8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is unlawful for any person to transact business in this state as a dealer or agent for securities unless he or she is registered under this article. It is unlawful for any dealer or issuer to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact business in this state as an investment adviser or as an investment adviser representative unless: (1) He or she is so registered under this article; (2) His or her only clients in this state are investment companies as defined in the Investment Company Act of 1940, other investment advisers, broker-dealers, banks, trust companies, savings and loan associations, insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental agencies or instrumentalities, whether acting for themselves or as trustees with investment control, or other institutional investors as are designated by...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-3.htm - 12K - Match Info - Similar pages
45-8A-22.118
Section 45-8A-22.118 Maximum benefits; limitations; adjustments. (a) Annual Benefit and Final Regulations Under Internal Revenue Code Section 415. (1) Annual Benefit. For purposes of this section, "annual benefit" means the benefit payable annually under the terms of the plan, exclusive of any benefit not required to be considered for purposes of applying the limitations of Internal Revenue Code Section 415 to the plan, in the form of a straight life annuity with no ancillary benefits. If the benefit is payable in any other form, the annual benefit shall be adjusted to the equivalent of a straight life annuity pursuant to subsection (c). (2) Final Regulations Under Internal Revenue Code Section 415. Notwithstanding anything in this section to the contrary, the following provisions apply beginning on or after January 1, 1976, except as otherwise provided in this section. a. Incorporation by Reference. The limitations, adjustments, and other requirements prescribed in the plan shall...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-8A-22.118.htm - 30K - Match Info - Similar pages
16-6F-7
Section 16-6F-7 Applicant proposals; conversion to public charter school; terms of charters; contracts. (a) Request for proposals. (1) To solicit, encourage, and guide the development of quality public charter school applications, every local school board, in its role as public charter school authorizer, shall issue and broadly publicize a request for proposals for public charter school applications by July 17, 2015, and by November 1 in each subsequent year. The content and dissemination of the request for proposals shall be consistent with the purposes and requirements of this act. (2) Public charter school applicants may submit a proposal for a particular public charter school to no more than one local school board at a time. (3) The department shall annually establish and disseminate a statewide timeline for charter approval or denial decisions, which shall apply to all authorizers in the state. (4) Each local school board's request for proposals shall present the board's strategic...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/16-6F-7.htm - 16K - Match Info - Similar pages
28-3A-6
Section 28-3A-6 Manufacturer licensing and requirements; tastings or samplings; charitable event donations. (a) Upon applicant's compliance with this chapter and the rules adopted under this chapter, the board shall issue to applicant a manufacturer license which shall authorize the licensee to manufacture or otherwise distill, produce, ferment, brew, bottle, rectify, or compound alcoholic beverages within this state for sale or distribution within this state. No person shall manufacture or otherwise distill, produce, ferment, brew, bottle, rectify or compound alcoholic beverages within this state or for sale or distribution within this state or to the state, the board, or any licensee of the board, unless the person or the authorized representative of the person shall be granted a manufacturer license issued by the board. (b) No manufacturer licensee shall sell any alcoholic beverages direct to any retailer or for consumption on the premises where sold except as specified under...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/28-3A-6.htm - 10K - Match Info - Similar pages
45-37-150.02
Section 45-37-150.02 Bingo games - Permit required. (a) Any provisions of the law to the contrary notwithstanding, no qualified organization shall be permitted to operate a bingo game until the sheriff issues a permit to the organization authorizing it to do so. In the event of any controversy concerning whether or not certain activity constitutes bingo for which a permit may be issued, the decision of the sheriff shall control. The permit described in this law is in addition to and not in lieu of any other permits or licenses which may be required by the county or any political subdivision thereof, and no bingo game shall be operated until such time as all requisite permits and licenses have been obtained, including any permit that may be required by any municipality having jurisdiction over the place where the bingo is proposed to be played. A permitholder may hold only one permit and that permit is valid for only one location. A permit is not assignable or transferable. (b) Any...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-37-150.02.htm - 2K - Match Info - Similar pages
45-42-150.05
Section 45-42-150.05 Bingo games - Equipment; prize and conduct limitations. (a) Bingo may not be conducted with any equipment which is not owned, being purchased, or being rented at a reasonable rate by the permit holder, except as otherwise provided in subsection (b) of Section 45-42-150.04. (b) Prizes given by any qualified nonprofit organization for the playing of bingo games shall not exceed the cash amount or gifts of equivalent value of three thousand five hundred dollars ($3,500) during any bingo session. (c) A permit holder shall not advertise a bingo session except by announcement at a regular session of bingo. (d) A permit holder shall display its bingo license conspicuously at the location where the bingo game is conducted. (e) A permit holder shall conduct bingo games only at the single location specified in the application of the permit holder. (f) A permit holder, pursuant to Section 45-42-150.02, shall not conduct more than one bingo session during any one calendar week...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-42-150.05.htm - 1K - Match Info - Similar pages
45-20-150.08
Section 45-20-150.08 Bingo games - Equipment; prize and conduct limitations. (a) Bingo may not be conducted with any equipment which is not owned, being purchased, or being rented by the permit holder, except as otherwise provided in subsection (b) of Section 45-20-150.05. (b) Prizes given by any organization for the playing of bingo games shall not be less than 50 percent of the gross receipts in cash or gifts of equivalent value during any bingo session. (c) A permit holder may not advertise bingo except to the extent and in the manner authorized by rule of the sheriff. If the sheriff allows a permit holder to advertise bingo, the permit holder shall indicate in the advertisement the purposes for which the net proceeds will be used by the permit holder. (d) A permit holder shall conduct bingo sessions only at the single location specified in the permit holder's application. (e) No person under the age of 19 years shall be permitted to play, unless accompanied by a parent or guardian,...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-20-150.08.htm - 1K - Match Info - Similar pages
45-35-150.07
Section 45-35-150.07 Bingo games - Equipment; prize and conduct limitations. (a) Bingo may not be conducted with any equipment which is not owned, being purchased, or being rented at a reasonable rate by the permit holder, except as otherwise provided in subsection (b) of Section 45-35-150.04. (b) Prizes given by any organization for the playing of bingo games shall not be less than 50 percent of the gross receipts in cash or gifts of equivalent value during any bingo session. (c) A permit holder may not advertise bingo except to the extent and in the manner authorized by rule of the sheriff. If the sheriff allows a permit holder to advertise bingo, the permit holder shall indicate in the advertisement the purposes for which the net proceeds will be used by the permit holder. (d) A permit holder shall display its bingo license conspicuously at the location where the bingo game is conducted. (e) A permit holder shall conduct bingo games only at the single location specified in the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-35-150.07.htm - 1K - Match Info - Similar pages
45-49-150.13
Section 45-49-150.13 Effect of revocation. (a) A bingo permit holder whose bingo permit is revoked in consequence of a violation of this part or rule promulgated under this part is ineligible to apply for a bingo permit for a period of 12 months after the date of the revocation. (b) A person convicted of an offense under Section 45-49-150.14 or any other gambling offense is ineligible to serve as an officer in any organization having a bingo permit or be a bingo permit holder or to participate in conducting bingo for a period of 12 months after the conviction becomes final. If a person violates this subsection, the organization or person shall forfeit the bingo permit and is ineligible to apply for the issuance or reissuance of the bingo permit for a period of 12 months thereafter. (c) The bingo permit holder shall return the bingo permit to the sheriff immediately upon revocation or forfeiture. Whether returned or not, the bingo permit shall not be valid beyond the date of the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-49-150.13.htm - 2K - Match Info - Similar pages
45-35-150
Section 45-35-150 Definitions. As used in this article the following words shall have the following meanings: (1) BINGO. The game, commonly known as bingo, where numbers or symbols on a card are matched with numbers or symbols selected at random. (2) BINGO SESSION. A consecutive period of time not to exceed five consecutive hours during which bingo is played in a given day and not to exceed one day in a given week. (3) LOCATION. A single building, hall, enclosure, or outdoor area used for the purpose of playing bingo pursuant to a permit issued under this article. (4) PERMIT HOLDER. A qualified organization or qualified club which has a permit pursuant to this article. (5) PERSON. Any human being, corporation, association, or other legal entity. (6) QUALIFIED CLUB. A private club with annual membership dues of five hundred dollars ($500) or more per membership. (7) QUALIFIED ORGANIZATION. A bona fide religious, educational, service, senior citizens, fraternal, or veterans' organization...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/45-35-150.htm - 1K - Match Info - Similar pages
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