 542, p. 1318, §20; Acts 1990,
No. 90-527, p. 772, §1.)...
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8-19C-2
Section 8-19C-2 Database of subscribers objecting to telephone solicitations. (a) No person
or entity may make or cause to be made any telephone solicitation to the telephone line of
any residential subscriber in this state who has given notice to the commission of his or
her objection to receiving telephone solicitations. (b)(1) The commission shall establish
and operate a database to compile a list of telephone numbers of residential subscribers who
object to receiving telephone solicitations. The commission shall have the database in operation
before July 1, 2000. (2) The database may be operated by the commission or by another entity
under contract with the commission. (3) Before July 1, 2000, the commission shall promulgate
regulations which shall include all of the following: a. A requirement that each local exchange
company and each competing local exchange carrier shall inform on an annual basis its residential
subscribers of the opportunity to provide notification to the...
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8-7A-4
Section 8-7A-4 Exemptions from licensing. Sections 8-7A-5 to 8-7A-15, inclusive, shall not
apply to any of the following persons: (1) A person that provides clearance or settlement
services pursuant to a registration as a clearing agency or an exemption from such registration
granted under the federal securities laws. (2) An operator of a payment system to the extent
that it provides processing, clearing, or settlement services, between or among persons excluded
by this section, in connection with wire transfers, credit card transactions, debit card transactions,
stored-value transactions, automated clearing house transfers, or similar funds transfers.
(3) A person registered as a securities broker-dealer under federal or state securities laws
to the extent of its operation as such a broker-dealer. (4) Any person collecting, forwarding,
or submitting payments to the state, a state agency, board, or commission, a quasi-governmental
agency, or to persons in state custody, provided the...
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8-6-14
Section 8-6-14 Filing or registration not finding of truth, completeness, etc., of documents;
representations concerning effect of registration or exemption. (a) Neither the fact that
an application for registration under Section 8-6-3 or a registration statement under Sections
8-6-5, 8-6-6 or 8-6-7 has been filed, nor the fact that a person or security is effectively
registered constitutes a finding by the Securities Commission that any document filed under
this article is true, complete, and not misleading. (b) Neither any such fact nor the fact
that an exemption or exception is available for a security or a transaction means that the
Securities Commission has passed in any way upon the merits or qualifications of or recommended
or given approval to any person, security, or transaction. (c) It is unlawful to make, or
cause to be made, to any prospective purchaser, customer, or client any representation inconsistent
with this section. (Acts 1959, No. 542, p. 1318, §14; Acts 1990, No....
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32-13-3
Section 32-13-3 Authority to sell; notice; bill of sale; records; voiding of sale; title. (a)
A person, as defined in Section 40-12-240, in possession of a motor vehicle that is considered
an abandoned motor vehicle may sell the motor vehicle at a public auction. (b)(1) Notice of
the date, time, and place of the sale and a description of the motor vehicle to be sold, including
the year, make, model, and vehicle identification number, shall be given by publication once
a week for two successive weeks in a newspaper of general circulation in the county in which
the sale is to be held, provided the vehicle is currently registered in the county. In counties
in which no newspaper is published, notice shall be given by posting such notice in a conspicuous
place at the courthouse. The first publication or posting, as the case may be, shall be at
least 30 days before the date of sale. A person selling a motor vehicle at public auction
under subsection (a) shall give notice of the public...
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36-25-14
Section 36-25-14 Filing of statement of economic interests. (a) A statement of economic interests
shall be completed and filed in accordance with this chapter with the commission no later
than April 30 of each year covering the period of the preceding calendar year by each of the
following: (1) All elected public officials at the state, county, or municipal level of government
or their instrumentalities. (2) Any person appointed as a public official and any person employed
as a public employee at the state, county, or municipal level of government or their instrumentalities
who occupies a position whose base pay is seventy-five thousand dollars ($75,000) or more
annually, as adjusted by the commission by January 31 of each year to reflect changes in the
U.S. Department of Labor's Consumer Price Index, or a successor index. (3) All candidates,
provided the statement is filed on the date the candidate files his or her qualifying papers
or, in the case of an independent candidate, on the...
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45-49-91.18
Section 45-49-91.18 Appeals to Mobile County Commission. (a) Appeals to the Mobile County Commission
may be taken by any aggrieved person. The appeal shall be taken as provided by the rules of
the board and within the time period prescribed by its rules, by filing notice of appeal specifying
the grounds thereof with the board from whom the appeal is taken and with the Mobile County
Commission. The board shall transmit to the Mobile County Commission with the notice of appeal
all papers constituting the record upon which the action appealed from was taken. An appeal
shall stay all proceedings in furtherance of the action appealed from, unless the board certifies
to the Mobile County Commission, after receiving notice of the appeal, that by reason of facts
stated in the certificate, a stay would cause imminent peril to life or property. The Mobile
County Commission shall have all of the following powers: (1) To hear and decide appeals where
it is alleged there is error in any order,...
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8-12-13
Section 8-12-13 Cancellation. The Secretary of State shall cancel from the register: (1) After
one year from January 1, 1981, all registrations under prior acts or informal registration
which have not been registered in accordance with this article; (2) Any registration concerning
which the Secretary of State shall receive a voluntary request for cancellation thereof from
the registrant or the assignee of record; (3) All registrations granted under this article
and not renewed in accordance with the provisions of Section 8-12-10; (4) Any registration
concerning which a court of competent jurisdiction shall find: a. That the registered mark
has been abandoned; b. That the registrant is not the owner of the mark; c. That the registration
was granted improperly; d. That the registration was obtained fraudulently; or e. That the
registered mark is so similar, as to be likely to cause confusion or mistake or to deceive,
to a mark registered by another person in the United States patent and...
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32-8-46
Section 32-8-46 Transfer of ownership - By operation of law. (a)(1) If the interest of an owner
in a vehicle passes to another other than by voluntary transfer, the transferee shall, except
as hereinafter provided in subsection (b), promptly mail or deliver to a designated agent
the last certificate of title, if available, and proof of the transfer, together with his
or her application for a new certificate in the form the department prescribes. (2) Except
as provided in subdivision (3), a person or entity initiating an involuntary transfer by operation
of law in this state shall give notice of the action to the department at least 35 calendar
days prior to the date of the transfer. The notice shall be in a manner as prescribed by the
department and shall include all of the following: a. The contact information for the person
or entity filing the notice. b. The motor vehicle's identification number, year, make, and
model. c. The date, time, and location of the involuntary transfer by...
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8-19C-3
Section 8-19C-3 Database fees. (a) The commission shall have the authority to charge a residential
subscriber a fee every two years payable to the commission for each notice for inclusion on
the database established pursuant to this chapter. The commission shall also have the authority
to charge a person or entity desiring to make telephone solicitations a fee per year payable
to the commission for access to, or for paper or electronic copies of the database established
pursuant to this chapter. Any fee established by the commission shall be subject to the approval
of the Legislative Council. (b) The commission shall update its "no sales solicitation
calls" listing upon receipt of initial consumer subscriptions or renewals and provide
this listing for a fee, pursuant to subsection (a). (c) All fees collected under this chapter
shall be deposited into a separate fund in the State Treasury to be expended by the commission
for the implementation and administration of this chapter. At the...
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