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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-3.htm - 12K - Match Info - Similar pages
34-27-33
Section 34-27-33 Examinations; temporary and original salesperson licenses; post license course
requirements. (a)(1) In addition to other requirements of this chapter, every applicant for
a broker's or salesperson's license shall submit to a reasonable written examination. The
commission shall conduct examinations at places and times it prescribes. The commission may
contract with an independent testing agency to prepare, grade, or conduct the examination.
(2) Effective October 1, 2001, and thereafter, the fee for each examination and the provisions
for payment and forfeiture shall be as specified in the contract with the independent testing
agency. (b) Within 90 days after passing the examination, the applicant shall secure a qualifying
broker and meet all requirements of this chapter and the board shall issue an active license
or classify the license as inactive. In order to obtain an active license, the applicant's
qualifying broker shall sign and submit to the commission a sworn...
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41-4-110
Section 41-4-110 Established; duties; contracts for stationery, printing, paper, and fuel;
use of approved credit cards for certain purchases; State Procurement Fund. (a) There shall
be in the Department of Finance the Division of Purchasing. The functions and duties of the
Division of Purchasing shall be as follows: (1) To purchase all personal property and nonprofessional
services, except alcoholic beverages, which shall be purchased by the Alcoholic Beverage Control
Board and except as otherwise provided by law, for the state and each department, board, bureau,
commission, agency, office, and institution thereof, except as provided in subsection (e).
(2) To make and supervise the execution of all contracts and leases for the use or acquisition
of any personal property and nonprofessional services unless otherwise provided by law. (3)
To fix standards of quality and quantity and to develop standard specifications for all personal
property and nonprofessional services acquired by the...
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25-4-51
Section 25-4-51 Rates of contributions, etc., by employers. (a) Contributions. Except as hereinafter
provided and subject to the provisions of Section 25-4-54, every employer shall pay contributions,
or payments in lieu of contributions, equal to the percentages of wages payable or paid as
hereinafter set out, with respect to employment by him. (1) With respect to employment during
calendar years after December 31, 1975, every employer who has been liable to the provisions
of this chapter during a period of time sufficient to have his rate of contribution determined
under the experience rating provisions of Section 25-4-54 shall pay contributions at the rate
prescribed thereby. (2) With respect to employment after December 31, 1975, every employer
who has not been liable to the provisions of this chapter for a sufficient length of time
to have his rate determined under the experience rating provisions of Section 25-4-54 shall
pay contributions at the rate of 2.70 percent of such wages...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/25-4-51.htm - 33K - Match Info - Similar pages
34-8A-14
Section 34-8A-14 Renewal; fees; continuing education; practice in a specialty. (a) Counselors
licensed as a licensed professional counselor by the board shall be required to submit biennially
at the time of renewal a license renewal fee to be established by the board. No license shall
be renewed unless the renewal request is accompanied by evidence satisfactory to the board
of the completion during the previous 24 months of relevant professional and continued educational
experience. (b) Counselors licensed as an associate licensed counselor by the board shall
be required to submit annually at the time of renewal a license renewal fee to be established
by the board. No license shall be renewed unless the renewal request is accompanied by evidence
satisfactory to the board of the completion during the previous 12 months of relevant professional
and continued educational experience. (c) If any professional counselor or counselor associate
duly licensed under this chapter, by virtue of...
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34-24-216
Section 34-24-216 Renewal of license; continuing education. (a) All licenses issued by the
board to physical therapists and physical therapist assistants shall expire on the first day
of October of the year next succeeding the issuance thereof. A license may be renewed on the
payment, on or before November first of each year, to the board of a fee set by the board.
A license which has expired may, within five years of its expiration date, be renewed on the
payment to the board of a fee set by the board for each year or part thereof during which
the license was ineffective and the payment of a restoration fee set by the board. After the
five-year period, a license may be obtained only by complying with the provisions hereinabove
relating to the issuance of an original license. (b) The board shall adopt a program of continuing
education for its licensees not later than October 1, 1991. After such date, successful completion
of the annual continuing education program shall be a requisite...
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34-28A-25
Section 34-28A-25 Issuance and renewal of licenses; continuing education; inactive status.
(a) The board shall issue a license certificate to each person whom it licenses as a speech-language
pathologist or audiologist, or both. The certificate shall show the full name of the licensee
and shall bear a serial number. The certificate shall be signed by the chair and secretary
of the board under the seal of the board. (b) The board shall adopt a program of continuing
education not later than October 1, 1991, and, after that date, proof of compliance with the
minimum requirements of the continuing education program shall be required as a condition
of license renewal. (c) Licenses shall expire on December 31 following their issuance or renewal
and are invalid thereafter unless renewed. The board shall notify every person licensed under
this chapter of the date of expiration and the amount of the renewal fee. This notice shall
be mailed to his or her last known address at least one month...
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34-40-8
Section 34-40-8 Expiration of licenses; renewal fee; continuing education. All licenses issued
by the board to athletic trainers shall expire on the last day of December each year. The
license may be renewed on payment of a renewal fee, fixed by the board, completion of continuing
education, and current licensee information, as may be needed. The board may reduce the renewal
fee for a licensee who has been licensed less than six months before his or her license expires.
The board shall adopt a program of continuing education for its licensees. The successful
completion of the annual continuing education program shall be a requisite for the renewal
of licenses issued pursuant to this chapter. (Acts 1993, No. 93-617, p. 1013, §8; Acts 1997,
No. 97-597, p. 1051, §1; Act 2011-171, p. 332, §3; Act 2013-87, p. 187, §3.)...
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34-31-26
Section 34-31-26 Renewal of certificates; inactive status; continuing education. (a) All certificates
provided for herein shall be renewed annually, not later than December 31 of each year. All
holders of certificates may be renewed annually, provided that the certified contractor has
complied with all provisions of law and rules and regulations of the board thereof, upon payment
of all fees set forth by the board as provided for in this chapter. (b) Any person certified
by the board may elect an inactive status certificate by notifying the board in writing. The
fee for the issuance and renewal of an inactive status certificate shall be established by
the board in an amount not to exceed one-half of the amount set for fees pursuant to Section
34-31-25. (c) The board shall provide by rule or regulation those activities which an inactive
status certificate holder may engage in, and for a procedure for the reinstatement as an active
status certificate holder. (d) The board shall adopt an...
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34-23-52
Section 34-23-52 Expiration and renewal of certificate; continuing education. (a) All certificates
of licensure shall expire on December 31 of even-numbered years. Every licensed pharmacist
in order to continue to be licensed shall pay a biennial renewal fee to be determined by the
board, but the fee shall not be less than twenty-five dollars ($25) nor more than one hundred
fifty dollars ($150) to the secretary of the board, the fee being due on October 31 and delinquent
after December 31 of even-numbered years except, that holders of life certificates to practice
pharmacy previously issued shall not be required to pay a renewal fee. The payment of the
renewal fee shall entitle the registrants to renewal of their certificates at the discretion
of the board. If any pharmacist shall fail to pay a renewal fee on or before the due date,
the holder of the certificate may be reinstated as a licensed pharmacist only upon payment
of a penalty of ten dollars ($10) for each lapsed month and all...
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