27-12-7
Section 27-12-7 False statements and entries. (a) No person shall file with any supervisory
or other public official or make, publish, disseminate, circulate, or deliver to any person
or place before the public, or cause, directly or indirectly, to be made, published, disseminated,
circulated, delivered to any person, or placed before the public, any false statement of financial
condition of an insurer with intent to deceive. (b) No person shall make any false entry in
any book, report, or statement of any insurer with intent to deceive any agent or examiner
lawfully appointed to examine into its condition or into any of its affairs, or any public
official to whom such insurer is required by law to report, or who has authority by law to
examine into its condition or into any of its affairs or, with like intent, willfully omit
to make a true entry of any material fact pertaining to the business of such insurer in any
book, report, or statement of such insurer. (c) Any insurer willfully...
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27-12-9
Section 27-12-9 Malicious statements on financial condition. No person shall make, publish,
disseminate, or circulate, directly or indirectly, or aid, abet, or encourage the making,
publishing, disseminating, or circulating of any oral or written statement or any pamphlet,
circular, article, or literature which is false or maliciously critical of, or derogatory
to, the financial condition of an insurer or of an organization proposing to become an insurer
and which is calculated to injure any person engaged, or proposing to engage, in the business
of insurance. (Acts 1957, No. 608, p. 865, §4; Acts 1971, No. 407, p. 707, §235.)...
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13A-9-12
Section 13A-9-12 Offering false instrument for recording; nullifaction or expungement from
record. (a) A person commits the crime of offering a false instrument for recording if, knowing
that a written instrument relating to or affecting real or personal property, or an interest
therein, or directly affecting contractual relationships contains a material false statement
or material false information, and with intent to defraud, he presents or offers it to a public
office or a public employee, with the knowledge that it will be registered, filed or recorded
or become a part of the records of that public office or public employee. (b) Offering a false
instrument for recording is a Class A misdemeanor. (c) A person commits the crime of offering
a false instrument for recording against a public servant if the person offers, for recording,
a written instrument which relates to or affects the real or personal property, or an interest
therein, or a contractual relationship of a public...
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5-5A-46
Section 5-5A-46 False, etc., statements, etc., affecting financial standing of bank. Any person
who shall willfully and maliciously make, circulate or transmit to another or others any false,
libelous or slanderous statement, rumor or suggestion written, printed or by word of mouth
which is directly or by inference derogatory to the financial condition, or affects the solvency
or financial standing of any bank, or who shall counsel, aid, procure or induce another to
start, transmit or circulate any such statement or rumor shall be guilty of a misdemeanor.
(Acts 1980, No. 80-658, §5-5-46.)...
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27-34-45
Section 27-34-45 Misrepresentations. No person shall cause or permit to be made, issued, or
circulated in any form: (1) Any misrepresentation or false or misleading statement concerning
the terms, benefits, or advantages of any fraternal insurance contract now issued, or to be
issued, in this state or the financial condition of any society; (2) Any false or misleading
estimate or statement concerning the dividends or shares of surplus paid, or to be paid, by
any society on any insurance contract; or (3) Any incomplete comparison of an insurance contract
of one society with an insurance contract of another society or insurer for the purpose of
inducing the lapse, forfeiture, or surrender of any insurance contract. A comparison of insurance
contracts is incomplete: a. If it does not compare in detail: 1. The gross rates and the gross
rates less any dividend or other reduction allowed at the date of the comparison; and 2. Any
increase in cash values and all the benefits provided by each...
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10A-9A-2.05
Section 10A-9A-2.05 Liability for false information in a filed writing. If a writing delivered
for filing under this chapter and filed under this chapter contains information which is false
in any material respect and if such information is required to be set forth on a newly filed
certificate of formation under this chapter, a person that suffers loss by reasonable reliance
on the information may recover damages for the loss from: (1) a person that signed the writing,
or caused another to sign it on the person's behalf, and knew the information to be false
at the time the writing was signed; and (2) a general partner that has notice that the information
was false when the writing was filed or has become false because of changed circumstances,
if the general partner has notice for a reasonably sufficient time before the information
is relied upon to enable the general partner to effect an amendment under Section 10A-9A-2.02,
file a petition pursuant to Division B of Article 5 of...
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27-17A-11
Section 27-17A-11 Application for certificate; statements; issuance; expiration; transfer.
(a) An application to the commissioner for a certificate of authority shall be accompanied
by the statement and other matters described in this section in the form prescribed by the
commissioner. Annually thereafter, within six months after the end of its fiscal period, or
within an extension of time therefor, as the commissioner for good cause may grant, the person
authorized to engage in the sale of preneed contracts shall file with the commissioner a full
and true statement of his or her financial condition, transactions, and affairs, prepared
on a basis as adopted by a rule of the commissioner, as of the preceding fiscal period or
at such other time or times as the commissioner may provide by rule, together with information
and data which may be required by the commissioner. (b) The statement shall include all of
the following: (1) The types of preneed contracts proposed to be written and the...
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27-31B-10
Section 27-31B-10 Examinations and investigations. (a) At least once in three years, and whenever
the commissioner determines it to be prudent, the commissioner shall visit each captive insurance
company and thoroughly inspect and examine its affairs to ascertain its financial condition,
its ability to fulfill its obligations, and whether it has complied with this chapter. The
commissioner, upon application, may enlarge the three-year period to five years, provided
the captive insurance company is subject to a comprehensive annual audit during that period
of a scope satisfactory to the commissioner by independent auditors approved by the commissioner.
The expenses and charges of the examination shall be in accordance with Section 27-2-25. (b)
All examination reports, preliminary examination reports or results, working papers, recorded
information, documents, and copies thereof produced by, obtained by, or disclosed to the commissioner
or any other person in the course of an examination...
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8-6-9
Section 8-6-9 Registration of securities - Denial, suspension and revocation of registration.
The Securities Commission shall issue an order denying effectiveness to, or suspending or
revoking the effectiveness of, any registration statement in the sale of securities if it
finds that the order is in the public interest and that: (1) The registration statement, as
of its effective date or as of any earlier date in the case of an order denying effectiveness,
is incomplete in any material respect or contains any statement which was, in the light of
the circumstances under which it was made, false or misleading with respect to any material
fact. (2) Any provision of this article or any rule, order, or condition lawfully imposed
under this article has been willfully violated in connection with the offering by: a. Any
person filing the registration statement; b. The issuer, any partner, officer, or director
of the issuer, any person occupying a similar status or performing similar functions,...
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27-3-26
Section 27-3-26 Annual statement of insurers; furnishing of other information on request. (a)
Each authorized insurer shall, annually on or before March 1, or within such extension of
time not exceeding 30 days after March 1 as the commissioner for good cause shown may grant
as to a particular insurer, file with the commissioner a full and true statement of its financial
condition, transactions and affairs as of the December 31, preceding. The statement shall
be in such general form and context as is in current use for similar reports to states in
general with respect to the type of insurer and kinds of insurance to be reported upon and
as supplemented by additional information required by the commissioner. The statement shall
be verified by the oath of the insurer's president or vice-president and secretary or actuary
as applicable or, if a reciprocal insurer, by the oath of the attorney-in-fact or its like
officers if a corporation. (b) The statement of an alien insurer shall be...
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