Code of Alabama

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8-7A-23
Section 8-7A-23 Investigation and subpoenas by commission. (a) The commission may do any of
the following: (1) Make such public or private investigations within or outside of this state
as it deems necessary to determine whether: Any license under this chapter should be granted,
denied, suspended, or revoked; any person has violated or is about to violate any provision
of this chapter or any rule or order hereunder; or to aid in the enforcement of this chapter
or in the prescribing of rules and forms hereunder. (2) Require or permit any person to file
a statement in writing, under oath, or otherwise as the commission may determine, as to all
the facts and circumstances concerning the matter to be investigated. (3) Publish information
concerning any violation of this chapter or any rule or order hereunder. (b) In relation to
any investigation or proceeding under this chapter, the commission, or any officer designated,
may administer oaths and affirmations, subpoena witnesses, compel...
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33-4-46
Section 33-4-46 Grounds for depriving pilot of branch. The commission may deprive any pilot
of his branch for a willful violation of his duties, or the orders or regulation of the commissioners,
or for negligently losing or injuring any vessel in his charge; or when laboring under mental
derangement or when so addicted to habits of intoxication as to be unfit to be intrusted with
the charge of a vessel. Any pilot who fails to act as such for three months, or absents himself
for 10 days at any one time from the Bay or Harbor of Mobile without leave of the commissioners,
may be deprived of his branch. And if, while a vessel in the Bay or Harbor of Mobile is in
charge of any civil officer by virtue of process from any court of record in this state, any
pilot, with knowledge thereof, conducts or pilots such vessel out of the bay or harbor, he
forfeits his branch, and is forever disqualified from acting as a pilot, and forfeits such
sum of money as the jury may assess. (Acts 1931, No. 81,...
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34-24-363
Section 34-24-363 Witnesses - How subpoenaed and sworn; failure to comply. (a) To any such
hearing witnesses may be subpoenaed by the commission on its own motion, or on the demand
of either side by subpoena signed by the chairman of the commission, or by the executive officer
of the commission, and such subpoenas may be served by any sheriff of the State of Alabama,
or by the executive officer of the commission or by any person designated by the executive
officer; and, if served by anyone other than a sheriff, the return of service shall be sworn
to by the person before some officer authorized to administer oaths. Witnesses may be sworn
by the chairman or by the person discharging the duties of the chairman. Similar subpoenas
may be issued directing the production of books, papers, or documents at the hearing. (b)
In conducting its investigations, the State Board of Medical Examiners shall have the authority
to subpoena witnesses and command the production at any of its meetings of...
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8-19C-3
Section 8-19C-3 Database fees. (a) The commission shall have the authority to charge a residential
subscriber a fee every two years payable to the commission for each notice for inclusion on
the database established pursuant to this chapter. The commission shall also have the authority
to charge a person or entity desiring to make telephone solicitations a fee per year payable
to the commission for access to, or for paper or electronic copies of the database established
pursuant to this chapter. Any fee established by the commission shall be subject to the approval
of the Legislative Council. (b) The commission shall update its "no sales solicitation
calls" listing upon receipt of initial consumer subscriptions or renewals and provide
this listing for a fee, pursuant to subsection (a). (c) All fees collected under this chapter
shall be deposited into a separate fund in the State Treasury to be expended by the commission
for the implementation and administration of this chapter. At the...
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11-65-26
Section 11-65-26 Suspension or revocation of permit. A commission may suspend or revoke a permit
issued under this chapter or fine the holder of such permit not to exceed $1,000.00, after
hearing with 15 days' notice to such holder, in any case where it has reason to believe that
any provision of this chapter, or any reasonable rule or regulation of the commission, has
not been complied with or has been violated. The commission may revoke such permit, after
such hearing, if it finds that facts not known by it at the time it considered the application
for such permit indicate that such permit should not have been issued. Deliberations of a
commission concerning the suspension or revocation of a permit may be conducted in executive
session unless otherwise requested by the holder of such permit. If any permit is suspended
or revoked, the commission shall state its reasons for so doing and shall enter the same in
the permanent records of its proceedings. The suspension or revocation of a...
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8-6-15
Section 8-6-15 Investigations and subpoenas by commission. (a) The Securities Commission, in
its discretion, may: (1) Make such public or private investigations within or outside of this
state as he deems necessary to determine whether any registration in the sale of securities
should be granted, denied, or revoked, whether any person has violated or is about to violate
any provision of this article or any rule or order hereunder, to aid in the enforcement of
this article or in the prescribing of rules and forms hereunder; (2) Require or permit any
person to file a statement in writing, under oath, or otherwise as the commission may determine,
as to all the facts and circumstances concerning the matter to be investigated; and (3) Publish
information concerning any violation of this article or any rule or order hereunder. (b) For
the purpose of any investigation or proceeding under this article, the Securities Commission
or any officer designated by it may administer oaths and...
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22-24-7
Section 22-24-7 Well driller's license - Refusal, suspension or revocation. (a) A license may
be refused or a license duly issued may be suspended or revoked, or the renewal thereof refused
by the board, if, after notice and hearing as provided in this section, it finds that the
applicant for, or holder of, such license: (1) Is unable to present evidence of his qualifications
suitable to the board; (2) Has intentionally made a material misstatement in the application
for such license; (3) Has willfully violated any provision of this chapter; (4) Has obtained,
or attempted to obtain, such license by fraud or misrepresentation; (5) Has been guilty of
fraudulent or dishonest practices; or (6) Has demonstrated lack of competence as a driller
of water wells. (b) Before any license shall be refused, or suspended or revoked, or the renewal
thereof refused, under this section, the board shall give notice of its intention to do so
by registered or certified mail to the applicant for, or holder...
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9-13-249
Section 9-13-249 Refusal or recall of permits, etc. (a) The commissioner shall have the power
to refuse to issue a permit or certificate or to recall any permit or certificate already
issued when he shall have reasonable cause to believe that the applicant for or holder of
said permit or certificate may have or has violated this article or regulations promulgated
hereto. (b) Appeals from the action of the commissioner in refusal to issue or recall any
certification or permit shall be heard by the board. Notice of an appeal to the board must
be received by the commissioner in writing within 10 days of receiving notice of the commissioner's
action. The board shall hear the appeal at its next scheduled meeting, but in no circumstances
more than 30 days from the date the commissioner receives the notice of the appeal. The action
of the commissioner shall not be stayed pending an appeal before the board. (c) Appeals from
action by the board shall be conducted as provided under the Alabama...
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27-17A-20
Section 27-17A-20 Hearing; procedures; penalties. (a) Whenever the commissioner has reason
to believe that any person has engaged, or is engaging, in this state in any unfair method
of competition or any unfair or deceptive act or practice as defined in this article, or is
engaging in the sale of preneed contracts without being properly licensed as required by this
article, or is otherwise acting in violation of this chapter, and that a proceeding by the
commissioner in respect thereto would be in the interest of the public, the commissioner shall
institute a proceeding in accordance with this section. (b) A statement of charges, notice,
or order or other process under this chapter may be served by anyone duly authorized by the
commissioner. Service may be made either in the manner provided by law for service of process
in civil actions or by certifying and mailing a copy of the statement to the person affected
by the statement, notice, or order or other process at his or her or its...
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30-5-8
Section 30-5-8 Notice of hearing or other order to be sent to parties; registration of information;
automated process; additional fines. (a)(1) A copy of any notice of hearing or any protection
order under this chapter shall be sent to the plaintiff within 24 hours of issuance, provided
the plaintiff provides the court with current and accurate contact information, and to the
law enforcement officials with jurisdiction over the residence of the plaintiff. The clerk
of the court may furnish a certified copy of the notice of final hearing or protection order,
if any, electronically. (2) A copy of the petition and ex parte protection order, if issued,
under this chapter shall be served upon the defendant as soon as possible pursuant to Rule
4 of the Alabama Rules of Civil Procedure. A copy of the notice of final hearing and any other
order under this chapter shall be issued to the defendant as soon as possible. (3) Certain
information in these cases shall be entered in the Protection...
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