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5-26-16
Section 5-26-16 Investigation and examination authority. In addition to any authority allowed
under this chapter the supervisor shall have the authority to conduct investigations and examinations
as follows: (1) AUTHORITY TO ACCESS INFORMATION. For purposes of initial licensing, license
renewal, license suspension, license conditioning, license revocation or termination, or general
or specific inquiry or investigation to determine compliance with this chapter, the supervisor
shall have the authority to access, receive, and use any books, accounts, records, files,
documents, information, or evidence including but not limited to: (a) Criminal, civil, and
administrative history information, including nonconviction data; and (b) Personal history
and experience information including independent credit reports obtained from a consumer reporting
agency described in Section 603(p) of the Fair Credit Reporting Act; and (c) Any other documents,
information, or evidence the supervisor deems...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-16.htm - 6K - Match Info - Similar pages
5-26-6
Section 5-26-6 Issuance of license. The supervisor shall not issue a mortgage loan originator
license unless the Supervisor makes at a minimum the following findings: (1) NO LICENSE REVOCATION.
The applicant has never had a mortgage loan originator license revoked in any governmental
jurisdiction, except that a subsequent formal vacation of such revocation shall not be deemed
a revocation. (2) NO FELONY CONVICTION. The applicant has not been convicted of, or pled guilty
or nolo contendere to, a felony in a domestic, foreign, or military court: (a) During the
seven-year period preceding the date of the application for licensing and registration; or
(b) At any time preceding such date of application, if such felony involved an act of fraud,
dishonesty, or a breach of trust, or money laundering; (c) Provided that any pardon of a conviction
shall not be a conviction for purposes of this subsection. (3) CHARACTER AND FITNESS. The
applicant has demonstrated financial responsibility,...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-6.htm - 2K - Match Info - Similar pages
5-26-10
Section 5-26-10 Continuing education for mortgage loan originators. (1) In general. In order
to meet the annual continuing education requirements referred to in Section 5-26-9(1)(b),
a licensed mortgage loan originator shall complete at least eight hours of education approved
in accordance with subsection (2), which shall include at least: (a) Three hours of federal
law and regulations; (b) Two hours of ethics, which shall include instruction on fraud, consumer
protection, and fair lending issues; and (c) Two hours of training related to lending standards
for the nontraditional mortgage product marketplace. (2) Approved educational courses. For
purposes of subsection (1), continuing education courses shall be reviewed and approved by
the Nationwide Mortgage Licensing System and Registry based upon reasonable standards. Review
and approval of a continuing education course shall include review and approval of the course
provider. (3) Approval of employer and affiliate educational...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-10.htm - 3K - Match Info - Similar pages
5-26-12
Section 5-26-12 Nationwide Mortgage Licensing System and Registry information challenge process.
The supervisor shall establish a process whereby mortgage loan originators may challenge information
entered into the Nationwide Mortgage Licensing System and Registry. (Act 2009-627, p. 1907,
§12.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-12.htm - 601 bytes - Match Info - Similar pages
5-26-19
Section 5-26-19 Report to Nationwide Mortgage Licensing System and Registry. Notwithstanding
state privacy law, the supervisor is required to report regularly violations of this chapter
as well as enforcement actions and other relevant information to the Nationwide Mortgage Licensing
System and Registry, subject to the provisions contained in Section 5-26-15. (Act 2009-627,
p. 1907, §19.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-19.htm - 697 bytes - Match Info - Similar pages
5-26-9
Section 5-26-9 Standards for license renewal. (1) In general. The minimum standards for license
renewal for mortgage loan originators shall include the following: (a) The mortgage loan originator
continues to meet the minimum standards for license issuance under Section 5-26-6(1) to (6),
inclusive. (b) The mortgage loan originator has satisfied the annual continuing education
requirements described in Section 5-26-10. (c) The mortgage loan originator has paid all required
fees for renewal of the license. The fee related to the renewal of the license shall be seventy-five
dollars ($75). This license renewal fee shall be in addition to the fees required to renew
through the Nationwide Mortgage Licensing System and Registry. (2) Failure to satisfy minimum
standards of license renewal. The license of a mortgage loan originator failing to satisfy
the minimum standards for license renewal shall expire. The supervisor may adopt procedures
for the reinstatement of expired licenses consistent...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-9.htm - 1K - Match Info - Similar pages
5-26-7
Section 5-26-7 Pre-licensing education of loan originators. (1) Minimum educational requirements.
In order to meet the pre-licensing education requirement referred to in Section 5-26-6(4)
a person shall complete at least 20 hours of education approved in accordance with subsection
(2), which shall include at least: (a) Three hours of federal law and regulations; (b) Three
hours of ethics, which shall include instruction on fraud, consumer protection, and fair lending
issues; and (c) Two hours of training related to lending standards for the nontraditional
mortgage product marketplace. (2) Approved educational courses. For purposes of subsection
(1), pre-licensing education courses shall be reviewed and approved by the Nationwide Mortgage
Licensing System and Registry based upon reasonable standards. Review and approval of a pre-licensing
education course shall include review and approval of the course provider. (3) Approval of
employer and affiliate educational courses. Nothing in this...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-26-7.htm - 2K - Match Info - Similar pages
32-7C-29
Section 32-7C-29 TNC driver applicant requirements; impersonating a TNC driver. (a) Before
allowing an individual to accept trip requests through a TNC's digital network as a TNC driver,
all of the following must occur: (1) The individual shall submit an application to the TNC
that includes information regarding his or her address, age, driver's license, motor vehicle
registration, and other information required by the TNC. (2) The TNC shall conduct, or have
a third party conduct, a local and national criminal background check for each applicant that
shall include a review of the following: a. A multistate or multi-jurisdiction criminal records
locator or other similar commercial nationwide database with validation (primary source search).
b. The United States Department of Justice National Sex Offender Public Website. (3) The TNC
shall obtain and review, or have a third party obtain and review, a driving history report
of each applicant. (b) The TNC may not permit an individual to act...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/32-7C-29.htm - 2K - Match Info - Similar pages
34-21-124
Section 34-21-124 Additional powers of party state licensing boards. (a) In addition to the
other powers conferred by state law, a licensing board shall have the authority to do all
of the following: (1) Take adverse action against the multistate licensure privilege of a
nurse to practice within that party state. a. Only the home state shall have the power to
take adverse action against the license of a nurse issued by the home state. b. For purposes
of taking adverse action, the home state licensing board shall give the same priority and
effect to reported conduct received from a remote state as it would if such conduct had occurred
within the home state. In so doing, the home state shall apply its own state laws to determine
appropriate action. (2) Issue cease and desist orders or impose an encumbrance on the authority
of a nurse to practice within that party state. (3) Complete any pending investigations of
a nurse who changes his or her primary state of residence during the course...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-21-124.htm - 3K - Match Info - Similar pages
38-13-2
Section 38-13-2 Definitions. When used in this chapter, the following words shall have the
following meanings: (1) ADULT. An individual 19 years of age and older. (2) ADULT CARE FACILITY.
A person or entity holding a Department of Human Resources license or approval or certification
to provide care, including foster care, for adults. (3) APPLICANT. A person or entity who
submits an application for license as a child care or adult care facility to the Department
of Human Resources or a child placing agency, or an application for employment or for a volunteer
position to a Department of Human Resources licensed child care or adult care facility. With
regard to child care and adult care facilities in a home setting, the term includes an adult
household member whose residence is in the home. The term also includes an individual who
submits an application for a volunteer position or for employment with the Department of Human
Resources in a position in which the person has unsupervised...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/38-13-2.htm - 11K - Match Info - Similar pages
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