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8-6-29
Section 8-6-29 Interpretative opinions by commission. (a) The Securities Commission,
in its discretion, may honor requests from interested persons for interpretative opinions
and no-action letters. (b) Any person who makes application to the Securities Commission for
an interpretative opinion or no-action letter shall be assessed a non-refundable filing fee
of $150 upon application for such opinion or letter. Fees collected under this section
shall be deposited in the Alabama Securities Commission Fund in the State Treasury to be drawn
upon by the commission for its use in the administration of this article. (Acts 1959, No.
542, p. 1318, §20; Acts 1990, No. 90-527, p. 772, §1.)...
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8-19C-2
Section 8-19C-2 Database of subscribers objecting to telephone solicitations. (a) No
person or entity may make or cause to be made any telephone solicitation to the telephone
line of any residential subscriber in this state who has given notice to the commission of
his or her objection to receiving telephone solicitations. (b)(1) The commission shall establish
and operate a database to compile a list of telephone numbers of residential subscribers who
object to receiving telephone solicitations. The commission shall have the database in operation
before July 1, 2000. (2) The database may be operated by the commission or by another entity
under contract with the commission. (3) Before July 1, 2000, the commission shall promulgate
regulations which shall include all of the following: a. A requirement that each local exchange
company and each competing local exchange carrier shall inform on an annual basis its residential
subscribers of the opportunity to provide notification to the...
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8-7A-4
Section 8-7A-4 Exemptions from licensing. Sections 8-7A-5 to 8-7A-15, inclusive, shall
not apply to any of the following persons: (1) A person that provides clearance or settlement
services pursuant to a registration as a clearing agency or an exemption from such registration
granted under the federal securities laws. (2) An operator of a payment system to the extent
that it provides processing, clearing, or settlement services, between or among persons excluded
by this section, in connection with wire transfers, credit card transactions, debit
card transactions, stored-value transactions, automated clearing house transfers, or similar
funds transfers. (3) A person registered as a securities broker-dealer under federal or state
securities laws to the extent of its operation as such a broker-dealer. (4) Any person collecting,
forwarding, or submitting payments to the state, a state agency, board, or commission, a quasi-governmental
agency, or to persons in state custody, provided the...
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8-6-14
Section 8-6-14 Filing or registration not finding of truth, completeness, etc., of documents;
representations concerning effect of registration or exemption. (a) Neither the fact that
an application for registration under Section 8-6-3 or a registration statement under
Sections 8-6-5, 8-6-6 or 8-6-7 has been filed, nor the fact that a person or security is effectively
registered constitutes a finding by the Securities Commission that any document filed under
this article is true, complete, and not misleading. (b) Neither any such fact nor the fact
that an exemption or exception is available for a security or a transaction means that the
Securities Commission has passed in any way upon the merits or qualifications of or recommended
or given approval to any person, security, or transaction. (c) It is unlawful to make, or
cause to be made, to any prospective purchaser, customer, or client any representation inconsistent
with this section. (Acts 1959, No. 542, p. 1318, §14; Acts 1990, No....
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32-13-3
Section 32-13-3 Authority to sell; notice; bill of sale; records; voiding of sale; title.
(a) A person, as defined in Section 40-12-240, in possession of a motor vehicle that
is considered an abandoned motor vehicle may sell the motor vehicle at a public auction. (b)(1)
Notice of the date, time, and place of the sale and a description of the motor vehicle to
be sold, including the year, make, model, and vehicle identification number, shall be given
by publication once a week for two successive weeks in a newspaper of general circulation
in the county in which the sale is to be held, provided the vehicle is currently registered
in the county. In counties in which no newspaper is published, notice shall be given by posting
such notice in a conspicuous place at the courthouse. The first publication or posting, as
the case may be, shall be at least 30 days before the date of sale. A person selling a motor
vehicle at public auction under subsection (a) shall give notice of the public...
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36-25-14
Section 36-25-14 Filing of statement of economic interests. (a) A statement of economic
interests shall be completed and filed in accordance with this chapter with the commission
no later than April 30 of each year covering the period of the preceding calendar year by
each of the following: (1) All elected public officials at the state, county, or municipal
level of government or their instrumentalities. (2) Any person appointed as a public official
and any person employed as a public employee at the state, county, or municipal level of government
or their instrumentalities who occupies a position whose base pay is seventy-five thousand
dollars ($75,000) or more annually, as adjusted by the commission by January 31 of each year
to reflect changes in the U.S. Department of Labor's Consumer Price Index, or a successor
index. (3) All candidates, provided the statement is filed on the date the candidate files
his or her qualifying papers or, in the case of an independent candidate, on the...
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45-49-91.18
Section 45-49-91.18 Appeals to Mobile County Commission. (a) Appeals to the Mobile County
Commission may be taken by any aggrieved person. The appeal shall be taken as provided by
the rules of the board and within the time period prescribed by its rules, by filing notice
of appeal specifying the grounds thereof with the board from whom the appeal is taken and
with the Mobile County Commission. The board shall transmit to the Mobile County Commission
with the notice of appeal all papers constituting the record upon which the action appealed
from was taken. An appeal shall stay all proceedings in furtherance of the action appealed
from, unless the board certifies to the Mobile County Commission, after receiving notice of
the appeal, that by reason of facts stated in the certificate, a stay would cause imminent
peril to life or property. The Mobile County Commission shall have all of the following powers:
(1) To hear and decide appeals where it is alleged there is error in any order,...
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8-12-13
Section 8-12-13 Cancellation. The Secretary of State shall cancel from the register:
(1) After one year from January 1, 1981, all registrations under prior acts or informal registration
which have not been registered in accordance with this article; (2) Any registration concerning
which the Secretary of State shall receive a voluntary request for cancellation thereof from
the registrant or the assignee of record; (3) All registrations granted under this article
and not renewed in accordance with the provisions of Section 8-12-10; (4) Any registration
concerning which a court of competent jurisdiction shall find: a. That the registered mark
has been abandoned; b. That the registrant is not the owner of the mark; c. That the registration
was granted improperly; d. That the registration was obtained fraudulently; or e. That the
registered mark is so similar, as to be likely to cause confusion or mistake or to deceive,
to a mark registered by another person in the United States patent and...
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32-8-46
Section 32-8-46 Transfer of ownership - By operation of law. (a)(1) If the interest
of an owner in a vehicle passes to another other than by voluntary transfer, the transferee
shall, except as hereinafter provided in subsection (b), promptly mail or deliver to a designated
agent the last certificate of title, if available, and proof of the transfer, together with
his or her application for a new certificate in the form the department prescribes. (2) Except
as provided in subdivision (3), a person or entity initiating an involuntary transfer by operation
of law in this state shall give notice of the action to the department at least 35 calendar
days prior to the date of the transfer. The notice shall be in a manner as prescribed by the
department and shall include all of the following: a. The contact information for the person
or entity filing the notice. b. The motor vehicle's identification number, year, make, and
model. c. The date, time, and location of the involuntary transfer by...
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8-19C-3
Section 8-19C-3 Database fees. (a) The commission shall have the authority to charge
a residential subscriber a fee every two years payable to the commission for each notice for
inclusion on the database established pursuant to this chapter. The commission shall also
have the authority to charge a person or entity desiring to make telephone solicitations a
fee per year payable to the commission for access to, or for paper or electronic copies of
the database established pursuant to this chapter. Any fee established by the commission shall
be subject to the approval of the Legislative Council. (b) The commission shall update its
"no sales solicitation calls" listing upon receipt of initial consumer subscriptions
or renewals and provide this listing for a fee, pursuant to subsection (a). (c) All fees collected
under this chapter shall be deposited into a separate fund in the State Treasury to be expended
by the commission for the implementation and administration of this chapter. At the...
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