8-6-17
Section 8-6-17 Prohibited acts regarding offer, sale, or purchase of securities. (a)
It is unlawful for any person, in connection with the offer, sale, or purchase of any security,
directly or indirectly, to: (1) Employ any device, scheme, or artifice to defraud; (2) Make
any untrue statement of a material fact or to omit to state a material fact necessary in order
to make the statements made, in the light of the circumstances under which they are made,
not misleading; or (3) Engage in any act, practice or course of business which operates or
would operate as a fraud or deceit upon any person. (b) It is unlawful for any person who
receives, directly or indirectly, any consideration from another person for advising the other
person as to the value of securities or their purchase or sale, whether through the issuance
of analyses or reports or otherwise, (1) to employ any device, scheme, or artifice to defraud
the other person, (2) to engage in any act, practice, or course of business...
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11-11B-4
Section 11-11B-4 Securities; maturity, total principal amount, denomination and tenor,
execution, etc.; coupons for interest. Securities issued under the authority of this chapter
shall mature at such time or times as the governing body of the issuer shall determine, not
later than the date on which the last installment of the grant is reasonably expected to be
received. The total principal amount of securities which may be issued in respect of a grant
shall not exceed the reasonably estimated proceeds of the grant. The determination of the
governing body of the issuer of the date on which the last installment of the grant will be
received and the amounts of the proceeds of any grant to be received shall be conclusive.
Securities issued under the authority of this chapter shall be of such denomination and tenor,
shall contain such covenants and restrictions and provisions and shall be payable at such
place or places, within or without the state, as the governing body of the issuer...
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11-64-4
Section 11-64-4 Securities; maturity; total principal amount; denomination and tenor;
execution; coupons for interest. Securities issued under the authority of this chapter shall
mature at such time or times as the governing body of the issuer shall determine, not later
than the date on which the last installment of the grant is reasonably expected to be received.
The total principal amount of securities which may be issued in respect of a grant shall not
exceed the reasonably estimated proceeds of the grant. The determination of the governing
body of the issuer of the date on which the last installment of the grant will be received
and the amounts of the proceeds of any grant to be received shall be conclusive. Securities
issued under the authority of this chapter shall be of such denomination and tenor, shall
contain such covenants and restrictions and provisions and shall be payable at such place
or places, within or without the state, as the governing body of the issuer shall...
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8-6-4
Section 8-6-4 Registration of securities - Required; exceptions. It is unlawful for
any person to offer or sell any security in this state unless: (1) It is registered under
this article; (2) The security is exempt from registration under Section 8-6-10; or
(3) The transaction is exempt under Section 8-6-11. (Acts 1959, No. 542, p. 1318, §3;
Acts 1990, No. 90-527, p. 772, §1.)...
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11-11B-7
Section 11-11B-7 Issuance of securities exempt from supervision and control. No proceeding,
notice or approval shall be required for the issuance of any securities under this chapter.
Neither a public hearing nor the consent of the state department of finance shall be a prerequisite
to the issuance of any securities under this chapter. The provisions of chapter 8, Title 11
shall not apply to any securities issued under authority of this chapter or to any county
or public corporation issuing such securities. (Acts 1981, No. 81-797, p. 1399, §7.)...
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22-9A-9
Section 22-9A-9 Delayed registration of birth. Any person born in the state whose birth
has not been filed may have his or her birth registered by the State Registrar after complying
with the requirements set forth below: (1) Certificates of birth filed after the time specified
in Section 22-9A-7 but within one year from the date of birth shall be registered on
the standard form of live-birth certificate in the manner prescribed in Section 22-9A-7.
The certificate shall not be marked "DELAYED REGISTRATION." In any case where the
certificate is signed by someone other than the attendant or person in charge of the institution
where birth occurred, a notarized statement stating the reason why the certificate cannot
be signed by the attendant shall be attached to the certificate. When the State Registrar
has reasonable cause to question the adequacy of the registration, he or she may require additional
evidence in support of the facts of birth. (2) Certificates of birth filed after one...
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11-81A-4
Section 11-81A-4 Limitations and amplification of securities authorization. Securities
issued under the authority of this chapter shall mature at such time or times as the governing
body of the issuer shall determine, not later than the date on which the last installment
of the grant is reasonably expected to be received. The total principal amount of securities
which may be issued in respect of a grant shall not exceed the reasonably estimated proceeds
of the grant. The determination of the governing body of the issuer of the date on which the
last installment of the grant will be received and the amounts of the proceeds of any grant
to be received shall be conclusive. Securities issued under the authority of this chapter
shall be of such denomination and tenor, shall contain such covenants and restrictions and
provisions and shall be payable at such place or places, within or without the state, as the
governing body of the issuer shall determine. Such securities shall be executed in...
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12-21-282
Section 12-21-282 Procedure for securing attendance of witness within state at criminal
proceeding, etc.; in another state; fees and allowances; effect of failure of summoned witness
to attend and testify. (a) If a judge in a court of record in any state which, by its laws,
has made provision for commanding persons within that state to attend and testify in this
state certifies under seal of such court that there is a criminal proceeding pending in such
court or that a grand jury investigation has commenced or is about to commence, that a person
being within this state is a material witness in such proceedings or grand jury investigation
and that his presence will be required for a specified number of days, upon presentation of
such certificate to any judge of a court of record in the county in which such person resides
or the county in which such person is found if he is not a resident of this state, such judge
shall fix a time and place for a hearing, and shall make an order...
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2-22-4
Section 2-22-4 Fertilizer dealer permit required; relation to Section 2-22-5.
Before any person may sell or offer for sale or exchange in this state any commercial fertilizer
to a user thereof, the person shall first procure a fertilizer dealer permit from the commissioner
authorizing the person to sell, exchange, or deal therein. The permit shall be issued on payment
of a fee established by the Board of Agriculture and Industries not to exceed ten dollars
($10), and shall expire on September 30 of each year. A permit as required by this section
shall be obtained for each separate place of business at which commercial fertilizer is sold
or offered for sale to the user thereof. Any person required to procure a license under Section
2-22-5 shall not be required to procure a permit as required by this section as it
is the intent of this section that every person who purchases any commercial fertilizer
for resale where the fertilizer is not manufactured, mixed, formulated, or labeled by...
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22-21-323
Section 22-21-323 Source of payment; security. (a) Securities issued by an authority
shall not be general obligations of the authority but shall be payable solely out of the revenues
from any health care facilities or other properties or assets (including, without limitation,
proceeds from such securities, investment income and insurance and condemnation proceeds)
owned or operated by it and the proceeds of any hospital tax appropriated, apportioned or
allocated to it or for its benefit, or any portion of either thereof, all as may be provided
or specified in the resolution of the board authorizing such securities or the indenture under
which issued. The principal of and interest (and premium, if any) on any securities issued
by the authority shall be secured by a pledge of the revenues or taxes (or both) out of which
the same are payable and may be secured by a trust indenture evidencing such pledge or by
a foreclosable mortgage, mortgage indenture or mortgage and trust indenture...
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