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5-25-9
Section 5-25-9 Maintenance and examination of records, etc. (a) Any person required to be licensed
under this chapter shall maintain in its offices or such other location as the department
shall permit the books, accounts, and records as the department may reasonably require in
order to determine whether the person is complying with this chapter and rules and regulations
adopted pursuant to this chapter. These books, accounts, and records shall be maintained apart
and separate from any other business in which the person is involved. (b) The department may,
by its designated officers and employees, as often as it deems necessary, but at least once
every 24 months, investigate and examine the affairs, business, premises, and records of any
person required to be licensed under this chapter insofar as they pertain to any business
for which a license is required by this chapter. (c) The department, at its discretion, may:
(1) Cause an examination to be made at the licensee's place of...
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34-6-33
Section 34-6-33 Surrender of license; credit for unused portion; forfeiture. If any licensee
shall voluntarily relinquish personal supervision, management, and control of any billiard
room, he or she shall surrender his or her license to the probate judge who may issue a new
license to some other person, firm, or corporation to continue the business, under the provisions
of this chapter, in which event credit shall be given for the unused portion of the surrendered
license. But if any licensee shall relinquish management of the business as aforesaid without
surrendering his or her license for reissue as hereinbefore provided, the license shall be
deemed to be forfeited and the probate judge may order the sheriff of the county or the chief
law enforcement officer of the State of Alabama to close the place of business. (Acts 1923,
No. 230, p. 224, §3; Code 1923, §4258; Code 1940, T. 14, §240.)...
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5-18-11
Section 5-18-11 Books, accounts and records of licensees; annual report. (a) Books and records.
-Each licensee shall keep and use in his business such books, accounts and records as will
enable the supervisor to determine whether such licensee is complying with the provisions
of this chapter and with the orders and regulations lawfully made by the supervisor hereunder.
Each licensee shall preserve such books, accounts and records for at least two years after
making the final entry on any loan recorded therein. (b) Annual report. (1) Each licensee
shall annually, on or before May 1, file a report with the supervisor as to each licensed
place of business under this chapter, covering the preceding calendar year. (2) Such report
shall be made under oath and shall be in the form prescribed by the supervisor who shall make
and publish annually an analysis and recapitulation of such reports. (Acts 1959, No. 374,
p. 966, §10; Acts 1984, No. 84-287, p. 498.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-18-11.htm - 1K - Match Info - Similar pages
28-7-22
Section 28-7-22 Interlocking businesses and interests prohibited. No manufacturer and no officer
or director of any manufacturer shall, at the same time, be a wine wholesaler or retailer,
or an officer, director or stockholder or creditor of any wine wholesaler or retailer, nor
except as hereinafter provided, be the owner, proprietor or lessor of any place covered directly
or indirectly by any wine wholesaler's license or wine retailer's license or other retail
license authorizing the sale of wine in this state. No wine wholesaler and no officer or director
of any wine wholesaler shall at the same time be a manufacturer or wine retailer, or be an
officer, director, stockholder or creditor of a manufacturer or wine retailer, or be the owner,
proprietor or lessor of any place covered by any retail table wine license. No licensee licensed
under this chapter, shall directly or indirectly own any stock of, or have any financial interest
in, any other class of business licensed under this...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/28-7-22.htm - 3K - Match Info - Similar pages
5-19A-14
Section 5-19A-14 Application for new pawnshop license, transfer of existing license, etc. (a)
An application for a new pawnshop license, the transfer of an existing pawnshop license, or
the approval of a change in the ownership of a licensed pawnshop shall be under oath and shall
state the full name and place of residence of the applicant, the place where the business
is to be conducted, and other relevant information required by the supervisor. If the applicant
is a partnership, the application shall state the full name and address of each partner. If
the applicant is a corporation, the application shall state the full name and address of each
officer, shareholder, and director. (b) Notwithstanding the foregoing, the application need
not state the full name and address of each shareholder, if the applicant is owned directly
or beneficially by a person which as an issuer has a class of securities registered pursuant
to Section 12 of the Securities Exchange Act of 1934, or pursuant to...
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28-3-4
Section 28-3-4 Provisions for maintenance of separation of financial and business interests
between classes of businesses regulated by chapter. (a) No manufacturer and no officer or
director of any manufacturer shall at the same time be a distributor, wholesaler or retail
dispenser or an officer, director or stockholder or creditor of any distributor, wholesaler
or retail dispenser, nor, except as provided in this section, be the owner, proprietor or
lessor of any place covered directly or indirectly by any distributor's or wholesaler's malt
or brewed beverage liquor license. (b) No distributor or wholesaler and no officer or director
of any distributor or wholesaler shall at the same time be a manufacturer or retailer or be
an officer, director, stockholder or creditor of a manufacturer or retailer or be the owner,
proprietor or lessor of any place covered by any other malt or brewed beverage or liquor license.
(c) No licensee licensed under this chapter shall directly or indirectly...
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34-36-13
Section 34-36-13 License required; exemptions. (a) No person shall engage in the electrical
contracting business or perform work as a master or journeyman electrician unless such person
shall have received a license from the board or from the county or municipality where the
electrical contracting work is being performed; provided, however, the provisions of this
chapter shall not apply: (1) To the installation, construction, or maintenance of power systems
for the generation and secondary distribution of electric current constructed under the provisions
of the National Electrical Safety Code which regulates the safety requirements of utilities.
(2) To the installation, construction, maintenance, or repair of telephone or signal systems
by or for public utilities or their corporate affiliates, when such work pertains to the services
furnished by such utilities. (3) To any technician employed by a municipal franchised CATV
system. (4) To any master or journeyman electrician employed by...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-36-13.htm - 3K - Match Info - Similar pages
5-25-14
Section 5-25-14 Denial, suspension, or revocation of license. (a) The department may suspend
or revoke a license on any ground on which it might refuse to issue an original license, or
for a violation of any provision of this chapter or any rule or regulation issued under this
chapter or for failure of the licensee to pay, within 30 days after it becomes final and nonappealable,
a judgment recovered in any court within this state by a claimant or creditor in an action
arising out of the licensee's business in this state as a mortgage broker. In these actions,
the hearing and appeal procedures provided for in those sections shall be the only procedures
required under this chapter. (b) Notice of the department's intention to enter an order denying
an application for a license under this chapter or of an order suspending or revoking a license
under this chapter shall be given to the applicant or licensee in writing, sent by registered
or certified mail addressed to the principal place of...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/5-25-14.htm - 2K - Match Info - Similar pages
34-27-2
Section 34-27-2 Definitions; exemptions from chapter. (a) For purposes of Articles 1 and 2
of this chapter, the following terms shall have the respective meanings ascribed by this section:
(1) ASSOCIATE BROKER. Any broker other than a qualifying broker. (2) BROKER. Any person licensed
as a real estate broker under Articles 1 and 2 of this chapter. (3) COMMISSION. The Alabama
Real Estate Commission, except where the context requires that it means the fee paid to a
broker or salesperson. (4) COMMISSIONER. A member of the commission. (5) COMPANY. Any sole
proprietorship, corporation, partnership, branch office, or lawfully constituted business
organization as the Legislature may provide for from time to time, which is licensed as a
company under Articles 1 and 2 of this chapter. (6) ENGAGE. Contractual relationships between
a qualifying broker and an associate broker or salesperson licensed under him or her whether
the relationship is employer-employee, independent contractor, or...
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40-17-339
Section 40-17-339 Cancellation of license. (a) In accordance with the provisions of Chapter
2A of this title, the department may cancel any license required under Section 40-17-332,
upon written notice sent to the licensee's last known address, as it appears in the department's
files, for any of the following reasons: (1) Filing by the licensee of a false report of the
data or information required by this article. (2) Failure, refusal, or neglect of the licensee
to file a report or to provide any information required by this article. (3) Failure of the
licensee to pay the full amount of all excise taxes due or to pay any penalties or interest
due. (4) Failure of the licensee to keep accurate records of the quantities of motor fuel
received, produced, refined, manufactured, compounded, sold, or used in Alabama. (5) Failure
to file a new or additional cash deposit or surety bond upon request of the department pursuant
to Section 40-17-335. (6) Conviction of the licensee or a principal of...
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