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8-6-2
Section 8-6-2 Definitions. When used in this article, unless the context otherwise requires,
the following terms shall have the meanings respectively ascribed to them by this section:
(1) COMMISSION or SECURITIES COMMISSION. The securities commission. (2) AGENT. Any individual
other than a dealer who represents a dealer or issuer in effecting or attempting to effect
sales of securities, but such term does not include an individual who represents an issuer
in: a. Effecting a transaction in a security exempted by subdivisions (1), (2), (3), (4),
(9) or (10) of Section 8-6-10; b. Effecting transactions exempted by Section 8-6-11; or c.
Effecting transactions with existing employees, partners, or directors of the issuer if no
commission or other remuneration is paid or given directly or indirectly for soliciting any
person in this state. A partner, officer, or director of a dealer or issuer is an agent if
he otherwise comes within this definition. (3) DEALER. Any person engaged in the...
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15-18-8
Section 15-18-8 Terms of confinement, etc.; probation. (a) When a defendant is convicted of
an offense, other than a sex offense involving a child as defined in Section 15-20A-4, that
constitutes a Class A or Class B felony offense, and receives a sentence of 20 years or less
in any court having jurisdiction to try offenses against the State of Alabama and the judge
presiding over the case is satisfied that the ends of justice and the best interests of the
public as well as the defendant will be served thereby, he or she may order: (1) That a defendant
convicted of a Class A or Class B felony be confined in a prison, jail-type institution, or
treatment institution for a period not exceeding three years in cases where the imposed sentence
is not more than 15 years, and that the execution of the remainder of the sentence be suspended
notwithstanding any provision of the law to the contrary and that the defendant be placed
on probation for such period and upon such terms as the court...
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16-50-20
Section 16-50-20 Creation; composition; nominating committee; training sessions. (a) There
is created a Board of Trustees for Alabama State University, the state educational institution
at Montgomery, Alabama. The board of trustees shall consist of two members from the congressional
district in which the institution is located and one member from each of the other congressional
districts in the state as constituted on October 6, 1975, and who shall reside in that district,
four members from the state at large who shall reside in different districts, two at-large
members who may be selected from outside the state, and the Governor, who shall serve as an
ex officio member of the board. Except for a trustee at large, the position of any trustee
shall be vacated at such time as he or she shall cease to reside in the district from which
he or she was appointed. The position of state at-large trustee shall be vacated if the trustee
serving in the position shall cease to reside in the State...
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2-15-61
Section 2-15-61 Permits required for operation of livestock markets; applications; issuance;
revocation; appeals. (a) No person shall operate a livestock market in the State of Alabama
without first having obtained from the commissioner, as required by this division, an annual
permit therefor. (b) The application for such a permit shall be made upon forms furnished
by the department, which shall be verified by affidavit of the applicant which shall include
all of the following information: (1) The name and address of the applicant or applicants
and, if a corporation, its officers, and if a partnership, the names and addresses of its
partners. (2) The place where applicant proposes to operate a livestock market. (3) A description
of the property and facilities proposed to be used as a livestock market. (4) The kind of
livestock the applicant proposes to handle at the livestock market and the day or days of
the week the applicant proposes to conduct sales. (5) A financial statement of...
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2-27-9
Section 2-27-9 Registration, application, and fees; registration powers of commissioner; appeal
and review. (a) Every pesticide or device which is distributed, sold, or offered for sale
within this state or delivered for transportation or transported in intrastate commerce or
between points within this state through any point outside this state shall be registered
with the commissioner upon application forms prescribed and furnished by the commissioner,
and such registration or registrations shall be renewed during the registrant's renewal year,
due January 1 of the renewal year. The applicant shall pay a biennial registration fee established
by the Board of Agriculture and Industries not to exceed six hundred dollars ($600). The fee
shall be paid according to the schedule in subsection (i). The fee shall accompany the application
for registration and be deposited to the credit of the Agricultural Fund of the State Treasury
for the exclusive benefit of the Pesticide Management Division...
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22-9A-8
Section 22-9A-8 Registration of infants of unknown parentage. (a) Whoever assumes the custody
of a live-born infant of unknown parentage shall report on a form and in a manner prescribed
by the State Registrar within five days to the Office of Vital Statistics all of the following
information: (1) The date and place of finding. (2) Sex, race, and approximate birth date
of the child. (3) Name and address of the person or institution with whom the child has been
placed for care. (4) Name given to the child by the custodian of the child. (5) Other data
required by rules of the board. (b) The place where the child was found shall be entered as
the place of birth. (c) A report registered under this section shall constitute the certificate
of birth for the child. (d) If the child is identified and a certificate of birth is found
or obtained, the report registered under this section shall be placed in a special file and
shall not be subject to inspection except upon an order of a court of...
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34-11-11
Section 34-11-11 Disciplinary action. (a) The board may reprimand, censure, suspend, revoke,
place on probation, recover costs, or fine any licensee or certified engineer intern or land
surveyor intern or firm holding a certificate of authorization or refuse to issue, renew,
or reinstate the certificate of any licensee or certified engineer intern or land surveyor
intern or the certificate of authorization of a firm found guilty of any of the following:
(1) The practice of any fraud or deceit in obtaining or attempting to obtain or renew a certificate
of licensure, intern certification, or certificate of authorization. (2) Any gross negligence,
incompetency, violation of the rules of professional conduct prescribed by the board, or misconduct
in the practice of engineering or land surveying as a professional engineer, engineer intern,
professional land surveyor, or land surveyor intern. (3) Falsely representing himself or herself
as being in responsible charge of engineering work or...
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36-27-16
Section 36-27-16 Retirement, etc., of employees; retirement allowances. (a)(1) RETIREMENT,
ETC., OF EMPLOYEES GENERALLY; ELIGIBILITY FOR SERVICE RETIREMENT BENEFITS. a. Any Tier I plan
member who withdraws from service upon or after attainment of age 60 and any Tier II plan
member who withdraws from service upon or after attainment of age 62 may retire upon written
application to the Board of Control setting forth at what time, not less than 30 days nor
more than 90 days subsequent to the execution and filing thereof, he or she desires to be
retired; provided, that any such member who became a member on or after October 1, 1963, shall
have completed 10 or more years of creditable service; provided further, that a Tier I plan
member employed as a state policeman shall be eligible to file application for service retirement
upon attaining age 52 and a Tier II plan member employed as a state policeman or employed
as a correctional officer, firefighter, or law enforcement officer as defined...
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40-2A-11.1
Section 40-2A-11.1 Civil penalties for unethical tax preparation conduct. (a) For purposes
of the individual income tax imposed by Chapter 18, if there is an understatement of liability
on a return that would cause a tax return preparer to be subject to the penalties imposed
by 26 U.S.C. §6694, except §6694(c), §6700, or §6701, and if any of the failures enumerated
in 26 U.S.C. §6695, except §6695(e) and (g), occurs, the department may impose upon the
tax return preparer a penalty in accordance with 26 U.S.C. §§6694(a), (b), (d), (e), and
(f); §§6695(a), (b), (c), (d), and (f); §§6696(a) and (c), §6700, and §6701, as in effect
from time to time. (b) For purposes of this section: (1) "Subject to this title"
shall be substituted for references in the specified federal statutes to "imposed by
subtitle A." (2) "Commissioner" will be substituted for references in the specified
federal statutes to "secretary." (3) References in these federal statutes to federal
district courts...
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8-19-4
Section 8-19-4 Enforcement (a) The office of the Attorney General and the district attorneys
shall have the following functions, powers, and duties: (1) Conduct preliminary investigations
to determine the merit of complaints, provided, however, the office of the Attorney General
or the district attorneys need not handle any complaint which lacks merit, has been made in
bad faith, or may be readily resolved between the parties. (2) Receive information and documentary
material from complainants and take whatever action is appropriate in connection therewith
as authorized by this chapter. The office of the Attorney General and the district attorneys
may otherwise receive and investigate complaints with respect to acts or practices declared
to be unlawful by this chapter, and inform the complainants with respect thereto. Said persons
may institute legal proceedings or take such other actions provided for herein which are necessary
or incidental to the exercise of its powers and functions....
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