Code of Alabama

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33-4-31
Section 33-4-31 Qualifications; age limitations for apprentices. (a) In order to prevent delays
in the apprenticeship and branching of bar pilots, the commission shall when necessary maintain
a register of applicants containing no more than nine applicants for apprenticeship, who must
be not less than 18 years of age. (b) Applicants for apprenticeship from the register of applicants
will be considered by the commission for apprenticeship in order of their seniority which
shall be based upon the date of completion of all requirements to be a bar pilot except apprenticeship,
application to be a pilot, passage of the commission's written examination and branch, which
requirements are set out in subdivisions (2), (3) and (5) of Section 33-4-34. (c) No person
may commence his or her apprenticeship unless the commission finds that (i) the applicant
meets all statutory requirements for apprenticeship required by subsection b above, and (ii)
there is a need for an apprentice. (d) An apprentice...
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33-4A-17
Section 33-4A-17 Register of applicants for apprenticeship; seniority; statutory requirements.
(a) In order to prevent delays in the apprenticeship and branching of bar pilots, the commission,
when necessary, shall maintain a register of applicants containing no more than nine applicants
for apprenticeship who must be not less than 21 years of age. (b) All pending and future applicants
for apprenticeship from the register of applicants shall be considered by the commission for
apprenticeship in order of their seniority as determined by the commission from time to time
at its sole discretion, which shall be based upon each applicant's professionalism, maturity
and readiness, the date of completion of all requirements to be a bar pilot except apprenticeship,
application to be a pilot, passage of the commission's written examination and branch, and
the compliance with subsections (c) and (d). (c) No person may commence an apprenticeship
unless the commission finds that the applicant meets...
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33-4-34
Section 33-4-34 Application for license, etc., to be in writing accompanied by certificate
and affidavit; branching or licensing according to seniority. A person, to be eligible to
be branched or licensed as the next bar pilot, shall meet all of the following criteria at
the time of branching or licensing: (1) Shall be the senior apprentice, with seniority to
be determined by date of satisfactory completion of all requirements to be a pilot except
the written examination given by the State Pilotage Commission. (2) Must be a citizen of the
United States of America or legally present in this state. (3) Shall be of good moral character.
(4) Shall have completed satisfactorily all requirements of the apprenticeship. (5) Shall
hold and have the following current United States Coast Guard licenses and experience: a.
Either (i) an unlimited second mate of oceans license with one year's experience as third
mate, or (ii) a master license of freight or motor vessel of 1,600 gross tons with one...

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34-27-31
Section 34-27-31 Recovery Fund created; fees paid to fund; injured party's recovery from fund;
procedures, appeals, etc.; licensee to report any legal action taken against him or her. (a)
The commission shall establish and maintain a Recovery Fund from which an aggrieved party
may recover actual or compensatory damages, not including interest and court costs, sustained
only within the State of Alabama as a result of conduct of a broker or salesperson in violation
of Article 1 or 2 of this chapter or the rules and regulations of the commission. (b) Notwithstanding
any other provision to the contrary, payments from the Recovery Fund are subject to the following
conditions and limitations: (1) The fund shall not be obligated for the acts or omissions
of a broker or salesperson while acting on his or her own behalf or on behalf of his or her
child, spouse, or parent regarding property in which he or she or his or her spouse, child,
or parent has, or is attempting to acquire, an interest;...
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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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34-27-66
Section 34-27-66 Examination and license requirements; issuance and renewal of license; inactive
status; change of address. (a) Any person desiring to act as a seller of vacation time-sharing
plans shall file with the commission a written application upon such form as the commission
shall designate and shall pass to the satisfaction of the commission the examination hereinafter
prescribed. (b) Prerequisites for taking the vacation time-sharing sales examination are as
follows: (1) Evidence satisfactory to the commission that the applicant bears a good reputation
for honesty and truthfulness. (2) The applicant should not have been convicted of any criminal
offense involving moral turpitude or of any felony in this or any other state. (3) The applicant
shall be at least 19 years of age. (4) The applicant shall be a citizen of the United States
or, if not a citizen of the United States, a person who is legally present in the United States
with appropriate documentation from the federal...
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45-37-40.04
Section 45-37-40.04 License - Application; hearings; appeals; fees. (a) Every applicant for
a barbers license, apprentice barbers license, barber teacher license, scalp specialist license,
or a license to operate a barber shop or barbers college, or other like business, shall apply
therefor in writing on blanks prepared or furnished by the barbers commission. It shall be
accompanied by the recommendation of at least two barbers doing business in the county, not
related to the applicant, certifying that the applicant is of good reputation, is qualified
to practice the profession of barbering, and recommending that a license be granted. The application
shall be accompanied by the application fee hereinafter provided, and a certificate of a reputable
doctor certifying that the applicant has no communicable, contagious, or infectious disease.
Should the application not be approved, one-half the fee filed therewith shall be refunded
to the applicant and one-half thereof shall be retained by...
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22-30-12
Section 22-30-12 Permit program. (a) The department, acting through the commission, is authorized
to promulgate a permit program for hazardous waste management practices and, acting through
the commission, to promulgate criteria for issuing permits and rules identifying procedures
for obtaining permits. (b) Except as provided by this subsection or subsections (i) and (j)
of this section, no person shall engage in the transportation, treatment, storage or disposal
of hazardous waste without having applied for and obtained a permit from the department issued
under authority of this section. The department, acting through the commission, may promulgate
rules which exempt certain hazardous waste management practices from the requirement to obtain
a permit under this section. (c) Unless specifically exempted from regulation by this chapter
or rules promulgated under authority of this chapter, no person may commence or continue construction
or operation of any hazardous waste treatment,...
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8-6-8
Section 8-6-8 Registration of securities - Registration statement; conditions precedent; bond;
notice of action; fees; quarterly reports and financial statements; discharge from supervision.
(a) A registration statement on securities may be filed by the issuer, any other person on
whose behalf the offering is to be made, or a registered dealer. Any document filed under
this article within five years preceding the filing of a registration statement may be incorporated
by reference in the registration statement to the extent that the document is currently accurate.
The commission may permit, by rule or otherwise, the omission of any item of information or
document from any registration statement. (b) The Securities Commission may require as a condition
of registration by qualification or coordination that: (1) proceeds from the sale of the registered
security be impounded until the issuer receives a specified amount, or (2) any security issued
within the past three years, or to be...
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34-24-70
Section 34-24-70 Qualifications of applicants. (a) The following constitute the requirements
for the issuance of a certificate of qualification for a license to practice medicine in this
state: (1) MEDICAL EDUCATION REQUIREMENT. All applicants for a certificate of qualification
shall present a diploma or evidence of graduation from any of the following institutions:
a. A college of medicine or school of medicine accredited by the Liaison Committee on Medical
Education of the American Medical Association. b. A college of osteopathy accredited by the
American Osteopathic Association. c. A college of medicine or school of medicine not accredited
by the Liaison Committee on Medical Education which is approved by the Board of Medical Examiners.
The board may, within its discretion, withhold approval of any college of medicine not designated
in either a., or b., above which: 1. Has had its accreditation withdrawn by a national or
regional accreditation organization; or 2. Has had its...
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