8-6-14
Section 8-6-14 Filing or registration not finding of truth, completeness, etc., of documents;
representations concerning effect of registration or exemption. (a) Neither the fact that
an application for registration under Section 8-6-3 or a registration statement under Sections
8-6-5, 8-6-6 or 8-6-7 has been filed, nor the fact that a person or security is effectively
registered constitutes a finding by the Securities Commission that any document filed under
this article is true, complete, and not misleading. (b) Neither any such fact nor the fact
that an exemption or exception is available for a security or a transaction means that the
Securities Commission has passed in any way upon the merits or qualifications of or recommended
or given approval to any person, security, or transaction. (c) It is unlawful to make, or
cause to be made, to any prospective purchaser, customer, or client any representation inconsistent
with this section. (Acts 1959, No. 542, p. 1318, §14; Acts 1990, No....
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11-43C-87
Section 11-43C-87 Inquiry into conduct of office, department, agency, or officer; investigations
as to municipal affairs; subpoena power. The council, or the mayor, shall have power to inquire
into the conduct of any office, department, agency, or officer of the city and to make investigations
as to municipal affairs, and for that purpose may subpoena witnesses, administer oaths, and
compel the production of books, papers, and other evidence. Failure to obey such subpoena
or to produce books, papers, or other evidence as ordered under the provisions of this section
shall constitute a misdemeanor and shall be punishable by a fine not to exceed $200.00 or
by imprisonment not to exceed 30 days, or both. (Acts 1987, No. 87-102, p. 116, §87.)...

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11-44C-87
Section 11-44C-87 Inquiry into conduct of office, department, agency, or officer; investigations
as to municipal affairs; subpoena power. The council, or the mayor, shall have power to inquire
into the conduct of any office, department, agency, or officer of the city and to make investigations
as to municipal affairs, and for that purpose may subpoena witnesses, administer oaths, and
compel the production of books, papers, and other evidence. Failure to obey such subpoena
or to produce books, papers, or other evidence as ordered under the provisions of this section
shall constitute a misdemeanor and shall be punishable by a fine not to exceed $200.00 or
by imprisonment not to exceed 30 days, or both. (Acts 1985, No. 85-229, p. 96, §87.)...
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32-5A-9
Section 32-5A-9 Penalty for felony. Any person who is convicted of a violation of any of the
provisions of this chapter herein or by the laws of this state declared to constitute a felony
shall be punished by imprisonment for not less than one year nor more than 10 years, or by
a fine of not more than $5,000.00, or by both such fine and imprisonment. (Acts 1980, No.
80-434, p. 604, §14-102.)...
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34-24-338
Section 34-24-338 Certificate of registration - Contents; change of address. Upon due application
therefor, by a licensee of the Medical Licensure Commission, and upon the payment of fees
required to be paid by this article, the commission shall issue to such applicant a certificate
of registration signed by the executive officer of the commission, which certificate shall
recite that such person is duly registered for the year specified. Such certificate of registration
shall contain the name of the person to whom it is issued, the address of the person, the
date and number of the license and such other information as the commission shall deem advisable.
If any registrant shall change his address during the year for which any certificate of registration
shall have been issued by the commission, such registrant shall, within 15 days thereafter,
notify the commission of such change, whereupon the commission shall issue to such registrant
without additional fee, a duplicate registration...
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40-17-352
Section 40-17-352 Criminal penalties. (a) Any person who willfully does any of the following
is guilty of a misdemeanor and upon conviction thereof shall be fined not less than five thousand
dollars ($5,000) nor more than twenty-five thousand dollars ($25,000), or imprisoned for not
more than one year, or both: (1) Fails to obtain a license as required by this article prior
to engaging in an activity for which a license is required. (2) Fails to pay to this state
no more than 30 days after the date the tax is due the tax levied by this article. (3) Makes
a false statement on an application, return, ticket, invoice, statement, or any other document
required under this article. (4) Fails to file no more than 30 days after it is due any return
required by this article. (5) Fails to maintain any record required by this article. (6) Makes
a false statement in an application for a refund. (7) Fails to make required disclosure of
the correct amount of fuel sold or used in this state. (8)...
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45-37-40.05
Section 45-37-40.05 Penalties. Any person violating this part, upon conviction, shall be punished
by a fine of not more than one hundred dollars ($100) or by imprisonment for a term not to
exceed two months, or by both fine and imprisonment in the discretion of the court. This section
shall also have application to any officer or agent of a corporation, partnership, or association
operated in violation of this part. Any court of competent jurisdiction in the county shall
have full power to try any violation of this part, and upon conviction the court, at its discretion,
may revoke the license of the person, partnership, association, or corporation violating the
terms hereof. (Acts 1951, No. 661, p. 1125, §6.)...
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45-44-150.15
Section 45-44-150.15 Violations of part. Any corporation, association, or person who directly,
or indirectly holds any greyhound dog race without having procured a license as prescribed
in this part shall be guilty of a misdemeanor. Any person wagering upon the results of races,
except in the parimutuel method of wagering conducted by a licensee and upon the grounds or
enclosure of the licensee, shall be guilty of a misdemeanor. Any corporation, organization,
association, or person who violates this part, for which a penalty is not expressly provided,
shall be guilty of a misdemeanor. Upon conviction of any of the above misdemeanors in a court
of competent jurisdiction, the penalty shall be a fine of not less than one hundred dollars
($100), not more than one thousand dollars ($1,000), or by imprisonment of not less than five
days nor more than six months, or both such fine and imprisonment, in the discretion of the
court. (Act 83-575, p. 882, § 16.)...
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45-49-151.19
Section 45-49-151.19 Violations of subpart. Any corporation, association, or person who directly
or indirectly holds any dog race without having procured a license as prescribed in this subpart,
shall be guilty of a misdemeanor. Any person wagering upon the results of such a race, except
in the pari-mutuel or mutuel method of wagering when the same is conducted by a licensee and
upon the grounds or enclosure of the licensee, shall be guilty of a misdemeanor. Any corporation,
organization, association, or person who violates this subpart, for which a penalty is not
expressly provided, shall be guilty of a misdemeanor. Upon conviction of any of the above
misdemeanors in a court of competent jurisdiction, the penalty shall be a fine of not less
than one hundred dollars ($100) nor more than one thousand dollars ($1,000), or by imprisonment
of not less than five days nor more than six months, or both, such fine and imprisonment to
be in the discretion of the court. (Act 86-416, p. 612, §...
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11-44E-181
Section 11-44E-181 Appointment of committees; inquiries and investigations by commission, etc.;
subpoenas; failure to obey subpoena. Any committee of the commission or comprised of members
of the commission shall be appointed by the mayor only. Any other committee comprised solely
of noncommission members shall be appointed by the mayor and commissioners. The commission
or any person or committee authorized by them, shall have power by resolution to inquire into
the conduct of any office, department, agency, or officer of the city and to make investigations
as to municipal affairs, and for that purpose may subpoena any person to produce books, papers,
and other evidence. Failure to obey such subpoena or to produce books, papers, or other evidence
as ordered under the provisions of this section shall constitute a misdemeanor and shall be
punishable by a fine not to exceed $100.00, or by imprisonment not to exceed 10 days, or both.
(Acts 1988, No. 88-445, p. 660, §10.02.)...
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