Code of Alabama

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37-9-11
Section 37-9-11 Investigation of noncompliance with chapter or orders, etc., of commission;
remedial action by commission; dismissal of complaints. The commission may investigate, either
upon complaint or upon its own initiative, whether any broker or air carrier has failed to
comply with any provisions of this chapter or with any orders, rules, regulations or requirements
issued or established pursuant thereto and, after notice and hearing, take appropriate action
to compel compliance therewith. Whenever the commission is of the opinion that any complaint
does not state reasonable grounds for action on its part, it may dismiss such complaint. (Acts
1945, No. 269, p. 414, ยง6.)...
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36-25-4
Section 36-25-4 State Ethics Commission - Duties; complaint; investigation; hearings;
fees; finding of violation. (a) The commission shall do all of the following: (1) Prescribe
forms for statements required to be filed by this chapter and make the forms available to
persons required to file such statements. (2) Prepare guidelines setting forth recommended
uniform methods of reporting for use by persons required to file statements required by this
chapter. (3) Accept and file any written information voluntarily supplied that exceeds the
requirements of this chapter. (4) Develop, where practicable, a filing, coding, and cross-indexing
system consistent with the purposes of this chapter. (5) Make reports and statements filed
with the commission available during regular business hours and online via the Internet to
public inquiry subject to such regulations as the commission may prescribe. (6) Preserve reports
and statements for a period consistent with the statute of limitations as...
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34-27-36
Section 34-27-36 Disciplinary action - Generally. (a) The commission or its staff may
on its own, or on the verified complaint in writing of any person, investigate the actions
and records of a licensee. The commission may issue subpoenas and compel the testimony of
witnesses and the production of records and documents during an investigation. If probable
cause is found, a formal complaint shall be filed and the commission shall hold a hearing
on the formal complaint. The commission shall revoke or suspend the license or impose a fine
of not less than one hundred dollars ($100) nor more than two thousand five hundred dollars
($2,500), or both, or reprimand the licensee in each instance in which the licensee is found
guilty of any of the following acts set out in this section. The commission may revoke
or suspend a license until such time as the licensee has completed an approved continuing
education course and/or made restitution to accounts containing funds to be held for other...

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34-21-25
Section 34-21-25 Denial, suspension, or revocation of license; administrative fines;
voluntary disciplinary alternative program. (a) For disciplinary purposes, the board may adopt,
levy, and collect administrative fines not to exceed one thousand dollars ($1,000) per violation
and may institute any legal proceedings necessary to effect compliance with this chapter against
its licensees. (b)(1) The board may also deny, revoke, or suspend any license issued by it
or otherwise discipline a licensee, or holder of a multistate privilege to practice in Alabama,
upon proof of any of the following regarding the licensee: a. Is guilty of fraud or deceit
in procuring or attempting to procure a license. b. Has been convicted of a felony. c. Is
guilty of a crime involving moral turpitude or of gross immorality that would tend to bring
reproach upon the nursing profession. d. Is unfit or incompetent due to the use of alcohol,
or is addicted to the use of habit-forming drugs to such an extent as to...
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11-65-20
Section 11-65-20 Terms of operator's license. (a) An operator's license issued under
this chapter, whether for horse racing and pari-mutuel wagering thereon or for greyhound racing
and pari-mutuel wagering thereon, shall be for an initial period of 20 years, but shall be
subject to renewal as provided in this section. A commission shall have no power to
modify the terms of an operator's license, once issued, without the prior written consent
of the holder of such license. An operator's license shall be reviewed annually, but such
license shall be revocable by the commission only if the holder thereof shall not be in compliance
with the provisions of this chapter or the valid rules, regulations and orders of the commission
and such noncompliance shall have continued for 60 days after written notice shall be given
to such holder by the commission stating the circumstances of noncompliance and demanding
corrective action. (b) A commission issuing an operator's license shall state therein...
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11-65-17
Section 11-65-17 Terms of horse racing facility license. (a) A horse racing facility
license issued under this chapter shall be for a period of 20 years, but shall be reviewed
annually. A commission issuing such license shall state therein the person to whom such license
is issued, the duration of such license, the location of the racing facility thereby licensed
to be used for horse racing, and such other conditions of the license and related information
as the commission shall deem proper. A commission shall have no power to modify the terms
of a horse racing facility license, once issued, without the prior written consent of the
holder of such license. A horse racing facility license shall be revocable by the commission
only if the holder thereof shall not be in compliance with the provisions of this chapter
or the valid rules, regulations, and orders of the commission and such noncompliance shall
have continued for 60 days after written notice shall be given to such holder by the...
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37-3-7
Section 37-3-7 Powers and duties of commission generally. It shall be the duty of the
commission: (1) To regulate common carriers by motor vehicle as provided in this chapter,
and, to that end, the commission may establish reasonable rules and requirements with respect
to adequate service, transportation of passengers, baggage, freight and express, uniform systems
of accounts, records and reports, preservation of records, qualifications and maximum hours
of service of employees and safety of operation and equipment. (2) To regulate contract carriers
by motor vehicle as provided in this chapter, and, to that end, the commission may establish
reasonable requirements with respect to uniform systems of accounts, records and reports,
preservation of records, qualifications and maximum hours of service of employees and safety
of operation and equipment. (3) To regulate brokers as provided in this chapter, and, to that
end, the commission may establish reasonable requirements with respect to...
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34-14C-4
Section 34-14C-4 Licensure; inspections. (a) Except as otherwise provided in this chapter,
a home medical equipment services provider shall be licensed annually by the board before
the provider may engage in the provision of home medical equipment services. In Alabama, when
a single business entity provides home medical equipment services from more than one location
within the state, each such location shall be licensed. A provider of home medical equipment
services that has a principal place of business outside this state shall maintain at least
one physical location within this state, each of which shall be licensed. (b) A license applicant
shall submit the application for licensing or renewal to the board on a form promulgated and
required by the board. Applicants shall pay a reasonable nonrefundable fee established by
the board at the time the application is submitted. The board shall have the authority to
set reasonable fees for applicants to obtain a license. Upon satisfaction of...
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22-28-13
Section 22-28-13 Variances. (a) The commission may grant individual variances beyond
the limitations prescribed in this chapter whenever it is found, upon presentation of adequate
proof, that compliance with any rule or regulation, requirement or order of the commission
would impose serious hardship without equal or greater benefits to the public and the emissions
occurring, or proposed to occur, do not endanger or tend to endanger human health or safety,
human comfort and aesthetic values. In granting or denying a variance, the commission shall
file and publish a written opinion stating the facts and reasons leading to its decision.
(b) In granting a variance, the commission may impose such conditions as the policies of this
chapter may require. If the hardship complained of consists solely of the need for a reasonable
delay in which to correct a violation of this chapter or of the commission regulations, the
commission shall condition the grant of such variance upon the posting of...
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34-11-11.2
Section 34-11-11.2 Complaints; investigation; hearing; sanctions. (a) Any person or
entity, including the board or its staff, may file a complaint alleging a violation of this
chapter against any individual licensee, certified intern, or firm holding a certificate of
authorization or against an unlicensed individual or firm. The complaint shall be in writing,
shall be signed by the complainant, shall state specifically the facts on which the complaint
is based, and shall be filed with the executive director of the board. (b) The board may designate
one or more individuals to investigate and report to it on any matter related to its lawful
duties and may employ legal counsel as the board may deem necessary or desirable. An investigation
may be made upon receipt of a complaint. The board may resolve violations by agreement between
the board and the respondent with or without the filing of formal charges. (c) All complaints
shall be reviewed by an investigative committee designated by the...
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