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8-7A-17
Section 8-7A-17 Orders to cease and desist and other injunctive or civil relief. (a)
If the commission determines that any person has engaged in or is about to engage in any act
or practice constituting a violation of this chapter or a rule adopted or an order issued
under this chapter, the commission, in its discretion, may do any of the following: (1) Issue
an order, with or without a prior hearing or notice, against the person or persons engaged
in the act or practice, directing them to cease and desist from engaging in the act or practice.
(2) Issue an order appointing a receiver or conservator over a respondent or the respondent's
assets. (3) Order restitution or disgorgement against any person who has violated this chapter
or any rule adopted or order issued pursuant to this chapter. (4) Bring an action in any court
of competent jurisdiction to enjoin an act or practice and to enforce compliance with this
chapter or any rule adopted or order issued hereunder. Upon a proper...
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5-18A-16
Section 5-18A-16 Violations of chapter. If, after a hearing, the supervisor finds that
a person has violated this chapter or any administrative regulation issued pursuant to this
chapter, the supervisor may take any one or more of the following enforcement actions: (1)
Order the person to cease and desist violating the chapter or any administrative rules issued
pursuant thereto. (2) Require the refund of any fees collected by such person in violation
of this chapter. (3) Order the person to pay to the supervisor a civil penalty of not more
than one thousand dollars ($1,000) for each transaction in violation of this chapter. (Act
2003-359, p. 992, ยง16.)...
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5-19-23
Section 5-19-23 License to engage in business of making consumer loans or taking assignments
of consumer credit contracts - Revocation or suspension. (a) The administrator may issue to
a person licensed under this chapter an order to show cause why his license should not be
revoked or suspended for a period not in excess of six months. The order shall state the place
for a hearing and set a time for the hearing that is not less than 10 days from the date of
the order. At such hearing, the licensee shall be entitled to counsel. (b) After the hearing,
the administrator: (1) Shall revoke the license if he finds that: a. The licensee has repeatedly
and willfully violated this chapter or any rule or order lawfully made pursuant to this chapter;
or b. Facts or conditions exist which would clearly have justified the administrator in refusing
to grant a license had such facts or conditions been known to exist at the time the application
of the license was made. (2) May suspend the license if...
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8-37-8
Section 8-37-8 (Effective January 1, 2018) Enforcement. (a) The Superintendent of Banks
may take action which is necessary or appropriate to enforce the provisions of this chapter
and to protect GAP waiver holders in this state. After proper notice and opportunity for hearing,
the superintendent may do both of the following: (1) Order the creditor, administrator, or
any other person not in compliance with this chapter to cease and desist from further GAP
waiver-related operations which are in violation of this chapter. (2) Impose a penalty of
not more than five hundred dollars ($500) per violation and no more than ten thousand dollars
($10,000) in the aggregate for all violations of similar nature. For purposes of this chapter,
a violation shall be considered to be of a similar nature if the violation consists of the
same or similar course of conduct, action, or practice, irrespective of the number of times
the action, conduct, or practice which is determined to be a violation of the...
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34-14-9
Section 34-14-9 Complaint and hearing; appeal; disciplinary actions. (a) Any person
wishing to make a complaint against a licensee or apprentice under this chapter shall reduce
the same to writing and file his or her complaint with the board within one year from the
date of the action upon which the complaint is based. If the board investigates and determines
the charges made in the complaint are sufficient to warrant a hearing to determine whether
the license issued under this chapter shall be suspended or revoked, it shall make an order
fixing a time and place for a hearing and require the licensee complained against to appear
and defend against the complaint. The order shall have annexed thereto a copy of the complaint.
The order and copy of the complaint shall be served upon the licensee at least 20 days before
the date set for hearing, either personally or by registered or certified mail sent to the
licensee's last known address. Continuances or adjournment of hearing date shall...
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8-33-11
Section 8-33-11 Enforcement provisions. (a) The commissioner may conduct examinations
of warrantors, administrators, or other persons to enforce this chapter and protect warranty
holders in this state. Upon request of the commissioner, a warrantor shall make available
to the commissioner all accounts, books, and records concerning vehicle protection products
sold by the warrantor that are necessary to enable the commissioner to reasonably determine
compliance or noncompliance with this chapter. (b) The commissioner may take action that is
necessary or appropriate to enforce this chapter, the commissioner's rules and orders, and
to protect warranty holders in this state. If a warrantor engages in a pattern or practice
of conduct that violates this chapter and that the commissioner reasonably believes threatens
to render the warrantor insolvent or cause irreparable loss or injury to the property or business
of any person or company located in this state, the commissioner may do any of...
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27-29-10
Section 27-29-10 Violations and penalties; criminal proceedings. (a) Any insurer failing,
without just cause, to file any registration statement as required in this chapter shall be
required, after notice and hearing, to pay a penalty of up to one thousand dollars ($1,000)
for each day's delay, to be recovered by the commissioner and the penalty so recovered shall
be paid into the state General Fund. The maximum penalty under this section is fifty
thousand dollars ($50,000). The commissioner may reduce the penalty if the commissioner, in
the commissioner's sole discretion, determines it is equitable to do so or the insurer demonstrates
to the commissioner that the imposition of the penalty would constitute a financial hardship
to the insurer. (b) Every director or officer of an insurance holding company system who knowingly
violates, participates in, or permits any of the officers or agents of the insurer to engage
in transactions or make investments that have not been properly...
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27-21A-22
Section 27-21A-22 Penalties and enforcement. (a) The commissioner may, in lieu of suspension
or revocation of a certificate of authority under Section 27-21A-17, levy an administrative
penalty in an amount not less than $500.00 nor more than $5,000.00, if reasonable notice in
writing is given of the intent to levy the penalty and the health maintenance organization
has a reasonable time within which to remedy the defect in its operations which gave rise
to the penalty citation. The commissioner may augment this penalty by an amount equal to the
sum that he calculates to be the damages suffered by enrollees or other members of the public.
All moneys collected under this section shall be deposited to the credit of the General
Fund. (b)(1) If the commissioner or the State Health Officer shall for any reason have cause
to believe that any violation of this chapter has occurred or is threatened, the commissioner
or State Health Officer may give notice to the health maintenance organization...
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41-14A-6
Section 41-14A-6 Establishment of SAFE board of directors; powers and duties of the
board of directors. (a) There is hereby established a Board of Directors of the SAFE Program
charged with responsibility and authority to assess and manage the sufficiency of the collateral
pool and the SAFE Program to provide adequate protection from losses to public depositors.
In exercising its powers and performing its responsibilities, the board of directors shall
constitute a body politic under the laws of the state performing the public function of assuring
the safety of public deposits. (b) The State Treasurer shall be a permanent, standing, voting
member of the board of directors and shall serve as its chair. The Superintendent of Banks
shall be a permanent, standing, non-voting member of the board of directors. The remaining
six members shall each possess knowledge, skill, and experience in one or more of the following
areas: (1) Financial analysis. (2) Trend analysis. (3) Accounting. (4)...
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34-14C-6
Section 34-14C-6 Denial, suspension, or revocation of license; hearing; notice, penalties;
appeal. (a) The board may deny, suspend, or revoke a license as provided in this section.
(b) A license may not be denied, suspended, or revoked except by majority vote of the board
and with prior notice and opportunity for hearing in accordance with this chapter and the
Alabama Administrative Procedure Act. (c) The board may institute a hearing for denial, suspension,
or revocation of a license or any person may file a written complaint with the board seeking
the denial, suspension, or revocation of an application for licensure or license issued by
the board or the investigation of any unlicensed person or entity providing home medical equipment
services. The complaint shall be in a form prescribed by the board. (d) A copy of the charges,
including notice of the time and place of hearing, shall be served by certified mail, return
receipt requested, at least 21 days before the scheduled hearing...
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