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27-3-4
Section 27-3-4 Authority to transact insurance - Eligibility. To qualify for and hold
authority to transact insurance in this state, an insurer must be otherwise in compliance
with this title and with its charter powers and must be an incorporated stock insurer or an
incorporated mutual insurer or a reciprocal insurer, all of the same general type as may be
formed as a domestic insurer under this title; except that: (1) No foreign insurer shall be
authorized to transact insurance in this state which does not maintain reserves as required
by Chapter 36 of this title applicable to the kind, or kinds, of insurance transacted by such
insurer, wherever transacted in the United States, or which transacts insurance in the United
States on the assessment premium plan, stipulated premium plan, cooperative plan, or any similar
plan; (2) Any foreign insurer which has transacted insurance as an authorized insurer in its
state or country of domicile for less than five years shall not be authorized...
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27-62-8
Section 27-62-8 Confidentiality. (a)(1) Any documents, materials, or other information
in the control or possession of the department that are furnished by a licensee or an employee
or agent acting on behalf of a licensee pursuant to subsection (i) of Section 27-62-4;
subdivisions (2), (3), (4), (5), (8), (10), and (11) of subsection (b) of Section 27-62-6;
or that are obtained by the commissioner in an investigation or examination pursuant to Section
27-62-7 shall be confidential by law and privileged, shall not be subject to any open records,
freedom of information, sunshine, or other public record disclosure laws, shall not be subject
to subpoena, and shall not be subject to discovery or admissible in evidence in any private
civil action. The commissioner shall not otherwise make the documents, materials, or other
information public without the prior written consent of the licensee. (2) Notwithstanding
subdivision (1), the commissioner may use the documents, materials, or other...
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8-6-58
Section 8-6-58 Personnel. (a) The Director of the Securities Commission shall prepare
in writing a manual of necessary employee positions for the commission, including job classifications,
personnel qualifications, duties, maximum and minimum salary schedules, and other personnel
information for approval by the commission. (b) Subject to the provisions of the Merit System
law, the director may select, appoint, and employ such accountants, auditors, financial analysts,
special agents and senior special agents, clerks, and other personnel as the director deems
necessary for the proper administration of the Alabama securities laws including legal counsel
to act as attorneys for the commission in actions or proceedings brought by or against the
commission under or pursuant to any provision of law under the commission's jurisdiction,
or in which the commission joins or intervenes as to a matter within the commission's jurisdiction,
as a friend of the court or otherwise, and stenographic...
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25-12-10
Section 25-12-10 Special inspectors. (a) In addition to the deputy inspectors authorized
by Section 25-12-9, the secretary, upon the request of any company licensed to insure
and insuring in this state boilers and pressure vessels, or upon the request of any company
operating pressure vessels in this state for which the owner or user maintains a regularly
established inspection service which is under the supervision of one or more technically competent
individuals whose qualifications are satisfactory to the department and causes the pressure
vessels to be regularly inspected and rated by the inspection service in accordance with applicable
provisions of the rules and regulations adopted by the department pursuant to Section
25-12-4, shall issue to each inspector of the insurance company a certificate of competency
as a special inspector and to each inspector of the company operating a pressure vessel a
certificate of competency as owner or user inspectors. Each inspector before...
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27-7-7
Section 27-7-7 Licenses - Application - Generally; fees. Repealed by Act 2001-702, p.
1509, ยง 6, effective January 1, 2002. (a) The commissioner shall not issue any license except
upon application therefor as in this chapter provided. Each applicant for a license shall
file annually with the commissioner his written application therefor signed by him and showing:
(1) His name, age and place of residence; (2) The kinds of insurance to be transacted under
the license and the insurer or insurers he proposes so to represent; (3) The person, firm
or corporation by whom he expects to be employed or associated with as such licensee and his
status as an officer or representative thereof; (4) Whether he proposes to write or solicit
insurance of his own risks and interest, or those of his relatives, any firm or corporation
in which he is financially interested or connected, directly or indirectly, or of his employer;
(5) A short business history of the applicant and the name and nature of any...
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34-29-72
Section 34-29-72 Application; qualifications; faculty license. (a) Any person desiring
a license to practice veterinary medicine in this state shall make written application in
the English language to the board. The application shall show that the applicant is at least
21 years old, is a graduate of an accredited veterinary school, is a citizen of the United
States or, if not a citizen of the United States, is legally present in the United States
with appropriate documentation from the federal government, and any other information and
proof as the board may require pursuant to the administrative code of the board. The application
shall be accompanied by application and examination fees in the amounts established and published
by the board. (b) Graduates of veterinary medical programs not accredited by the AVMA shall
furnish satisfactory proof of an Educational Commission for Foreign Veterinarian Graduates
(ECFVG) certificate or its equivalent provided by the American Veterinary Medical...
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45-8-22
Section 45-8-22 Special licenses; additional taxes; maintenance of records. (a) It shall
be unlawful for any person, firm, or corporation, other than the state Alcoholic Beverage
Control Board, to sell at retail in Calhoun County any spirituous or vinous liquors without
first obtaining a special license from the judge of probate that shall be in addition to all
other licenses required by law. The amount of the special license shall be determined by the
county commission and shall be levied in the same manner as other county licenses are levied.
Licenses required by this subsection shall expire on September 30th following the date of
purchase. All proceeds from sales of the special licenses shall be placed in the general fund
of the county. (b) In addition to all other taxes levied on the possession for sale, or the
sale, of alcoholic beverages in Alabama, a tax is levied on the possession for sale, or the
sale of, spirituous or vinous beverages in Calhoun County in an amount set by the...
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5-8A-20
Section 5-8A-20 Proceedings of superintendent before banking board as to defaults or
misconduct of bank. Whenever it shall appear to the superintendent that any bank has violated
its charter or any law of the state, or is conducting business in any unauthorized manner,
or that the bank may suspend payment of its obligations, or if its capital is impaired and
not made good under the requirement of the superintendent within the required time, or if
any such bank or an affiliate of such bank as defined in Section 5-3A-1 shall refuse
to submit its papers, books, and concerns to the inspection of the superintendent or any examiner,
or if any officer thereof shall refuse to be examined on oath touching the conducting of any
such bank, or if any such bank shall suspend payment of its obligations, or if from any examination
the superintendent shall have reason to conclude that such bank is in an unsound or unsafe
condition to transact the business for which it was organized, or that it is...
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34-11-1
Section 34-11-1 Definitions. For the purposes of this chapter, the following words and
phrases shall have the respective meanings ascribed by this section: (1) BOARD. The
State Board of Licensure for Professional Engineers and Land Surveyors, provided for by Section
34-11-30. (2) DESIGN COORDINATION. The review and coordination of technical submissions prepared
by persons other than the principal engineer, including, as appropriate and without limitations,
consulting engineers, architects, landscape architects, land surveyors, and other professionals
working under the direction of the engineer. (3) DISCIPLINARY ACTION. Any final written decision,
order, consent agreement, public reprimand, or other formal action taken against an individual
or firm by the board based upon a violation of this chapter or a board rule. (4) ENGINEER
INTERN. An individual who has been certified as an engineer intern by the board. (5) ENGINEER
or PROFESSIONAL ENGINEER. An individual who, by reason of his or...
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34-27-36
Section 34-27-36 Disciplinary action - Generally. (a) The commission or its staff may
on its own, or on the verified complaint in writing of any person, investigate the actions
and records of a licensee. The commission may issue subpoenas and compel the testimony of
witnesses and the production of records and documents during an investigation. If probable
cause is found, a formal complaint shall be filed and the commission shall hold a hearing
on the formal complaint. The commission shall revoke or suspend the license or impose a fine
of not less than one hundred dollars ($100) nor more than two thousand five hundred dollars
($2,500), or both, or reprimand the licensee in each instance in which the licensee is found
guilty of any of the following acts set out in this section. The commission may revoke
or suspend a license until such time as the licensee has completed an approved continuing
education course and/or made restitution to accounts containing funds to be held for other...
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