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8-6-51
Section 8-6-51 Membership; qualifications and appointment of commissioners; use or disclosure
of confidential information by commissioners, employees, etc.; civil liability of commissioners.
(a) The Securities Commission shall consist of the Attorney General of Alabama, the State
Superintendent of Banks, the State Superintendent of Insurance and four other members appointed
by the Governor by and with the advice and consent of the Senate. Two appointed members shall
be members of the Alabama Bar Association appointed from a list of three nominees for each
position submitted by the bar association, and the other two appointed members shall be certified
public accountants appointed from a list of three nominees for each position submitted by
the Alabama Society of Certified Public Accountants. The membership of the commission shall
be inclusive and reflect the racial, gender, geographic, urban/rural, and economic diversity
of the state. (b) No person may be appointed to or by the...
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13A-9-150
Section 13A-9-150 Public assistance fraud; penalties. (a) For the purposes of this section,
public assistance means money or property provided directly or indirectly to eligible persons
through programs of the federal government, the state, or any political subdivision thereof,
including any program administered by a public housing authority. (b) It shall be unlawful
for an individual or business entity to knowingly do any of the following: (1) Fail, by false
statement, misrepresentation, impersonation, or other fraudulent means, to disclose a material
fact used in making a determination as to the qualification of the person to receive public
assistance. (2) Fail to disclose a change in circumstances in order to obtain or continue
to receive any public assistance to which he or she is not entitled or in an amount larger
than that to which he or she is entitled. (3) Aid and abet another person in the commission
of the prohibitions enumerated in subdivisions (1) and (2). (4) Use,...
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15-8-150
Section 15-8-150 Contents; sufficiency; use of analogous forms. The forms of indictment set
forth in this section in all cases in which they are applicable, are sufficient, and analogous
forms may be used in other cases. (1) CAPTION, COMMENCEMENT AND CONCLUSION GENERALLY. The
State of Alabama,) Circuit court, ___ session, ___) 20___ The grand jury of said county charge
that, before the finding of this indictment, etc. (describing the offense as in the following
forms), against the peace and dignity of the State of Alabama. E.F.J.,District Attorney of
the ______ circuit. (2) ADVERTISING, ETC., UNREGISTERED SECURITIES. A. B. did, contrary to
law, and subsequent to the ____ day of ____, 20__, advertise (or otherwise describing the
unlawful act) in this state for the purpose of inducing or securing subscriptions to or sales
of the capital stock of the X. Y. company (or otherwise describing the security so advertised),
which said stock (or other security) had not then...
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20-2-190
Section 20-2-190 Penalties; sale of ephedrine, etc.; Alabama Drug Abuse Task Force. (a) Any
person who manufactures, sells, transfers, receives, or possesses a listed precursor chemical
violates this article if the person: (1) Knowingly fails to comply with the reporting requirements
of this article; (2) Knowingly makes a false statement in a report or record required by this
article or the rules adopted thereunder; (3) Is required by this article to have a listed
precursor chemical license or permit, and is a person as defined by this article, and knowingly
or deliberately fails to obtain such a license or permit. An offense under this subsection
shall constitute a Class C felony. (b) Notwithstanding the provisions of Section 20-2-188,
a person who possesses, sells, transfers, or otherwise furnishes or attempts to solicit another
or conspires to possess, sell, transfer, or otherwise furnish a listed precursor chemical
or a product containing a precursor chemical or ephedrine or...
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37-1-104
Section 37-1-104 Power of circuit court to compel compliance with commission orders, etc. In
case of failure or refusal on the part of any person to comply with any valid order of the
commission or of any commissioner, or any subpoena, or on the refusal of any witness to testify
or answer as to any matter regarding which he may be lawfully interrogated, any circuit court
in this state, or any judge thereof, on application of a commissioner, may issue an attachment
for such person and compel him to comply with such order, or to attend before the commission
and produce such documents and give his testimony upon such matters as may be lawfully required,
and the court or judge shall have power to punish for contempt as in cases of disobedience
of a like order or subpoena issued by or from such court, or a refusal to testify therein.
(Acts 1920, No. 37, p. 38; Code 1923, §9801; Code 1940, T. 48, §78.)...
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27-2-27
Section 27-2-27 Witnesses and evidence for examination, investigation, or hearing - Compelling
testimony or production of documents, etc.; immunity from prosecution. (a) If any individual
asks to be excused from attending or testifying or from producing any books, papers, records,
contracts, correspondence, or other documents in connection with any examination, hearing,
or investigation being conducted by the commissioner or his examiner on the ground that the
testimony or evidence required of him may tend to incriminate him or subject him to a penalty
or forfeiture and shall, by the Attorney General, be directed to give such testimony or produce
such evidence, he must nonetheless comply with such direction; but he shall not thereafter
be prosecuted or subjected to any penalty or forfeiture for, or on account of, any transaction,
matter or thing concerning which he may have so testified or produced evidence, and no testimony
so given or evidence produced shall be received against him...
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12-21-281
Section 12-21-281 Definitions. As used in this subdivision, the following words and phrases
shall have the following meanings, respectively, unless the context clearly indicates otherwise:
(1) WITNESS. A person whose testimony is desired in any proceeding or investigation by a grand
jury or in a criminal action, prosecution or proceeding. (2) STATE. Any state or territory
of the United States and the District of Columbia. (3) SUMMONS. A subpoena, order or other
notice requiring the appearance of a witness. (Acts 1977, No. 638, p. 1084, §1.)...
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22-28-22
Section 22-28-22 Proceedings upon violation of chapter; penalties; subpoenas; injunctions.
(a) Any person who knowingly violates or fails or refuses to obey or comply with this chapter,
or any rule or regulation adopted thereunder, or knowingly submits any false information under
this chapter, or any rule or regulation thereunder, including knowingly making a false material
statement, representation, or certification, or knowingly rendering inaccurate a monitoring
device or method, upon conviction, shall be punished by a fine not to exceed ten thousand
dollars ($10,000) for the violation and an additional penalty not to exceed ten thousand dollars
($10,000) for each day thereafter during which the violation continues and may also be sentenced
to hard labor for the county for not more than one year. (b) Any local air pollution control
program operating pursuant to subsection (b) of Section 22-28-23 may enforce violations of
the local air pollution control program and its rules and...
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34-22-106
Section 34-22-106 Confidentiality of records; discovery; limitations on testimony. (a)(1) Notwithstanding
any provision of law, records of the board pertaining to an impaired optometrist shall be
confidential and shall not be subject to discovery or subpoena. (2) No person in attendance
at any board meeting concerning an impaired optometrist shall subsequently be required to
testify in any court or non-board administrative proceeding as to any discussion or proceeding
occurring at the board meeting. (b) Information, documents, or records otherwise available
from original sources are not to be construed as immune from discovery or use in any action
merely because they were presented during the proceedings of the board meeting concerning
an optometrist, nor shall any person who testifies before the board concerning an optometrist,
or who is a member of the board, be prevented from testifying as to matters within his or
her knowledge, but the witness shall not be asked, and shall not...
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34-3-82
Section 34-3-82 Power of subpoena. In the investigation of charges of professional misconduct,
the board and any committee appointed by it for this purpose shall have power to summon and
examine witnesses under oath and compel their attendance and the production of books, papers,
documents, and other writings necessary or material to the inquiry. Such summons or subpoena
shall be issued under the hand of the secretary of the board or the chairman of any duly constituted
subcommittee of the board and shall have the force of a subpoena issued by a court of competent
jurisdiction, and any witness or other person who shall refuse or neglect to appear in obedience
thereto or who shall refuse to be sworn or testify or produce books, papers, documents, or
other writings demanded shall be liable to attachment upon application to the Supreme Court
of the state or to any judge of any court of record for the district where the investigation
is conducted as in cases of contempt. (Acts 1923, No....
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