27-8A-2
Section 27-8A-2 Failure to comply. Any person failing to meet the requirements imposed by this
chapter or who has submitted to the commissioner a false or fraudulent certificate of compliance,
after a hearing thereon which hearing may be waived by the person, may be subject to the suspension
of all licenses issued for any kind or kinds of insurance or to a civil fine as further provided
in this section, and no further license shall be issued to the person for any kind or kinds
of insurance until the person has demonstrated to the satisfaction of the commissioner that
he or she has complied with all of the requirements of the chapter and all other laws applicable
thereto. In lieu of suspension of a license and in the sole discretion of the commissioner,
for those licensees who have submitted a false or fraudulent certificate of compliance, a
licensee may be subject to a civil fine in an amount not to exceed ten thousand dollars ($10,000)
after a hearing. The hearing may be waived by the...
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5-18-14
Section 5-18-14 Conduct of other business in office of licensee; loan business confined to
licensed offices; acceptance of liens on real estate as security for loans. (a) Other business
in same office. - No licensee shall conduct the business of making loans under this chapter
within any office, suite, room or place of business in which any other business is solicited
or engaged in or in association or conjunction with any other business until three days' written
notice of an intention so to do has been given the supervisor. Upon receipt of written notification,
the supervisor may investigate the facts and, if he finds that the character of the licensee
and the nature of the other business warrant belief that such conduct of business would conceal
violation or evasion of this chapter or of regulations lawfully made hereunder, he shall enter
an order directing the licensee to discontinue said other business. The order shall be entered
in the manner specified in and subject to the...
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27-7-37
Section 27-7-37 Complaints against licensees; notice, hearing, and orders thereon. (a) The
department shall institute a proceeding against a licensee for the imposition of licensee
penalties by filing and serving a complaint as to the licensee, giving notice thereof to the
licensee and all insurers the licensee is licensed or appointed to represent. (b)(1) Any person
having an interest and feeling aggrieved may file a complaint with the commissioner against
any licensee seeking the imposition of licensee penalties against the licensee. The third-party
complaint shall be in writing and shall specify in reasonable detail the charge or charges
made, the truth of which shall be sworn to by the complainant or some other person who has
knowledge of the facts averred. (2) If, upon reviewing a third-party complaint, the commissioner
finds that the charges made therein constitute grounds for the imposition of licensee penalties
against the licensee, the commissioner shall forthwith notify the...
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19-1A-16
Section 19-1A-16 (Effective January 1, 2018) Custodian compliance and immunity. (a) Not later
than 60 days after receipt of the information required under Sections 19-1A-7 to 19-1A-15,
inclusive, a custodian shall comply with a request under this chapter from a fiduciary or
designated recipient to disclose digital assets or terminate an account. If the custodian
fails to comply, the fiduciary or designated recipient may apply to the court for an order
directing compliance, and such other relief allowed under the law of this state. (b) An order
under subsection (a) directing compliance must contain a finding that compliance is not in
violation of 18 U.S.C. Section 2702, as amended. (c) A custodian may notify the user that
a request for disclosure or to terminate an account was made under this chapter. (d) A custodian
may deny a request under this chapter from a fiduciary or designated recipient for disclosure
of digital assets or to terminate an account if the custodian is aware of any...
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22-28-22
Section 22-28-22 Proceedings upon violation of chapter; penalties; subpoenas; injunctions.
(a) Any person who knowingly violates or fails or refuses to obey or comply with this chapter,
or any rule or regulation adopted thereunder, or knowingly submits any false information under
this chapter, or any rule or regulation thereunder, including knowingly making a false material
statement, representation, or certification, or knowingly rendering inaccurate a monitoring
device or method, upon conviction, shall be punished by a fine not to exceed ten thousand
dollars ($10,000) for the violation and an additional penalty not to exceed ten thousand dollars
($10,000) for each day thereafter during which the violation continues and may also be sentenced
to hard labor for the county for not more than one year. (b) Any local air pollution control
program operating pursuant to subsection (b) of Section 22-28-23 may enforce violations of
the local air pollution control program and its rules and...
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34-4-29
Section 34-4-29 Revocation or suspension - Procedure generally; grounds; notice and hearing
required before denial, suspension, or revocation; administrative fines. (a) The board may
revoke or suspend licenses as provided in this section. (b) The board may, upon its own motion,
and shall, upon the verified complaint in writing of any person containing evidence, documentary
or otherwise, that makes out a prima facie case, investigate the actions of any auctioneer,
apprentice auctioneer, or any person who assumes to act in either capacity, and hold a hearing
on the complaint. (c) The board may suspend or revoke any license which has been issued based
on false or fraudulent representations. The board may also suspend or revoke the license of
any licensee for any of the following acts: (1) Making any substantial misrepresentation.
(2) Pursuing a continued and flagrant course of misrepresentation or making false promises
through agents, advertising, or otherwise. (3) Accepting valuable...
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2-28-7
Section 2-28-7 Denial or revocation of permits by commissioner and appeals therefrom. Upon
determination by the commissioner that any person certified or having a permit issued under
the provisions of this chapter or any person who has applied for such certification or a permit
has violated or failed to comply with any of the provisions or requirements of this chapter
or any rules and regulations promulgated thereunder, the commissioner shall be authorized
to revoke such certification or permit, or both, or he shall refuse to issue a certification
or a permit, or both, to an applicant therefor. The performance of unauthorized work not covered
by a permit, making misrepresentations or any fraudulent practices, failure to perform a contract,
failure to have in its employ, when required, a certified operator or branch supervisor or
use or continued use of ineffective methods or materials shall also be valid grounds for revocation
of a certification or a permit; provided, however, that no...
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5-18-13
Section 5-18-13 Advertising; schedule of charges. (a) Advertising, etc. No licensee or other
person subject to this chapter shall advertise, display, distribute, or broadcast or cause
to permit to be advertised, displayed, distributed, or broadcast in any manner whatsoever
any false, misleading, or deceptive statement or representation with regard to the rates,
terms, or conditions for loans in the amount or of the value of less than one thousand five
hundred dollars ($1,500). The supervisor may require that charges or rates of charge, if stated
by a licensee, be stated fully and clearly in such manner as he or she may deem necessary
to prevent misunderstanding thereof by prospective borrowers. The supervisor may permit or
require licensees to refer in their advertising to the fact that their business is under state
supervision, subject to conditions imposed by him or her to prevent an erroneous impression
as to the scope or degree of protections provided by this chapter. (b) Schedule...
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5-19-24
Section 5-19-24 Examinations and investigations of licensees by administrator. (a) For the
purpose of determining compliance with this chapter, the administrator may, at any reasonable
time, cause an examination to be made at the licensee's place of business of the records and
transactions of such licensee. As cost of examination, the licensee shall pay the administrator
an examination fee as provided by Section 5-2A-24 which shall be collected and paid into the
special fund provided by Section 5-2A-20 and used in the supervision and examination of licensees.
Each licensee shall preserve all relevant records for a period of at least two years after
making the last entry on any transaction, and the administrator shall have free access thereto
at the licensee's place of business at all reasonable times. If the administrator has probable
cause to believe that a person has engaged in an activity which violates the provisions of
this chapter, the administrator may compel the production of...
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2-29-8
Section 2-29-8 Investigation of applicants and complaints against commission merchants by commissioner;
conduct of proceedings as to revocation of permits. The commissioner shall have power: (1)
Before granting a permit to any applicant to investigate the character and standing of such
applicant; (2) Upon the receipt of any verified complaint from any person pecuniarily interested
showing or tending reasonably to show any violations of any of the provisions of this chapter,
to investigate fully any transaction involving solicitation, receipt, sale or attempted sale
of any farm products and, in furtherance of any such investigation, to require the production
of and inspect or take copies of that portion of the ledgers, books, accounts, memoranda and
any other documents belonging to or under the control of any commission merchant and bearing
upon such transaction and, in the course of and in furtherance of such investigation, to require
of any commission merchant a sworn statement of all...
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