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34-4-20
Section 34-4-20 Required. It shall be unlawful for any person, partnership, association,
or corporation in any county of this state to act as an auctioneer or apprentice auctioneer,
or directly or indirectly to engage or assume to engage in the auction business and act as
either without first obtaining a license issued by the State Board of Auctioneers, under the
provisions of this chapter. It shall be unlawful for any person not licensed under the provisions
of this chapter to advertise that he or she is in the auction business or to do anything to
leave any impression upon the public that he or she is an auctioneer or is so engaged. (Acts
1973, No. 811, p. 1236, ยงยง3, 19.)...
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8-6-17
Section 8-6-17 Prohibited acts regarding offer, sale, or purchase of securities. (a)
It is unlawful for any person, in connection with the offer, sale, or purchase of any security,
directly or indirectly, to: (1) Employ any device, scheme, or artifice to defraud; (2) Make
any untrue statement of a material fact or to omit to state a material fact necessary in order
to make the statements made, in the light of the circumstances under which they are made,
not misleading; or (3) Engage in any act, practice or course of business which operates or
would operate as a fraud or deceit upon any person. (b) It is unlawful for any person who
receives, directly or indirectly, any consideration from another person for advising the other
person as to the value of securities or their purchase or sale, whether through the issuance
of analyses or reports or otherwise, (1) to employ any device, scheme, or artifice to defraud
the other person, (2) to engage in any act, practice, or course of business...
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34-13-1
Section 34-13-1 Definitions. (a) For purposes of this chapter, the following terms shall
have the following meanings: (1) ACCREDITED SCHOOL or COLLEGE OF MORTUARY SCIENCE. A school
or college approved by the Alabama Board of Funeral Service and which maintains a course of
instruction of not less than 48 calendar weeks or four academic quarters or college terms
and which gives a course of instruction in the fundamental subjects including, but not limited
to, the following: a. Mortuary management and administration. b. Legal medicine and toxicology
as it pertains to funeral directing. c. Public health, hygiene, and sanitary science. d. Mortuary
science, to include embalming technique, in all its aspects; chemistry of embalming, color
harmony; discoloration, its causes, effects, and treatment; treatment of special cases; restorative
art; funeral management; and professional ethics. e. Anatomy and physiology. f. Chemistry,
organic and inorganic. g. Pathology. h. Bacteriology. i. Sanitation...
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37-6-3
Section 37-6-3 Enumerated powers. A cooperative shall have the power: (1) To sue and
be sued in its corporate name. (2) To adopt a corporate seal and alter the same at its pleasure.
(3) To generate, manufacture, purchase, acquire and transmit electric energy and to distribute,
sell, supply and dispose of electric energy to its members, to governmental agencies and political
subdivisions and to other persons; provided, however, that should a cooperative acquire any
electric facilities dedicated or devoted to the public use, it may continue to serve the persons
served directly from such facilities at the time of such acquisition without requiring that
such persons become members, and, provided further, that such nonmembers shall have the right
to become members upon nondiscriminatory terms. Cooperatives may not condition membership
or provision of service on compliance by the member with requirements not directly related
to the electric or other service to be provided by the cooperative....
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40-12-9
Section 40-12-9 Penalty for failure to take out license; selling throughout state under
one license. (a) It shall be unlawful for any person, firm, or corporation to engage in or
carry on any business, or do any act for which a license is required now or may hereafter
be by law, without having first paid for and taken out a license therefor in the manner in
this title provided. Any person who is convicted of failing to take out and pay for the license
required shall be fined not less than the amounts of all licenses required of him and, if
convicted for refusing to take out the license shall, on conviction, be fined not less than
the amount of the state and county license due by him and not more than $100 in addition thereto,
and may be sentenced to hard labor for the county for not more than six months, all fines
to be paid in money; and, when collected, two thirds shall be paid to the state and one third
to the county. (b) No person shall be allowed the privilege of selling...
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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a)
It is unlawful for any person to transact business in this state as a dealer or agent for
securities unless he or she is registered under this article. It is unlawful for any dealer
or issuer to employ an agent unless the agent is registered. (b) It is unlawful for any person
to transact business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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34-27-30
Section 34-27-30 Required. It shall be unlawful for any person, sole proprietorship,
partnership, corporation, branch office, or lawfully constituted business organization, as
the Legislature may from time to time provide, for a fee, commission, or other valuable consideration,
or with the intention or expectation of receiving or collecting a fee, commission, or other
valuable consideration from another, to do any of the following unless licensed under Articles
1 and 2 of this chapter: (1) Sell, exchange, purchase, rent, or lease real estate situated
within the State of Alabama. (2) Offer to sell, exchange, purchase, rent, or lease real estate
situated within the State of Alabama. (3) Negotiate or attempt to negotiate the listing, sale,
exchange, purchase, rental, or leasing of real estate situated within the State of Alabama.
(4) List or offer or attempt or agree to list real estate for sale, rental, lease, exchange,
or trade situated within the State of Alabama. (5) Auction, offer,...
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8-19-8
Section 8-19-8 Restraining orders. (a) Whenever the office of the Attorney General or
the office of the district attorney has reason to believe that any person is engaging in,
has engaged in or is about to engage in any act or practice declared to be unlawful by this
chapter, the Attorney General or the district attorney may bring an action in the name of
the state against such person to restrain by temporary restraining order, temporary or permanent
injunction such acts or practices. However, unless the Attorney General or district attorney
determines that a person subject to the provisions of this chapter designs quickly to depart
from this state or to remove his property therefrom, or to conceal himself or his property
therein, or to continue practices unlawful under this chapter, he shall, before initiating
any legal proceedings is contemplated, allow such person a reasonable opportunity to appear
before the Attorney General or district attorney and solve the dispute to the...
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45-37-244.02
Section 45-37-244.02 Jefferson County Entity Business License Tax. (a) This section
shall apply only to Jefferson County. (b) As used in this section, the following words
and terms shall have the meanings ascribed to them: (1) BUSINESS ACTIVITY. The carrying on
or practice of any business, vocation, occupation, work, calling, or profession for profit.
(2) BUSINESS ENTITY. A person engaged in one or more business activities, other than an individual.
(3) COUNTY. Jefferson County. (4) GOVERNING BODY. The Jefferson County Commission. (5) INDIVIDUAL.
A natural person other than a sole proprietor. (6) PERSON. Any corporation, partnership, company,
association, unincorporated organization, or other entity formed to engage in business activity.
The term includes an individual engaged in business activity as a sole proprietorship. (c)(1)
In addition to all state license taxes levied under Article 2, commencing with Section
40-12-40, Chapter 12, Title 40, as amended, the governing body of the...
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40-12-2
Section 40-12-2 Issuance; form of license; levy of county tax; actions for recovery
of tax. (a) Before any person, firm, or corporation shall engage in or carry on any business
or do any act for which a license by law is required, he, they, or it, except as otherwise
provided, shall pay to the judge of probate of the county in which it is proposed to engage
in or carry on such business or do such act, or to the commissioner of licenses or the state
Department of Revenue, as specified, the amount required for such license and shall comply
with all the other requirements of this title. (b) Upon the payment of the amount required
for said license and a fee of $1 herein provided for the issuance of such license and all
costs and fees and penalties which shall have accrued, or for which such person, firm, or
corporation shall have become liable in any proceedings commenced for the collection of such
license, or to enforce payment thereof, such probate judge, commissioner of licenses or...
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