8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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40-12-260
Section 40-12-260 Transfer of license plates; registration procedures; receipts; penalty. (a)
Effective January 1, 1998, license plates, except for license plates issued under the provisions
of Section 40-12-290, et seq., or any subsequent enactment which authorizes special license
plates based on vehicle age, shall not be transferable between motor vehicle owners and the
following registration procedures shall apply: (1) When a current and valid Alabama motor
vehicle license plate has been obtained for the current tax year for use on a motor vehicle
and the vehicle has been sold or otherwise transferred to a new owner, the license plate shall
be removed from the vehicle and retained by the original plate owner. (2) In the event an
owner purchases, trades, exchanges, or otherwise acquires another vehicle of the same license
registration classification, the licensing official shall authorize the transfer of the current
and valid Alabama license plate previously obtained by the owner to...
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11-49B-7
Section 11-49B-7 Powers of authority. The authority shall exercise, subject to this chapter,
the following powers and duties necessary to the discharge of its powers and duties in corporate
form: (1) To have succession by its corporate name for the duration of time, which may be
perpetual, subject to the provisions of Section 11-49B-19 specified in its certificate of
incorporation. (2) To sue and be sued in its own name in civil suits and actions and to defend
suits against it. (3) To adopt and make use of a corporate seal and to alter the seal at pleasure.
(4) To adopt and alter bylaws for the regulation and conduct of its affairs and business.
(5) To acquire, receive, and take, by purchase, gift, lease, devise, or otherwise, and to
hold property of every description, real, personal, or mixed, whether located in one or more
counties or municipalities and whether located within or outside the authorizing county. (6)
To make, enter into, and execute contracts, agreements, leases, and...
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39-2-12
Section 39-2-12 Partial and final payments of contractors by awarding authorities. (a) As used
in this section the following words shall have the meanings ascribed to them as follows: (1)
CONTRACTOR. Any natural person, partnership, company, firm, corporation, association, limited
liability company, cooperative, or other legal entity licensed by the Alabama State Licensing
Board for General Contractors. (2) NONRESIDENT CONTRACTOR. A contractor which is neither a.
organized and existing under the laws of the State of Alabama, nor b. maintains its principal
place of business in the State of Alabama. A nonresident contractor which has maintained a
permanent branch office within the State of Alabama for at least five continuous years shall
not thereafter be deemed to be a nonresident contractor so long as the contractor continues
to maintain a branch office within Alabama. (3) RETAINAGE. That money belonging to the contractor
which has been retained by the awarding authority conditioned on...
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27-61-1
Section 27-61-1 Surplus Lines Insurance Multi-State Compliance Compact. The Surplus Lines Insurance
Multi-State Compliance Compact Act is enacted into law and entered into with all jurisdictions
mutually adopting the compact in the form substantially as follows: PREAMBLE WHEREAS, with
regard to Non-Admitted Insurance policies with risk exposures located in multiple states,
the 111th United States Congress has stipulated in Title V, Subtitle B, the Non-Admitted and
Reinsurance Reform Act of 2010, of the Dodd-Frank Wall Street Reform and Consumer Protection
Act, hereafter, the NRRA, that: (A) The placement of Non-Admitted Insurance shall be subject
to the statutory and regulatory requirements solely of the insured's Home State, and (B) Any
law, regulation, provision, or action of any State that applies or purports to apply to Non-Admitted
Insurance sold to, solicited by, or negotiated with an insured whose Home State is another
State shall be preempted with respect to such application;...
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13A-9-71
Section 13A-9-71 Registration of charitable organizations, professional fund raisers, and commercial
co-venturers, and professional solicitors; notification of changes; exempt persons; annual
report; prohibition against fund raising by unregistered person; contracts between professional
fund raisers and commercial co-venturers; appointment of Secretary of State as agent for service
of process; use of name of charitable organization without consent; disclosure by solicitors;
violations and penalties; injunctive relief. (a) Every charitable organization, except those
granted an exemption in subsection (f), which is physically located in this state, intends
to solicit contributions in or from this state, or to have contributions solicited in this
state, on its behalf, by other charitable organizations, paid solicitors, or commercial co-venturers
in or from this state shall, prior to any solicitation, file a registration statement with
the Attorney General upon a form prescribed by the...
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2-26-13
Section 2-26-13 Violation of provisions of article or rules or regulations promulgated hereunder
deemed misdemeanor. Any person who shall perform any of the acts which are declared to be
unlawful by this article or who fails to perform any duty or requirements imposed by the provisions
of this article or who violates any rule or regulation duly promulgated hereunder or who shall
sell, offer for sale, distribute or solicit orders for agricultural, vegetable, herb, tree,
shrub or flower seed without having a permit as required by this article shall be guilty of
a misdemeanor and shall be punished as now prescribed by law for such offense. (Acts 1943,
No. 560, p. 552, §8; Acts 1963, No. 424, p. 931, §13.)...
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2-15-30
Section 2-15-30 Violations of provisions of article or rules and regulations promulgated thereunder
deemed misdemeanors; disposition of fines collected for violations of article; revocation,
etc., of permits or licenses of livestock markets or livestock dealers by commissioner upon
violations of provisions of article. (a) Any person who performs any act declared to be unlawful
by this article or who fails to perform any duty imposed by the provisions and requirements
of this article or who violates any rule or regulation promulgated hereunder shall be guilty
of a misdemeanor and punishable as provided by law for such an offense. (b) All amounts paid
as fines for violations of this article when collected by the proper authority shall be transmitted
to the department and deposited in the State Treasury to the credit of the Agricultural Fund.
(c) If any livestock market or livestock dealer violates any of the provisions or requirements
of this article, such violations shall constitute...
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33-5-33
Section 33-5-33 Fees in certain prosecutions. In all misdemeanor cases for violations of the
provisions of this article and regulations promulgated thereunder, and in all misdemeanor
cases for violation of future laws, the enforcement of which is assigned to the Marine Police
Division of the State Department of Conservation and Natural Resources, cognizable in district
courts or circuit courts, where the defendant pleads guilty and no appeal is taken, no fee
shall be taxed or collected in said court for trial tax, district attorney's fee or entering
judgment in such cases. (Acts 1967, No. 288, p. 817.)...
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2-31-19
Section 2-31-19 Injunction. The commissioner may apply for and the circuit court shall grant
a temporary or permanent injunction restraining any person from violating or continuing to
violate any of the provisions of this article or any rules and regulations promulgated under
this article notwithstanding the existence of other remedies at law. Any such injunction is
to be issued without bond. (Acts 1981, No. 81-391, p. 611, §19.)...
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