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40-12-392
Section 40-12-392 License - Applications; inspection of records; restrictions on sales; liability
insurance. (a) The application for a master dealer license shall be in such form and shall
be subject to such rules as may be prescribed by the commissioner. An application shall be
verified by the oath or affirmation of the applicant. If the applicant is a sole proprietorship,
the application shall contain the name and residence of the applicant. If the applicant is
a partnership, the application shall contain the names and residences of each partner. If
the applicant is a corporation, the application shall contain the names and residences of
the officers and directors. If the applicant is a new motor vehicle dealer, or used motor
vehicle dealer in this state, the application shall contain the state sales tax number assigned
to the applicant. The application shall enumerate the number of new and used vehicles sold
during the previous calendar year; describe the exact location of the place...
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5-17-8.1
Section 5-17-8.1 Investigatory and enforcement powers of administrator, board, designee, etc.
(a) The administrator or the administrator's designee, in consultation with the agency's legal
counsel acting under the administrator, may administer oaths and may examine under oath any
person whose testimony may be required on the examination of any credit union, or the examination
of any affiliate of a credit union, and shall have authority and power to compel the appearance
and attendance of any such person or the production of any records and documents of any credit
union or any affiliate of a credit union for the purpose of any examination. Attendance or
production may be enforced by order of the Circuit Court, 15th Judicial District. The production
of records, documents, or testimony, whether or not made under oath, by a credit union or
by any of its directors, officers, employees, advisors, consultants, attorneys, or accountants
made for, and at the request of, the administrator upon...
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22-22A-7
Section 22-22A-7 Hearings and procedures before commission; appeal and review. (a) Beginning
October 1, 1982, the Environmental Management Commission, in addition to any other authority
which may be conferred upon it by law, shall have the power to: (1) Develop and prescribe
its own hearing procedures, unless otherwise specified by law; and (2) Administer oaths, certify
to official acts, take and cause to be taken depositions of witnesses, issue subpoenas, and
compel the attendance of witnesses and the production of papers, books, accounts, payrolls,
documents and records. In the event of failure of any person to comply with any subpoena lawfully
issued, or on the refusal of any witness to produce evidence or to testify as to any matter
regarding which he may be lawfully interrogated, it shall be the duty of any court of competent
jurisdiction or of the judge thereof, upon the application of the Environmental Management
Commission or its designee, to compel obedience by contempt...
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22-28-22
Section 22-28-22 Proceedings upon violation of chapter; penalties; subpoenas; injunctions.
(a) Any person who knowingly violates or fails or refuses to obey or comply with this chapter,
or any rule or regulation adopted thereunder, or knowingly submits any false information under
this chapter, or any rule or regulation thereunder, including knowingly making a false material
statement, representation, or certification, or knowingly rendering inaccurate a monitoring
device or method, upon conviction, shall be punished by a fine not to exceed ten thousand
dollars ($10,000) for the violation and an additional penalty not to exceed ten thousand dollars
($10,000) for each day thereafter during which the violation continues and may also be sentenced
to hard labor for the county for not more than one year. (b) Any local air pollution control
program operating pursuant to subsection (b) of Section 22-28-23 may enforce violations of
the local air pollution control program and its rules and...
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34-15C-5
Section 34-15C-5 Powers and duties of board. The board shall perform the following duties,
subject to the other provisions of this chapter: (1) Administer fully this chapter and any
rules promulgated by the board pursuant to this chapter. (2) Prescribe, make, adopt, and amend
such rules pursuant to the Alabama Administrative Procedure Act as the board deems necessary
to carry out the provisions of this chapter. (3) For the purpose of enforcing this chapter,
conduct investigations and hearings concerning charges against registered interior designers,
at any time or place within the state, administer oaths and affirmations, examine witnesses,
and receive evidence in the course of any such hearings. (4) Issue, in conjunction with the
Secretary of State, any documentation necessary to prove that a registered interior designer
is practicing in accordance with and abiding by the requirements of this chapter, for which
an annual fee, in an amount determined by the board, shall be assessed and...
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34-22-43
Section 34-22-43 Registry, records, and office of board. (a) The secretary of the board shall
keep a registry in which shall be entered the names of all persons to whom temporary licenses,
limited licenses, license certificates, approvals for the use of pharmaceutical agents, and
annual registration certificates have been granted under this chapter, the numbers of the
license certificates and annual registration certificates, the dates of granting the same,
and other matters of record and shall keep a true and correct copy of the minutes of all board
meetings, and the book so provided and kept shall be the official book of records. (b) A photostatic
copy of the records, or a copy of the records certified by the secretary and under the seal
of the board, shall be admitted in any of the courts of this state as prima facie evidence
of the facts contained in the records and in lieu of the original records. (c) A certificate
under the hand of the secretary and the seal of the board that...
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40-23-24
Section 40-23-24 Itinerant vendors to file bond. For the purpose of securing the payment of
any tax, penalties or interest due or which may become due under the provisions of this division,
every itinerant vendor engaged in the business of selling tangible personal property at retail
in this state is required to file a bond with the Department of Revenue, conditioned upon
the payment of any tax, penalty or interest due or to become due under this division and upon
faithful observance of the provisions of the division. Such bond shall be effective for a
period of one year from date of issuance and shall be fixed by the department in an amount
equal to the tax estimated due or to become due under the provisions of this division, but
not less than $100 nor more than $1,000, and shall have a surety or sureties satisfactory
to the department. It shall be filed with the department within 10 days after notice in writing
has been issued by the commissioner or any person designated by him in...
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8-7A-15
Section 8-7A-15 Suspension and revocation. (a) The commission, by order, may suspend or revoke
a license or order a licensee to revoke the designation of an authorized delegate, with or
without prior notice, if the commission finds that such an order is in the best interest of
the public, and any of the following circumstances exist: (1) The licensee has violated any
provision of this chapter or a rule adopted or an order issued under this chapter. (2) The
licensee, or any authorized delegate, does not cooperate with an examination or investigation
by the commission. (3) The licensee, or any authorized delegate, engaged in fraud, intentional
misrepresentation, or gross negligence. (4) An authorized delegate is convicted of a violation
of a state or federal anti-money laundering statute, or willfully violates a rule adopted
or an order issued under this chapter. (5) The competence, experience, character, or general
fitness of the licensee, authorized delegate, or a control person of a...
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8-7A-4
Section 8-7A-4 Exemptions from licensing. Sections 8-7A-5 to 8-7A-15, inclusive, shall not
apply to any of the following persons: (1) A person that provides clearance or settlement
services pursuant to a registration as a clearing agency or an exemption from such registration
granted under the federal securities laws. (2) An operator of a payment system to the extent
that it provides processing, clearing, or settlement services, between or among persons excluded
by this section, in connection with wire transfers, credit card transactions, debit card transactions,
stored-value transactions, automated clearing house transfers, or similar funds transfers.
(3) A person registered as a securities broker-dealer under federal or state securities laws
to the extent of its operation as such a broker-dealer. (4) Any person collecting, forwarding,
or submitting payments to the state, a state agency, board, or commission, a quasi-governmental
agency, or to persons in state custody, provided the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-7A-4.htm - 2K - Match Info - Similar pages
10A-5A-4.09
Section 10A-5A-4.09 Records to be kept; right of members and dissociated members to information.
Notwithstanding Sections 10A-1-3.32 and 10A-1-3.33: (a) Each limited liability company shall
maintain the following records: (1) A current list of the full name and last known business
or residence street address of each member. (2) A copy of the filed certificate of formation
and all amendments thereto, together with executed copies of any powers of attorney pursuant
to which any documents have been executed. (3) Copies of the limited liability company's federal,
state, and local income tax returns and reports, if any, for the three most recent years.
(4) Copies of the then effective limited liability company agreement including any amendments
thereto. (5) Copies of any financial statements of the limited liability company for the three
most recent years. (b) Subject to subsection (g), on 10 days' notice made in a writing received
by the limited liability company, the records set forth in...
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