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8-7A-17
Section 8-7A-17 Orders to cease and desist and other injunctive or civil relief. (a) If the
commission determines that any person has engaged in or is about to engage in any act or practice
constituting a violation of this chapter or a rule adopted or an order issued under this chapter,
the commission, in its discretion, may do any of the following: (1) Issue an order, with or
without a prior hearing or notice, against the person or persons engaged in the act or practice,
directing them to cease and desist from engaging in the act or practice. (2) Issue an order
appointing a receiver or conservator over a respondent or the respondent's assets. (3) Order
restitution or disgorgement against any person who has violated this chapter or any rule adopted
or order issued pursuant to this chapter. (4) Bring an action in any court of competent jurisdiction
to enjoin an act or practice and to enforce compliance with this chapter or any rule adopted
or order issued hereunder. Upon a proper...
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5-18A-16
Section 5-18A-16 Violations of chapter. If, after a hearing, the supervisor finds that a person
has violated this chapter or any administrative regulation issued pursuant to this chapter,
the supervisor may take any one or more of the following enforcement actions: (1) Order the
person to cease and desist violating the chapter or any administrative rules issued pursuant
thereto. (2) Require the refund of any fees collected by such person in violation of this
chapter. (3) Order the person to pay to the supervisor a civil penalty of not more than one
thousand dollars ($1,000) for each transaction in violation of this chapter. (Act 2003-359,
p. 992, ยง16.)...
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5-19-23
Section 5-19-23 License to engage in business of making consumer loans or taking assignments
of consumer credit contracts - Revocation or suspension. (a) The administrator may issue to
a person licensed under this chapter an order to show cause why his license should not be
revoked or suspended for a period not in excess of six months. The order shall state the place
for a hearing and set a time for the hearing that is not less than 10 days from the date of
the order. At such hearing, the licensee shall be entitled to counsel. (b) After the hearing,
the administrator: (1) Shall revoke the license if he finds that: a. The licensee has repeatedly
and willfully violated this chapter or any rule or order lawfully made pursuant to this chapter;
or b. Facts or conditions exist which would clearly have justified the administrator in refusing
to grant a license had such facts or conditions been known to exist at the time the application
of the license was made. (2) May suspend the license if...
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8-37-8
Section 8-37-8 (Effective January 1, 2018) Enforcement. (a) The Superintendent of Banks may
take action which is necessary or appropriate to enforce the provisions of this chapter and
to protect GAP waiver holders in this state. After proper notice and opportunity for hearing,
the superintendent may do both of the following: (1) Order the creditor, administrator, or
any other person not in compliance with this chapter to cease and desist from further GAP
waiver-related operations which are in violation of this chapter. (2) Impose a penalty of
not more than five hundred dollars ($500) per violation and no more than ten thousand dollars
($10,000) in the aggregate for all violations of similar nature. For purposes of this chapter,
a violation shall be considered to be of a similar nature if the violation consists of the
same or similar course of conduct, action, or practice, irrespective of the number of times
the action, conduct, or practice which is determined to be a violation of the...
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34-14-9
Section 34-14-9 Complaint and hearing; appeal; disciplinary actions. (a) Any person wishing
to make a complaint against a licensee or apprentice under this chapter shall reduce the same
to writing and file his or her complaint with the board within one year from the date of the
action upon which the complaint is based. If the board investigates and determines the charges
made in the complaint are sufficient to warrant a hearing to determine whether the license
issued under this chapter shall be suspended or revoked, it shall make an order fixing a time
and place for a hearing and require the licensee complained against to appear and defend against
the complaint. The order shall have annexed thereto a copy of the complaint. The order and
copy of the complaint shall be served upon the licensee at least 20 days before the date set
for hearing, either personally or by registered or certified mail sent to the licensee's last
known address. Continuances or adjournment of hearing date shall...
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8-33-11
Section 8-33-11 Enforcement provisions. (a) The commissioner may conduct examinations of warrantors,
administrators, or other persons to enforce this chapter and protect warranty holders in this
state. Upon request of the commissioner, a warrantor shall make available to the commissioner
all accounts, books, and records concerning vehicle protection products sold by the warrantor
that are necessary to enable the commissioner to reasonably determine compliance or noncompliance
with this chapter. (b) The commissioner may take action that is necessary or appropriate to
enforce this chapter, the commissioner's rules and orders, and to protect warranty holders
in this state. If a warrantor engages in a pattern or practice of conduct that violates this
chapter and that the commissioner reasonably believes threatens to render the warrantor insolvent
or cause irreparable loss or injury to the property or business of any person or company located
in this state, the commissioner may do any of...
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27-29-10
Section 27-29-10 Violations and penalties; criminal proceedings. (a) Any insurer failing, without
just cause, to file any registration statement as required in this chapter shall be required,
after notice and hearing, to pay a penalty of up to one thousand dollars ($1,000) for each
day's delay, to be recovered by the commissioner and the penalty so recovered shall be paid
into the state General Fund. The maximum penalty under this section is fifty thousand dollars
($50,000). The commissioner may reduce the penalty if the commissioner, in the commissioner's
sole discretion, determines it is equitable to do so or the insurer demonstrates to the commissioner
that the imposition of the penalty would constitute a financial hardship to the insurer. (b)
Every director or officer of an insurance holding company system who knowingly violates, participates
in, or permits any of the officers or agents of the insurer to engage in transactions or make
investments that have not been properly...
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27-21A-22
Section 27-21A-22 Penalties and enforcement. (a) The commissioner may, in lieu of suspension
or revocation of a certificate of authority under Section 27-21A-17, levy an administrative
penalty in an amount not less than $500.00 nor more than $5,000.00, if reasonable notice in
writing is given of the intent to levy the penalty and the health maintenance organization
has a reasonable time within which to remedy the defect in its operations which gave rise
to the penalty citation. The commissioner may augment this penalty by an amount equal to the
sum that he calculates to be the damages suffered by enrollees or other members of the public.
All moneys collected under this section shall be deposited to the credit of the General Fund.
(b)(1) If the commissioner or the State Health Officer shall for any reason have cause to
believe that any violation of this chapter has occurred or is threatened, the commissioner
or State Health Officer may give notice to the health maintenance organization...
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41-14A-6
Section 41-14A-6 Establishment of SAFE board of directors; powers and duties of the board of
directors. (a) There is hereby established a Board of Directors of the SAFE Program charged
with responsibility and authority to assess and manage the sufficiency of the collateral pool
and the SAFE Program to provide adequate protection from losses to public depositors. In exercising
its powers and performing its responsibilities, the board of directors shall constitute a
body politic under the laws of the state performing the public function of assuring the safety
of public deposits. (b) The State Treasurer shall be a permanent, standing, voting member
of the board of directors and shall serve as its chair. The Superintendent of Banks shall
be a permanent, standing, non-voting member of the board of directors. The remaining six members
shall each possess knowledge, skill, and experience in one or more of the following areas:
(1) Financial analysis. (2) Trend analysis. (3) Accounting. (4)...
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34-14C-6
Section 34-14C-6 Denial, suspension, or revocation of license; hearing; notice, penalties;
appeal. (a) The board may deny, suspend, or revoke a license as provided in this section.
(b) A license may not be denied, suspended, or revoked except by majority vote of the board
and with prior notice and opportunity for hearing in accordance with this chapter and the
Alabama Administrative Procedure Act. (c) The board may institute a hearing for denial, suspension,
or revocation of a license or any person may file a written complaint with the board seeking
the denial, suspension, or revocation of an application for licensure or license issued by
the board or the investigation of any unlicensed person or entity providing home medical equipment
services. The complaint shall be in a form prescribed by the board. (d) A copy of the charges,
including notice of the time and place of hearing, shall be served by certified mail, return
receipt requested, at least 21 days before the scheduled hearing...
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