Code of Alabama

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27-40-3
Section 27-40-3 Licenses - Required; fees; information to be furnished commissioner.
(a) No person shall engage in the business of financing insurance premiums in this state without
first having obtained a license as a premium finance company from the commissioner. Any person
who shall engage in the business of financing insurance premiums in this state without first
having obtained a license as provided herein shall be guilty of a misdemeanor and upon conviction
shall be punished by a fine of not more than $1,000.00 or by imprisonment for not more than
one year, or both. (b) The annual license fee shall be $200.00; provided, that an insurance
agency which finances its own business of less than $150,000.00 in premiums annually shall
pay a fee of $50.00. The fee for said license shall be paid into the Insurance Department
Examination Revolving Fund and the same is hereby appropriated for that use. (c) The person
to whom the license or the renewal thereof may be issued shall file sworn...
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34-24-194
Section 34-24-194 Complaint charging violation of article; hearing; subpoenas; judicial
review of revocation or refusal of license. (a) Any person may file a complaint with the board
against any licensed physical therapist or licensed physical therapist assistant in the state
charging the person with a violation of this article. The complaint shall set forth specifications
of charges in sufficient detail to disclose to the accused fully and completely the alleged
acts of misconduct for which he or she is charged. When a complaint is filed, the executive
director of the board shall mail a copy thereof to the accused by registered mail at his or
her address of record, with a written notice of the time and place of a hearing of the complaint,
advising the accused that he or she may be present in person and by counsel if he or she so
desires to offer testimony and evidence in his or her defense. (b) The board may issue subpoenas
and compel the attendance of any witness or the production of...
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27-10-24
Section 27-10-24 Licensing of surplus line brokers. (a) Any person, while licensed as
a resident insurance producer in this state for the property lines of authority and who is
deemed by the commissioner to have had sufficient experience in the insurance business to
be competent for the purpose may be licensed as a surplus line broker for the types and kinds
of insurance that he or she as a resident producer is licensed to handle as follows: (1) Application
to the commissioner for the license shall be made on forms as designated and furnished by
the commissioner. (2) License fee in the amount stated in Section 27-4-2 shall be paid
to the commissioner. The license shall expire on December 31 next after its issue. (3) Prior
to the issuance of the license, the applicant shall file with the commissioner, and thereafter
for as long as any license remains in effect he or she shall keep in force and unimpaired,
a bond in favor of the State of Alabama in the penal sum of at least fifty...
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27-31C-3
Section 27-31C-3 License to provide homeowners insurance; exemptions; powers and duties.
(a) An Alabama Coastal Captive Insurance Company, if permitted by its articles of incorporation
or organization, operating agreements, or charter, may apply to the commissioner for a license
to write homeowners insurance coverage as limited in Section 27-31B-3(a)(4) and as
defined and limited in the standard real property and contents insurance forms as approved
by the commissioner. (b) An Alabama Coastal Captive Insurance Company that qualified as an
association captive under the provisions of Section 27-31B-8 is exempt from the requirement
that the association be in existence for one year so long as the association is in good standing
as an entity before becoming an owner of an Alabama Coastal Captive Insurance Company. (c)
An Alabama Coastal Captive Insurance Company may write homeowners insurance coverage as limited
in Section 27-31B-3(a)(4) and as limited to perils described in subsection (a)...
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27-7-23
Section 27-7-23 Temporary license - Generally. (a) The commissioner may, in his or her
discretion, issue a temporary producer license without requiring an examination or prelicensing
course if the commissioner deems the temporary license is necessary for the servicing of an
insurance business in any of the following cases: (1) To the surviving spouse or court-appointed
personal representative of a licensed producer who dies or becomes mentally or physically
disabled to allow adequate time for the sale of the insurance business owned by the producer
or for the recovery or return of the producer to the business or to provide for the training
and licensing of new personnel to operate the producer's business. (2) To a member or employee
of a business entity which is licensed as a producer, upon the death or disability of the
individual designated in the business entity application or the license. (3) To the designee
of a licensed producer entering active service in the Armed Forces of the...
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34-40-10
Section 34-40-10 Reasons for rejection, revocation, or suspension of license. The board
may refuse to issue a license certificate to any person and, after notice and hearing pursuant
to its regulations and rules, may suspend or revoke the license certificate of any person
who has done any of the following: (1) Practiced athletic training other than under the direction
or referral, or both, of a physician licensed to practice medicine or surgery. (2) Uses drugs
or intoxicating liquors to an extent which affects professional competency. (3) Obtained or
attempted to obtain a license by fraud or deception. (4) Been grossly negligent in the practice
of athletic training. (5) Been adjudged mentally incompetent by a court of competent jurisdiction.
(6) Been guilty of conduct detrimental to the best interest of the public. (7) Has been imprisoned
for violating any state or federal controlled substance law. (8) Treated or undertaken to
treat human ailments otherwise than by athletic training...
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5-18A-15
Section 5-18A-15 Suspension or revocation of license; hearing. (a) The supervisor may,
after notice and hearing, suspend or revoke any license if the supervisor finds that the licensee
has knowingly or through lack of due care committed any of the following actions: (1) Failed
to pay the annual license fee imposed by this chapter or an examination fee imposed by the
supervisor under the authority of this chapter. (2) Committed fraud, engaged in a dishonest
activity, or made misrepresentations. (3) Violated a provision of this chapter, an administrative
regulation issued pursuant to this chapter, or has violated any other law in the course of
its or his or her dealings as a licensee. (4) Made a false statement in the application for
the license or failed to give a true reply to a question in the application. (5) Demonstrated
incompetence or untrustworthiness to act as a licensee. (6) Entered or caused to be entered
or allowed to be entered any false information on any business record of...
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27-25-3
Section 27-25-3 Definitions. For the purposes of this chapter, the following terms shall
have the following meanings: (1) ABSTRACT OF TITLE. A compilation or summary of all instruments
of public record of whatever kind or nature which in any manner affect title to a specified
parcel of real property. (2) BUSINESS ENTITY. A domestic entity properly formed and existing
under Title 10A. (3) COMMISSIONER. The Commissioner of the Alabama Department of Insurance.
(4) INDIVIDUAL. A natural person. (5) NAIC. The National Association of Insurance Commissioners,
its subsidiaries and affiliates, and any successor thereof. (6) OPINION OF TITLE. A written
expression of the status of title, including, but not limited to, the validity or invalidity
thereof, based upon an examination by an attorney at law, who is licensed to practice law
in this state, of instruments of public record or an abstract thereof affecting title to a
specified parcel of real property to ascertain the history and present...
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27-7-4.4
Section 27-7-4.4 Fingerprints. (a) In order to make a determination of insurance producer
license eligibility, the commissioner is authorized to require fingerprints of initial resident
applicants for an insurance producer license and to submit the fingerprints and the fee required
to perform the criminal history record checks to the Alabama Department of Public Safety and
the Federal Bureau of Investigation (FBI) for state and national criminal history record checks.
(b) The commissioner shall require a criminal history record check on each initial resident
applicant for insurance producer license in accordance with this section. The commissioner
shall require each applicant to submit a full set of fingerprints, including a scanned file
from a hard copy fingerprint, in order for the commissioner to obtain and receive national
criminal history records from the FBI Criminal Justice Information Services Division. (c)
The commissioner may contract for the collection, transmission, and...
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34-14A-8
Section 34-14A-8 Revocation, etc., of license; consumer complaint; hearing; appeal;
reissuance; fines. (a) The board may levy and collect administrative fines not to exceed five
thousand dollars ($5,000) for each violation or revoke or suspend the license of any licensee
who, in the opinion of the board, has committed fraud or deceit in obtaining a license required
by this chapter, who has been guilty of gross negligence, incompetence, or misconduct in the
practice of residential home building, who has engaged in the business of residential home
building outside the scope of the license, or who has violated this chapter or a board rule.
Should the board establish or adopt, or both, standards of practice for residential home builders
within the state, as provided in Section 34-14A-12, the board may suspend the license
of any licensee who, in the opinion of the board, has committed a violation of the standards
of practice and may impose any other disciplinary sanctions authorized...
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