|
8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-3.htm - 12K - Match Info - Similar pages
25-5-50
Section 25-5-50 Applicability; exemptions; coverage for school boards, volunteer fire departments,
and rescue squads; sports officials. (a) This article and Article 2 of this chapter shall
not be construed or held to apply to an employer of a domestic employee; an employer of a
farm laborer; an employer of a person whose employment at the time of the injury is casual
and not in the usual course of the trade, business, profession, or occupation of the employer;
an employer who regularly employs less than five employees in any one business, other than
the business of constructing or assisting on-site in the construction of new single-family,
detached residential dwellings; or a municipality having a population of less than 2,000 according
to the most recent federal decennial census. An employer who regularly employs less than five
employees in any one business; a farm-labor employer; an employer of a domestic employee;
or a municipality having a population of less than 2,000 according to...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/25-5-50.htm - 9K - Match Info - Similar pages
34-14-3
Section 34-14-3 Licenses - Issuance; reciprocity; complaints; fees. (a) The board shall register
each applicant without discrimination who pays an examination fee as prescribed by rule of
the board and who satisfactorily passes an examination as provided in Section 34-14-4, and
upon the applicant's payment of the application fee, shall issue to the applicant a license
signed by the board. The license shall be effective until January 30 of the year following
the year in which issued. (b) An applicant who fulfills the requirements regarding age, character,
education, and health, as set forth in subsection (a) of Section 34-14-4, and who shall provide
proof of having met all state qualifying examination requirements and requirements of certification
as a national board certified hearing aid specialist shall be issued a dispenser's license.
(c) An applicant for licensure by reciprocity shall submit to the board, in form and content
satisfactory to the board, written proof of all of the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-14-3.htm - 3K - Match Info - Similar pages
34-21-25
Section 34-21-25 Denial, suspension, or revocation of license; administrative fines; voluntary
disciplinary alternative program. (a) For disciplinary purposes, the board may adopt, levy,
and collect administrative fines not to exceed one thousand dollars ($1,000) per violation
and may institute any legal proceedings necessary to effect compliance with this chapter against
its licensees. (b)(1) The board may also deny, revoke, or suspend any license issued by it
or otherwise discipline a licensee, or holder of a multistate privilege to practice in Alabama,
upon proof of any of the following regarding the licensee: a. Is guilty of fraud or deceit
in procuring or attempting to procure a license. b. Has been convicted of a felony. c. Is
guilty of a crime involving moral turpitude or of gross immorality that would tend to bring
reproach upon the nursing profession. d. Is unfit or incompetent due to the use of alcohol,
or is addicted to the use of habit-forming drugs to such an extent as to...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-21-25.htm - 10K - Match Info - Similar pages
34-24-193
Section 34-24-193 Board of Physical Therapy - Powers and duties; certification fee; administrative
fines; impaired practitioner program. (a) It shall be the duty of the board to pass upon the
qualifications of applicants for licensing as physical therapists and licensing as physical
therapist assistants, to conduct examinations, to issue licenses and renewals to physical
therapists and physical therapist assistants qualifying under this article and in a proper
case to suspend or revoke the license of such persons. The board may adopt rules and regulations
not inconsistent with law as it may deem necessary for the performance of its duties; however,
the board shall not issue any rules or regulations that require a physical therapist assistant
to be within sight of a consulting physical therapist or a physical therapist supervisor while
working under the direction of that physical therapist or issue any rules, regulations, or
orders inconsistent with Section 34-24-217(b). The board shall...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-24-193.htm - 8K - Match Info - Similar pages
37-3-7
Section 37-3-7 Powers and duties of commission generally. It shall be the duty of the commission:
(1) To regulate common carriers by motor vehicle as provided in this chapter, and, to that
end, the commission may establish reasonable rules and requirements with respect to adequate
service, transportation of passengers, baggage, freight and express, uniform systems of accounts,
records and reports, preservation of records, qualifications and maximum hours of service
of employees and safety of operation and equipment. (2) To regulate contract carriers by motor
vehicle as provided in this chapter, and, to that end, the commission may establish reasonable
requirements with respect to uniform systems of accounts, records and reports, preservation
of records, qualifications and maximum hours of service of employees and safety of operation
and equipment. (3) To regulate brokers as provided in this chapter, and, to that end, the
commission may establish reasonable requirements with respect to...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/37-3-7.htm - 4K - Match Info - Similar pages
9-12-125
Section 9-12-125 Licenses for selling, brokering, processing, etc., fresh or frozen seafood.
Any person, firm, or corporation who engages in the selling, brokering, trading, bartering,
or processing of any fresh or frozen seafood, whether on a consignment basis or otherwise,
is a seafood dealer and shall purchase a seafood dealer's license for a fee of two hundred
dollars ($200) for Alabama residents domiciled for a period of more than one continuous year
immediately preceding date of issuance and four hundred dollars ($400) for nonresidents except
for residents of states which charge Alabama residents in excess of four hundred dollars ($400)
for the activity, in which case it shall be the amount the other state charges. To obtain
the license, all entities other than brokers shall have and present proof of a business license
from the location of the business, a tax identification number, and the appropriate seafood
processing health permit. This license is not required by nonresident...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/9-12-125.htm - 3K - Match Info - Similar pages
11-65-14
Section 11-65-14 Commission licenses required for certain activities; conditions relating to
award and use of licenses. (a) No person shall construct or establish a horse racetrack or
racing facility where horse races are to be held and pari-mutuel wagering permitted, or own,
lease, or otherwise have the use and enjoyment of, any such racetrack or racing facility in
the commission municipal jurisdiction unless such person has obtained a horse racing facility
license issued by a commission in accordance with the provisions of this chapter, which license,
when granted or transferred to the holder thereof, shall authorize such holder to construct,
establish, own, lease, or otherwise have the use and enjoyment of, a horse racetrack or racing
facility in the commission municipal jurisdiction where horse races can be lawfully held and
pari-mutuel wagering thereon permitted, all subject to and in compliance with the provisions
of this chapter. (b) No person shall conduct any pari-mutuel...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-65-14.htm - 8K - Match Info - Similar pages
34-8A-16
Section 34-8A-16 Disciplinary actions; discovery. (a) The board by a majority of the board
members present and voting is authorized to withhold, deny, revoke, or suspend, any license
or certificate issued or applied for in accordance with this chapter or otherwise discipline
a licensed professional counselor or associate licensed counselor upon proof by proper hearing
that the applicant, licensed professional counselor, or associate licensed counselor: (1)
Has been convicted, within or without the jurisdiction of this state, of a felony, or any
offense involving moral turpitude, the record of conviction being conclusive evidence thereof.
(2) Has violated the current code of ethics adopted by the board. (3) Is using any narcotic
or any alcoholic beverage to an extent or in a manner dangerous to any other person or the
public, or to an extent that it impairs his or her ability to perform the work of a licensed
professional counselor or associate licensed counselor with safety to the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-8A-16.htm - 8K - Match Info - Similar pages
34-8A-3
Section 34-8A-3 Construction and application of chapter. (a) Nothing in this chapter shall
be construed to apply to any of the following: (1) The activities, services, and use of an
official title on the part of a person employed as a counselor by any federal, state, county,
or municipal agency; public or private educational institution; medical personnel in a clinic
or hospital that is certified by the Alabama Department of Public Health or any successor
to such department or that is accredited by the Joint Commission on Accreditation of Health
Care Organizations or any successor to such commission; law practice; or licensed private
employment agencies, provided such persons are performing counseling or counseling-related
activities within the scope of their employment. (2) The activities and services of a student,
intern, or trainee in counseling pursuing a course of study in counseling in a regionally
accredited institution of higher learning or training institution, if these...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-8A-3.htm - 3K - Match Info - Similar pages
|