27-5A-9
Section 27-5A-9 Duties of reinsurers utilizing services of reinsurance intermediary-manager.
(a) A reinsurer shall not engage the services of any person, firm, association, or corporation
to act as a reinsurance intermediary-manager on its behalf unless such person is licensed
as required by subsection (b) of Section 27-5A-3. (b) The reinsurer shall annually obtain
a copy of statements of the financial condition of each reinsurance intermediary-manager which
such reinsurer has engaged prepared by an independent certified accountant in a form acceptable
to the commissioner. (c) If a reinsurance intermediary-manager establishes loss reserves,
the reinsurer shall annually obtain the opinion of an actuary attesting to the adequacy of
loss reserves established for losses incurred and outstanding on business produced by the
reinsurance intermediary-manager. This opinion shall be in addition to any other required
loss reserve certification. (d) Binding authority for all retrocessional...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/27-5A-9.htm - 1K - Match Info - Similar pages

20-1-34
Section 20-1-34 Civil penalties for violation of chapter, etc. (a) Notwithstanding the existence
of any criminal penalty imposed for violations of this chapter and the rules and regulations
promulgated hereunder, the department may, after a hearing thereon, impose a civil penalty
for violation of this chapter or any rules or regulations promulgated hereunder regarding
out-of-date Class A foods, or misbranded or adulterated food, in accordance with the classes
provided in subsection (d) below. (b) Any one offense, and all incidents or violations committed
by a person, firm, association, or corporation, arising from the same transaction, shall constitute
but one offense. (c) The board shall by duly adopted rules or regulations, provide maximum
penalty amounts to be imposed with regard to out-of-date Class A foods, or misbranded and
adulterated food as provided below. (d) After a public hearing thereon, the board shall, by
duly adopted rules or regulations, establish five classes of...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/20-1-34.htm - 5K - Match Info - Similar pages

27-5A-6
Section 27-5A-6 Duties of insurers utilizing the services of a reinsurance intermediary-broker.
(a) An insurer shall not engage the services of any person, firm, association, or corporation
to act as a reinsurance intermediary-broker on its behalf unless the person is licensed as
required by subsection (a) of Section 27-5A-3. (b) An insurer may not employ an individual
who is employed by a reinsurance intermediary-broker with which it transacts business, unless
such reinsurance intermediary-broker is under common control with the insurer and subject
to Chapter 29, Title 27. (c) The insurer shall annually obtain a copy of statements of the
financial condition of each reinsurance intermediary-broker with which it transacts business.
(Acts 1993, No. 93-673, p. 1215, §6.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/27-5A-6.htm - 1K - Match Info - Similar pages

27-17A-20
Section 27-17A-20 Hearing; procedures; penalties. (a) Whenever the commissioner has reason
to believe that any person has engaged, or is engaging, in this state in any unfair method
of competition or any unfair or deceptive act or practice as defined in this article, or is
engaging in the sale of preneed contracts without being properly licensed as required by this
article, or is otherwise acting in violation of this chapter, and that a proceeding by the
commissioner in respect thereto would be in the interest of the public, the commissioner shall
institute a proceeding in accordance with this section. (b) A statement of charges, notice,
or order or other process under this chapter may be served by anyone duly authorized by the
commissioner. Service may be made either in the manner provided by law for service of process
in civil actions or by certifying and mailing a copy of the statement to the person affected
by the statement, notice, or order or other process at his or her or its...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/27-17A-20.htm - 2K - Match Info - Similar pages

2-21-31
Section 2-21-31 Penalties for violations of chapter or rules and regulations; injunctive relief;
warning notices. (a) Penalties. Any person who shall violate any of the provisions of this
chapter or who fails to perform any duty or requirement imposed by the provisions of this
chapter or who violates any rule or regulation duly promulgated under this chapter or who
shall sell or offer for sale or distribute for sale any commercial feed in violation of the
requirements of this chapter shall be guilty of a misdemeanor and, upon conviction, shall
be punished as now prescribed by law for such an offense. Fines paid for such violations shall
be deposited in the State Treasury to the credit of the Agricultural Fund. (b) Injunctive
relief. In addition to the penalty provided hereunder, the commissioner may apply by petition
or complaint to the circuit court, and such court, or any judge thereof, shall have jurisdiction
and for cause shown to grant a temporary or permanent injunction, or both,...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/2-21-31.htm - 2K - Match Info - Similar pages

22-28-22
Section 22-28-22 Proceedings upon violation of chapter; penalties; subpoenas; injunctions.
(a) Any person who knowingly violates or fails or refuses to obey or comply with this chapter,
or any rule or regulation adopted thereunder, or knowingly submits any false information under
this chapter, or any rule or regulation thereunder, including knowingly making a false material
statement, representation, or certification, or knowingly rendering inaccurate a monitoring
device or method, upon conviction, shall be punished by a fine not to exceed ten thousand
dollars ($10,000) for the violation and an additional penalty not to exceed ten thousand dollars
($10,000) for each day thereafter during which the violation continues and may also be sentenced
to hard labor for the county for not more than one year. (b) Any local air pollution control
program operating pursuant to subsection (b) of Section 22-28-23 may enforce violations of
the local air pollution control program and its rules and...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/22-28-22.htm - 2K - Match Info - Similar pages

22-30A-11
Section 22-30A-11 Violations of chapter; civil penalties. (a) It shall be a violation of the
provisions of this chapter for any liable party to: (1) Violate any provision of or time period
set forth in any administrative order issued by the director; (2) Destroy or conceal any records
relating to hazardous substances or abandoned or inactive sites, except where a liable party
can demonstrate that any destruction of record was done in the ordinary course of its business;
(3) Violate any settlement or consent agreement entered into pursuant to or in anticipation
of an administrative order issued by the director, or pursuant to or in anticipation of any
civil action initiated under the provisions of this chapter. (b) Civil penalties as provided
for in this chapter may be assessed either by administrative order or civil action. (Acts
1988, 1st Ex. Sess., No. 88-859, p. 348, §11.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/22-30A-11.htm - 1K - Match Info - Similar pages

23-1-390
Section 23-1-390 Penalties for violation of this article. Except as herein otherwise provided,
any person subject to this article who fails to comply with the requirements of, or violates
this article, or of any of the rules, regulations, or orders issued pursuant thereto shall
be guilty of a Class C misdemeanor. A violation of each rule, regulation, or order shall be
considered a separate offense. A person found guilty of a misdemeanor under this article shall
be punished by a fine of not more than five hundred dollars ($500) or by imprisonment for
not more than six months, or both, with or without revocation of a certificate or license
action by the director. (Act 2000-220, p. 328, §43.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/23-1-390.htm - 1006 bytes - Match Info - Similar pages

27-19-57.2
Section 27-19-57.2 Additional penalties for violation of article. In addition to any other
applicable penalties for violations of the insurance code, the commissioner may require issuers
violating this article or regulations promulgated pursuant to this article to cease marketing
any Medicare supplement policy or certificate in this state which is related directly or indirectly
to a violation or may require the issuer to take actions necessary to comply with the provisions
of this article, or both. (Act 2000-795, p. 1876, §4.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/27-19-57.2.htm - 842 bytes - Match Info - Similar pages

8-22-16
Section 8-22-16 Penalties. (a) Any person who violates this chapter shall be subject to a civil
penalty not to exceed ten thousand dollars ($10,000) per violation for each offense. Any such
person shall also be liable for attorney fees and shall be subject to injunctive relief. Each
day that a violation of this chapter occurs shall be considered as a separate violation. (b)
The penalty may be assessed and recovered in a civil action brought by the Attorney General,
or by any district attorney in any court of competent jurisdiction. If brought by a district
attorney, 30 percent of the penalty shall be paid to the office of the district attorney which
brought the action and 70 percent of the penalty shall be paid to the treasury of the county
in which the judgment was entered. If brought by the Attorney General, one-half of the penalty
shall be paid to the treasury of the county where the action was brought and one-half shall
be paid to the State Treasury. (Acts 1984, No. 84-260, p. 433,...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-22-16.htm - 1K - Match Info - Similar pages