8-6-17
Section 8-6-17 Prohibited acts regarding offer, sale, or purchase of securities. (a) It is
unlawful for any person, in connection with the offer, sale, or purchase of any security,
directly or indirectly, to: (1) Employ any device, scheme, or artifice to defraud; (2) Make
any untrue statement of a material fact or to omit to state a material fact necessary in order
to make the statements made, in the light of the circumstances under which they are made,
not misleading; or (3) Engage in any act, practice or course of business which operates or
would operate as a fraud or deceit upon any person. (b) It is unlawful for any person who
receives, directly or indirectly, any consideration from another person for advising the other
person as to the value of securities or their purchase or sale, whether through the issuance
of analyses or reports or otherwise, (1) to employ any device, scheme, or artifice to defraud
the other person, (2) to engage in any act, practice, or course of business...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-17.htm - 4K - Match Info - Similar pages

11-11B-4
Section 11-11B-4 Securities; maturity, total principal amount, denomination and tenor, execution,
etc.; coupons for interest. Securities issued under the authority of this chapter shall mature
at such time or times as the governing body of the issuer shall determine, not later than
the date on which the last installment of the grant is reasonably expected to be received.
The total principal amount of securities which may be issued in respect of a grant shall not
exceed the reasonably estimated proceeds of the grant. The determination of the governing
body of the issuer of the date on which the last installment of the grant will be received
and the amounts of the proceeds of any grant to be received shall be conclusive. Securities
issued under the authority of this chapter shall be of such denomination and tenor, shall
contain such covenants and restrictions and provisions and shall be payable at such place
or places, within or without the state, as the governing body of the issuer...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-11B-4.htm - 1K - Match Info - Similar pages

11-64-4
Section 11-64-4 Securities; maturity; total principal amount; denomination and tenor; execution;
coupons for interest. Securities issued under the authority of this chapter shall mature at
such time or times as the governing body of the issuer shall determine, not later than the
date on which the last installment of the grant is reasonably expected to be received. The
total principal amount of securities which may be issued in respect of a grant shall not exceed
the reasonably estimated proceeds of the grant. The determination of the governing body of
the issuer of the date on which the last installment of the grant will be received and the
amounts of the proceeds of any grant to be received shall be conclusive. Securities issued
under the authority of this chapter shall be of such denomination and tenor, shall contain
such covenants and restrictions and provisions and shall be payable at such place or places,
within or without the state, as the governing body of the issuer shall...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-64-4.htm - 1K - Match Info - Similar pages

8-6-4
Section 8-6-4 Registration of securities - Required; exceptions. It is unlawful for any person
to offer or sell any security in this state unless: (1) It is registered under this article;
(2) The security is exempt from registration under Section 8-6-10; or (3) The transaction
is exempt under Section 8-6-11. (Acts 1959, No. 542, p. 1318, §3; Acts 1990, No. 90-527,
p. 772, §1.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-4.htm - 718 bytes - Match Info - Similar pages

11-11B-7
Section 11-11B-7 Issuance of securities exempt from supervision and control. No proceeding,
notice or approval shall be required for the issuance of any securities under this chapter.
Neither a public hearing nor the consent of the state department of finance shall be a prerequisite
to the issuance of any securities under this chapter. The provisions of chapter 8, Title 11
shall not apply to any securities issued under authority of this chapter or to any county
or public corporation issuing such securities. (Acts 1981, No. 81-797, p. 1399, §7.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-11B-7.htm - 868 bytes - Match Info - Similar pages

22-9A-9
may be filed for living persons and shall be made on a delayed certificate of birth form prescribed
by the State Registrar and shall show on their face the date of the delayed registration.
A summary statement of the evidence submitted in support of the delayed registration shall
be endorsed on the certificate. a. Any living person born in this state whose birth is not
recorded in this state, or his or her parent, guardian, next of kin, or older person acting
for the registrant and having personal knowledge of the facts of birth may request
the registration of a delayed certificate of birth, subject to this section and instructions
issued by the State Registrar. b. Each delayed certificate of birth shall be signed and sworn
to before an official authorized to administer oaths by the person whose birth is to be registered,
if the person is 18 years of age or over and is competent to sign and swear to the accuracy
of the facts stated in the certificate; otherwise, the certificate shall...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/22-9A-9.htm - 5K - Match Info - Similar pages

11-81A-4
Section 11-81A-4 Limitations and amplification of securities authorization. Securities issued
under the authority of this chapter shall mature at such time or times as the governing body
of the issuer shall determine, not later than the date on which the last installment of the
grant is reasonably expected to be received. The total principal amount of securities which
may be issued in respect of a grant shall not exceed the reasonably estimated proceeds of
the grant. The determination of the governing body of the issuer of the date on which the
last installment of the grant will be received and the amounts of the proceeds of any grant
to be received shall be conclusive. Securities issued under the authority of this chapter
shall be of such denomination and tenor, shall contain such covenants and restrictions and
provisions and shall be payable at such place or places, within or without the state, as the
governing body of the issuer shall determine. Such securities shall be executed in...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-81A-4.htm - 1K - Match Info - Similar pages

12-21-282
Section 12-21-282 Procedure for securing attendance of witness within state at criminal proceeding,
etc.; in another state; fees and allowances; effect of failure of summoned witness to attend
and testify. (a) If a judge in a court of record in any state which, by its laws, has made
provision for commanding persons within that state to attend and testify in this state certifies
under seal of such court that there is a criminal proceeding pending in such court or that
a grand jury investigation has commenced or is about to commence, that a person being within
this state is a material witness in such proceedings or grand jury investigation and that
his presence will be required for a specified number of days, upon presentation of such certificate
to any judge of a court of record in the county in which such person resides or the county
in which such person is found if he is not a resident of this state, such judge shall fix
a time and place for a hearing, and shall make an order...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/12-21-282.htm - 4K - Match Info - Similar pages

2-22-4
Section 2-22-4 Fertilizer dealer permit required; relation to Section 2-22-5. Before any person
may sell or offer for sale or exchange in this state any commercial fertilizer to a user thereof,
the person shall first procure a fertilizer dealer permit from the commissioner authorizing
the person to sell, exchange, or deal therein. The permit shall be issued on payment of a
fee established by the Board of Agriculture and Industries not to exceed ten dollars ($10),
and shall expire on September 30 of each year. A permit as required by this section shall
be obtained for each separate place of business at which commercial fertilizer is sold or
offered for sale to the user thereof. Any person required to procure a license under Section
2-22-5 shall not be required to procure a permit as required by this section as it is the
intent of this section that every person who purchases any commercial fertilizer for resale
where the fertilizer is not manufactured, mixed, formulated, or labeled by...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/2-22-4.htm - 1K - Match Info - Similar pages

22-21-323
hospital tax proceeds) out of which any such securities are payable, the rights or duties of
the parties to such instrument or the parties for the benefit of whom such instrument is made
and the rights and remedies of such parties in the event of default, and may also contain
provisions restricting the individual rights of action of the holders of any such securities.
Any such indenture may be filed in the office of the judge of probate of any county in which
any of the property, real, personal or mixed, subject to the lien thereof is, or is
anticipated to be, located, and the lien of such indenture shall, with respect to all personal
property and fixtures subject thereto (including after-acquired property) and notwithstanding
any contrary provisions of, and without compliance with, the Alabama Uniform Commercial Code
(Title 7), be valid and binding against all parties having claims of any kind against the
authority, irrespective of whether the parties have actual notice thereof,...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/22-21-323.htm - 4K - Match Info - Similar pages