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8-6-8
Section 8-6-8 Registration of securities - Registration statement; conditions precedent; bond;
notice of action; fees; quarterly reports and financial statements; discharge from supervision.
(a) A registration statement on securities may be filed by the issuer, any other person on
whose behalf the offering is to be made, or a registered dealer. Any document filed under
this article within five years preceding the filing of a registration statement may be incorporated
by reference in the registration statement to the extent that the document is currently accurate.
The commission may permit, by rule or otherwise, the omission of any item of information or
document from any registration statement. (b) The Securities Commission may require as a condition
of registration by qualification or coordination that: (1) proceeds from the sale of the registered
security be impounded until the issuer receives a specified amount, or (2) any security issued
within the past three years, or to be...
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27-9A-12
Section 27-9A-12 License denial, non-renewal, or revocation. (a) The commissioner may place
on probation, suspend, revoke, or refuse to issue or renew an independent adjuster's license,
an apprentice independent adjuster's license, or the registration of an emergency independent
adjuster, or may levy a civil penalty in accordance with subsection (d), or any combination
of these actions, for any one or more of the following causes: (1) Providing incorrect, misleading,
incomplete, or materially untrue information in the license application. (2) Violating any
insurance laws, rules, subpoena, or order of the commissioner or of another state's insurance
regulator. (3) Obtaining or attempting to obtain a license or registration through misrepresentation
or fraud. (4) Improperly withholding, misappropriating, or converting any monies or properties
received in the course of acting as an adjuster of any type or in otherwise doing insurance
business in this state or elsewhere. (5) Intentionally...
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34-24-217
Section 34-24-217 Grounds for refusal, suspension, or revocation of license. (a) The board
shall refuse to issue a license to any person and, after notice and hearing in accordance
with its regulations and rules, shall suspend or revoke the license of any person who has:
(1) Practiced physical therapy other than upon the referral of a physician licensed to practice
medicine or surgery, a dentist licensed to practice dentistry, a licensed chiropractor, a
licensed assistant to a physician acting pursuant to a valid supervisory agreement, or a licensed
certified registered nurse practitioner in a valid collaborative practice agreement with a
licensed physician, except as provided in Section 34-24-210.1, or practiced as a physical
therapist assistant other than under the direction of a licensed physical therapist; (2) Used
drugs or intoxicating liquors to an extent which affects his or her professional competency;
(3) Been convicted of a felony or of a crime involving moral turpitude; (4)...
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45-39-40.19
Section 45-39-40.19 Refusal, revocation, suspension of license or certificate; hearing. (a)
The board shall have the power to refuse, revoke, and suspend licenses and certificates, strictly
in accordance with this article, upon proof of violation of any of the rules and regulations
promulgated by the board, or upon proof of violation of any of the sections of this article.
(b) The board may refuse to grant or may revoke or suspend any certificate or license issued
in any case where the holder of or applicant for such license or certificate shall have been
guilty of fraud or dishonest conduct in the taking of the examination herein provided for,
shall at any time have been convicted of a felony involving the barber profession, shall be
guilty of grossly unprofessional or dishonest conduct, shall be addicted to the excessive
use of intoxicating liquors or to the use of drugs to such an extent as to render him or her
unfit to practice in any of the practices or professions set forth in...
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2-15-133
Section 2-15-133 Bonds or bond equivalents; financial statements and reports; liability for
payments. (a) No license as required under Section 2-15-132 shall be issued or renewed until
the applicant therefor shall make, execute, and thereafter maintain on file with the commissioner
a bond or a bond equivalent as provided in subsection (f) in favor of the State of Alabama
or a trustee to be approved by the commissioner to secure the performance of obligations incurred
in the State of Alabama and the payment thereof to persons from whom such dealer purchases
livestock. Except as otherwise provided in this subsection, the amount of each bond shall
be not less than the next multiple of two thousand dollars ($2,000) above the average amount
of purchases of livestock purchased either as a dealer or on an agency basis in Alabama during
a period equivalent to two business days based on the total number of business days and the
total amount of such transactions during the preceding 12 months or...
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32-7-8
Section 32-7-8 Duration of suspension. The license and registration and nonresident's operating
privilege suspended as provided in Section 32-7-6 shall remain suspended and shall not be
renewed, nor shall any license or registration be issued to that person for a period of three
years or until: (1) The person shall deposit or there shall be deposited on his or her behalf
the security required under Section 32-7-6; or (2) Two years shall have elapsed following
the date of the suspension and evidence satisfactory to the director has been filed with him
or her that during that period no action for damages arising out of the accident has been
instituted; or (3) Evidence satisfactory to the director has been filed with him or her of
a release from liability, a final adjudication of nonliability or a duly acknowledged written
agreement, in accordance with subdivision (4) of Section 32-7-7. In the event there shall
be any default in the payment of any installment under any duly acknowledged...
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34-17A-14
Section 34-17A-14 Disciplinary actions. (a) The board may deny, revoke, or suspend a license
granted pursuant to this chapter or otherwise discipline a licensee on any of the following
grounds: (1) Conviction of a crime which the board determines to be of a nature as to render
the person convicted unfit to practice marriage and family therapy. The board shall compile,
maintain, and publish a list of the crimes. (2) Violation of ethical standards of a nature
as to render the person found by the board to be unfit to practice marriage and family therapy.
The board shall publish and maintain the ethical standards. (3) Fraud or misrepresentation
in obtaining a license. (4) Other just and sufficient cause which renders a person unfit to
practice marriage and family therapy as promulgated by the rules of the board. (b) Upon finding
that a person governed by this chapter has practiced marriage and family therapy, advertised
that he or she performs marriage and family therapy or such counseling...
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34-24-341
Section 34-24-341 Commission to commence actions where persons practicing without license;
court jurisdiction; issuance of injunctions. The Medical Licensure Commission, in addition
to the powers and duties expressed in this article with respect to the denial of a license,
denial of a certificate of registration, and suspension or revocation of a license, is empowered
to commence and maintain in its own name in any circuit court having jurisdiction of any person
within this state, who is practicing without a license or to whom a license has been denied,
or to whom a certificate of registration has been denied or whose license has been suspended
or revoked by action of the commission, an action in the nature of quo warranto as provided
for in Section 6-6-590 et seq., as the same is now or may hereafter be amended, to order such
person to cease and desist from continuing to practice medicine or osteopathy within the State
of Alabama, and jurisdiction is conferred upon the circuit courts...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-24-341.htm - 2K - Match Info - Similar pages
34-8A-16
Section 34-8A-16 Disciplinary actions; discovery. (a) The board by a majority of the board
members present and voting is authorized to withhold, deny, revoke, or suspend, any license
or certificate issued or applied for in accordance with this chapter or otherwise discipline
a licensed professional counselor or associate licensed counselor upon proof by proper hearing
that the applicant, licensed professional counselor, or associate licensed counselor: (1)
Has been convicted, within or without the jurisdiction of this state, of a felony, or any
offense involving moral turpitude, the record of conviction being conclusive evidence thereof.
(2) Has violated the current code of ethics adopted by the board. (3) Is using any narcotic
or any alcoholic beverage to an extent or in a manner dangerous to any other person or the
public, or to an extent that it impairs his or her ability to perform the work of a licensed
professional counselor or associate licensed counselor with safety to the...
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5-25-6
Section 5-25-6 Issuance of license. (a) Upon receipt of a completed application for a license
together with all items set forth in subsection (c) of Section 5-25-5, the department shall
conduct such an investigation as it deems necessary to determine that the applicant and its
officers, directors, and principals are of good character and ethical reputation and will
operate honestly and fairly within the purposes of this chapter; and that the applicant demonstrates
reasonable financial responsibility. (b) The department may not license any applicant unless
it is satisfied that the applicant may be expected to operate its mortgage brokerage activities
in compliance with the laws of this state. (c) The department may not issue a license if it
finds that the applicant, or any person who is a director, executive officer, partner, or
principal of the applicant, has been convicted of a felony or offense which involves breach
of trust, fraud, or dishonesty in any jurisdiction. For the purposes...
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