8-6-8
Section 8-6-8 Registration of securities - Registration statement; conditions precedent; bond;
notice of action; fees; quarterly reports and financial statements; discharge from supervision.
(a) A registration statement on securities may be filed by the issuer, any other person on
whose behalf the offering is to be made, or a registered dealer. Any document filed under
this article within five years preceding the filing of a registration statement may be incorporated
by reference in the registration statement to the extent that the document is currently accurate.
The commission may permit, by rule or otherwise, the omission of any item of information or
document from any registration statement. (b) The Securities Commission may require as a condition
of registration by qualification or coordination that: (1) proceeds from the sale of the registered
security be impounded until the issuer receives a specified amount, or (2) any security issued
within the past three years, or to be...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-8.htm - 8K - Match Info - Similar pages

13A-9-1
Section 13A-9-1 Definitions. The following definitions are applicable in this article unless
the context otherwise requires: (1) WRITTEN INSTRUMENT. Such term means: a. Any paper, document
or other instrument containing written or printed matter or its equivalent; and b. Any token,
stamp, seal, badge, trademark or other evidence or symbol of value, right, privilege or identification,
which is capable of being used to the advantage or disadvantage of some person. (2) COMPLETE
WRITTEN INSTRUMENT. One which purports to be a genuine written instrument fully drawn with
respect to every essential feature thereof. (3) INCOMPLETE WRITTEN INSTRUMENT. One which contains
some matter by way of content or authentication, but which requires additional matter in order
to render it a complete written instrument. (4) FALSELY MAKE. To "falsely make"
a written instrument means to make or draw a complete written instrument in its entirety,
or an incomplete written instrument, which purports to be...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/13A-9-1.htm - 3K - Match Info - Similar pages

26-1A-102
Section 26-1A-102 Definitions. In this chapter: (1) "Agent" means a person granted
authority to act for a principal under a power of attorney, whether denominated an agent,
attorney-in-fact, or otherwise. The term includes an original agent, co-agent, successor agent,
and a person to which an agent's authority is delegated. (2) "Durable," with respect
to a power of attorney, means not terminated by the principal's incapacity. (3) "Electronic"
means relating to technology having electrical, digital, magnetic, wireless, optical, electromagnetic,
or similar capabilities. (4) "Good faith" means honesty in fact. (5) "Incapacity"
means inability of an individual to manage property or business affairs because the individual:
(A) has an impairment in the ability to receive and evaluate information or make or communicate
decisions even with the use of technological assistance; or (B) is: (i) missing; (ii) detained,
including incarcerated in a penal system; or (iii) outside the United States and...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/26-1A-102.htm - 3K - Match Info - Similar pages

31-2A-107
Section 31-2A-107 (Article 107.) False official statements. Any person subject to this code
who, with intent to deceive, signs any false record, return, regulation, order, or other official
document made in the line of duty, knowing it to be false, or makes any other false official
statement made in the line of duty, knowing it to be false, shall be punished as a court-martial
may direct. (Act 2012-334, §1.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/31-2A-107.htm - 720 bytes - Match Info - Similar pages

10A-8A-1.02
Section 10A-8A-1.02 Definitions. Notwithstanding Section 10A-1-1.03, as used in this chapter,
unless the context otherwise requires, the following terms mean: (1) "Business"
includes every trade, occupation, and profession for profit. (2) "Disqualified person"
means any person who is not a qualified person. (3) "Distribution" except as otherwise
provided in Section 10A-8A-4.09(f), means a transfer of money or other property from a partnership
to another person on account of a transferable interest. (4) "Foreign limited liability
partnership" means a foreign partnership whose partners have limited liability for the
debts, obligations, or other liabilities of the foreign partnership under a provision similar
to Section 10A-8A-3.06(c). (5) "Foreign partnership" means a partnership governed
by the laws of a jurisdiction other than this state which would be a partnership if governed
by the laws of this state. The term includes a foreign limited liability partnership. (6)
"Limited liability...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/10A-8A-1.02.htm - 4K - Match Info - Similar pages

40-13-61
Section 40-13-61 Violations; penalties. (a) Any person required by this article to make a return,
pay a tax, keep records, or furnish information deemed necessary by the commissioner or the
computation, assessment, or collection of the tax imposed by this article, who fails to make
the return, pay the tax, keep the records, or furnish the information at the time required
by law or regulation, in addition to other penalties provided by law, shall be guilty of a
Class C misdemeanor and, upon conviction, shall be punished as provided by law. Each required
procedure and each required record shall constitute a separate offense. (b) Any person who
willfully or fraudulently makes and signs a return, not believing the return to be true and
correct as to every material fact, shall be guilty of a Class C felony, and upon conviction,
shall be punished as provided by law. Each return shall constitute a separate offense. Additionally,
any person who willfully or fraudulently makes and signs a...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/40-13-61.htm - 2K - Match Info - Similar pages

7-2-319
Section 7-2-319 F.O.B. and F.A.S. terms. (1) Unless otherwise agreed the term F.O.B. (which
means "free on board") at a named place, even though used only in connection with
the stated price, is a delivery term under which: (a) When the term is F.O.B. the place of
shipment, the seller must at that place ship the goods in the manner provided in this article
(Section 7-2-504) and bear the expense and risk of putting them into the possession of the
carrier; or (b) When the term is F.O.B. the place of destination, the seller must at his own
expense and risk transport the goods to that place and there tender delivery of them in the
manner provided in this article (Section 7-2-503); (c) When under either (a) or (b) the term
is also F.O.B. vessel, car or other vehicle, the seller must in addition at his own expense
and risk load the goods on board. If the term is F.O.B. vessel the buyer must name the vessel
and in an appropriate case the seller must comply with the provisions of this article...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/7-2-319.htm - 2K - Match Info - Similar pages

7-5-116
Section 7-5-116 Choice of law and forum. (a) The liability of an issuer, nominated person,
or adviser for action or omission is governed by the law of the jurisdiction chosen by an
agreement in the form of a record signed or otherwise authenticated by the affected parties
in the manner provided in Section 7-5-104 or by a provision in the person's letter of credit,
confirmation, or other undertaking. The jurisdiction whose law is chosen need not bear any
relation to the transaction. (b) Unless subsection (a) applies, the liability of an issuer,
nominated person, or adviser for action or omission is governed by the law of the jurisdiction
in which the person is located. The person is considered to be located at the address indicated
in the person's undertaking. If more than one address is indicated, the person is considered
to be located at the address from which the person's undertaking was issued. For the purpose
of jurisdiction, choice of law, and recognition of interbranch letters of...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/7-5-116.htm - 2K - Match Info - Similar pages

7-7-404
Section 7-7-404 No liability for good faith delivery pursuant to document of title. A bailee
that in good faith has received goods and delivered or otherwise disposed of the goods according
to the terms of a document of title or pursuant to this article is not liable for the goods
even if: (1) The person from which the bailee received the goods did not have authority to
procure the document or to dispose of the goods; or (2) The person to which the bailee delivered
the goods did not have authority to receive the goods. (Prior version of this section added
by Acts 1965, No. 549, p. 811; repealed by Act 2004-315, p. 464, §1; current section added
by Act 2004-315, p. 464, §1.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/7-7-404.htm - 1013 bytes - Match Info - Similar pages

45-30-240.72
Section 45-30-240.72 Maintenance of records; public access. (a) As used in this section public
officer means the Tax Assessor and the Revenue Commissioner of Franklin County. (b) Every
public officer having custody of any public writing, record, or document, including, but not
limited to, property record cards and work cards, shall permit any person to inspect and have
direct access to any public writing, record, or document, as required by law. (c)(1) During
the hours the Franklin County Courthouse is open, an employee in the office of the tax assessor
or the revenue commissioner shall be assigned to the room where property record cards and
work cards are stored. In addition to his or her regular responsibilities, the employee shall
have the responsibility to make certain that the public has direct access to the property
record cards or work cards, or both. The responsibilities of the employee shall also include
preserving and protecting the property record cards and work cards. (2)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-30-240.72.htm - 2K - Match Info - Similar pages