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10A-1-2.16
Section 10A-1-2.16 Certificated indebtedness; manner of issuance; signature and seal. (a) Except
as otherwise provided by the governing documents of the domestic entity, this title, or other
law, on the issuance by a domestic entity of a bond, debenture, or other evidence of indebtedness
in certificated form, the seal of the entity, if the entity has adopted a seal, may be a facsimile
that may be engraved or printed on the certificate. (b) Except as otherwise provided by the
governing documents of the domestic entity, this title, or other law, if a security described
by subsection (a) is authenticated with the manual signature of an authorized officer of the
domestic entity or an authorized officer or representative, to the extent permitted by law,
of a transfer agent or trustee appointed or named by an indenture of trust or other agreement
under which the security is issued, the signature of any officer of the domestic entity may
be a facsimile signature. (c) A security described by...
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10A-2A-1.40
Section 10A-2A-1.40 Chapter definitions. Notwithstanding Section 10A-1-1.03, as used in this
chapter, unless otherwise specified or unless the context otherwise requires, the following
terms have the following meanings: (1) AUTHORIZED STOCK means the stock of all classes and
series a corporation or foreign corporation is authorized to issue. (2) BENEFICIAL STOCKHOLDER
means a person who owns the beneficial interest in stock, which is either a record stockholder
or a person on whose behalf shares of stock are registered in the name of an intermediary
or nominee. (3) CERTIFICATE OF INCORPORATION means the certificate of incorporation described
in Section 10A-2A-2.02, all amendments to the certificate of incorporation, and any other
documents permitted or required to be delivered for filing by a corporation with the Secretary
of State under this chapter or Chapter 1 that modify, amend, supplement, restate, or replace
the certificate of incorporation. After an amendment of the certificate...
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19-4-1
Section 19-4-1 Definitions. When used in this article, the following words and phrases shall
have the following meanings, respectively, unless the context clearly indicates otherwise:
(1) FIDUCIARY. An administrator, an administrator with the will annexed, an administrator
de bonis non, an executor, a trustee, a guardian, a conservator, an agent, a custodian or
a custodian or agent for another fiduciary or fiduciaries. (2) FIDUCIARY ACCOUNT. An estate,
a trust, a guardianship, a custodianship, an agency or any other fiduciary relationship, including
a custodianship or agency for another fiduciary or fiduciaries. (3) BANK. A bank or trust
company organized and existing under the laws of Alabama with authority to act as a fiduciary
and a national banking association with its principal office in the State of Alabama and with
authority to act as a fiduciary. (4) SECURITY. Any note; stock; treasury stock; bond; debenture;
evidence of indebtedness; certificate of interest or participation in...
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7-8-102
Section 7-8-102 Definitions. (a) In this article: (1) "Adverse claim" means a claim
that a claimant has a property interest in a financial asset and that it is a violation of
the rights of the claimant for another person to hold, transfer, or deal with the financial
asset. (2) "Bearer form," as applied to a certificated security, means a form in
which the security is payable to the bearer of the security certificate according to its terms
but not by reason of an indorsement. (3) "Broker" means a person defined as a broker
or dealer under the federal securities laws, but without excluding a bank acting in that capacity.
(4) "Certificated security" means a security that is represented by a certificate.
(5) "Clearing corporation" means: (i) a person that is registered as a "clearing
agency" under the federal securities laws; (ii) a federal reserve bank; or (iii) any
other person that provides clearance or settlement services with respect to financial assets
that would require it to...
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10A-2A-7.24
Section 10A-2A-7.24 Acceptance of votes and other instruments. (a) If the name signed on a
vote, ballot, consent, waiver, stockholder demand, or proxy appointment corresponds to the
name of a stockholder, the corporation, if acting in good faith, is entitled to accept the
vote, ballot, consent, waiver, stockholder demand, or proxy appointment and give it effect
as the act of the stockholder. (b) If the name signed on a vote, ballot, consent, waiver,
stockholder demand, or proxy appointment does not correspond to the name of its stockholder,
the corporation, if acting in good faith, is nevertheless entitled to accept the vote, ballot,
consent, waiver, stockholder demand, or proxy appointment and give it effect as the act of
the stockholder if: (1) the stockholder is an entity and the name signed purports to be that
of an officer or agent of the entity; (2) the name signed purports to be that of an administrator,
executor, guardian, or conservator representing the stockholder and, if the...
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32-20-3
Section 32-20-3 Powers and duties of department. (a) The department shall prescribe and provide
suitable forms of applications, certificates of title, notices of security interests, and
all other notices and forms necessary to carry out the provisions of this chapter. (b) The
department may do any of the following: (1) Make necessary investigations to procure information
required to carry out the provisions of this chapter. (2) Adopt and enforce reasonable rules
and regulations to carry out the provisions of this chapter, including rules that allow alternative
methods of proof of satisfaction of liens. (3) Assign a new identification number to a manufactured
home if it has none, or its identification number is destroyed or obliterated and shall issue
a new certificate of title showing the new identification number. (4) Revoke the authority
of a dealer or other person appointed by the department to act as a designated agent under
this chapter when it finds that the dealer or other...
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32-8-3
Section 32-8-3 Powers and duties of department. (a) The department shall prescribe and provide
suitable forms of applications, certificates of title, notices of security interests, and
all other notices and forms necessary to carry out this chapter. (b) The department may do
any of the following: (1) Make necessary investigations to procure information required to
carry out this chapter. (2) Adopt and enforce reasonable rules to carry out this chapter.
(3) Assign a new identification number to a vehicle if it has none, or its identification
number is destroyed or obliterated, or its motor is changed, and shall issue a new certificate
of title showing the new identification number. (4) Revoke the authority of a dealer or other
person appointed by the department to act as a designated agent under this chapter and rules
adopted thereunder when it finds that the dealer or other person has failed to faithfully
perform his or her duties under this chapter or has been convicted of violating...
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34-14B-3
Section 34-14B-3 Application for licensure. (a) An applicant for licensure as a home inspector
shall submit an application, under oath, upon a form to be prescribed by the Building Commission
which shall include, as a minimum, the following information pertaining to the applicant:
(1) Social Security number for natural persons or employer identification number for other
entities. (2) The name and address under which the applicant conducts business, if an individual
proprietorship; the name and address of each partner or venturer, if the applicant is a partnership
or joint venture; or the name and address of the corporate officers and statutory agent for
service, if the applicant is a corporation. (3) A certificate issued by an insurance company
licensed to do business in the State of Alabama that the applicant has procured public liability
and property damage insurance covering the applicant's home inspection operations in the sum
of not less than twenty thousand dollars ($20,000) for...
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10A-2A-1.20
Section 10A-2A-1.20 Requirements for filing instruments; extrinsic facts. (a) Whenever any
filing instrument is to be filed with the Secretary of State or in accordance with this chapter,
such instrument shall be executed as follows: (1) Except as provided in subsection (a)(3),
the certificate of incorporation, and any other instrument to be filed before the election
of the initial board of directors if the initial directors were not named in the certificate
of incorporation, shall be signed by the incorporator or incorporators or the successors and
assigns of the incorporator or incorporators. If any incorporator is not available then any
other instrument may be signed, with the same effect as if the incorporator had signed it,
by any person for whom or on whose behalf the incorporator, in executing the certificate of
incorporation, was acting directly or indirectly as employee or agent, provided that the other
instrument shall state that the incorporator is not available and the...
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10A-2A-11.06
Section 10A-2A-11.06 Statement or merger or stock exchange. (a) After a plan of merger has
been adopted and approved as required by this article, then a statement of merger shall be
signed by each party to the merger except as provided in Section 10A-2A-11.05(a). The statement
of merger must set forth: (1) the name, type of organization, and mailing address of the principal
office of each constituent organization, the jurisdiction of the governing statute of each
constituent organization, and the respective unique identifying number or other designation
as assigned by the Secretary of State, if any, of each constituent organization; (2) the name,
type of organization, and mailing address of the principal office of the surviving organization,
the unique identifying number or other designation as assigned by the Secretary of State,
if any, of the surviving organization, the jurisdiction of the governing statute of the surviving
organization, and, if the surviving organization is created...
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