5-2A-12
Section 5-2A-12 Superintendent - Order to correct unsafe and unsound matters; penalties; procedure.
(a) For purposes of this section, a bank holding company is a holding company organized under
the laws of Alabama or another state in the United States that directly owns a majority of
the voting securities of an Alabama state bank. (b) The superintendent may order a bank, a
bank holding company, the board of directors, any director or directors, and any officer or
officers of any bank or bank holding company, individually or collectively (hereafter affected
person, whether one or more) to correct any matters in the conduct of the affairs of the bank
which in the opinion of the superintendent are unsafe and unsound. The Banking Board, after
at least 20 days' written notice by the superintendent to the bank and any affected person,
and a hearing before the Banking Board, may direct the superintendent to issue an order that
imposes civil money penalties on the bank or bank holding company...
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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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25-4-8
Section 25-4-8 Employer. (a) Employer, as used in this chapter, prior to January 1, 1978, shall
mean any employing unit which was so defined in this chapter prior to such date. After December
31, 1977, except as otherwise provided in this chapter, employer, as used in this chapter
shall mean: (1) Any employing unit which, after December 31, 1977: a. In any calendar quarter
in either the current or preceding calendar year paid, for service in employment, wages of
one thousand five hundred dollars ($1,500) or more; or b. For some portion of a day in each
of 20 different calendar weeks, whether or not such weeks were consecutive, in either the
current or the preceding calendar year, had in employment at least one individual (irrespective
of whether the same individual was in employment in each such day). (2) Any employing unit
which, having become an employer under this chapter, has not under Sections 25-4-130 and 25-4-131
ceased to be an employer subject to this chapter. (3) For the...
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40-2A-7
Section 40-2A-7 Uniform revenue procedures. (a) Maintenance of records; audit and subpoena
authority; authority to issue regulations. (1) In addition to all other recordkeeping requirements
otherwise set out in this title, taxpayers shall keep and maintain an accurate and complete
set of records, books, and other information sufficient to allow the department to determine
the correct amount of value or correct amount of any tax, license, permit, or fee administered
by the department, or other records or information as may be necessary for the proper administration
of any matters under the jurisdiction of the department. The books, records, and other information
shall be open and available for inspection by the department upon request at a reasonable
time and location. (2) The department may examine and audit the records, books, or other relevant
information maintained by any taxpayer or other person for the purpose of computing and determining
the correct amount of value or correct...
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40-12-450
Section 40-12-450 Violations. A person who violates this article is guilty of a Class A misdemeanor.
In addition, the department may assess against the person a civil penalty of up to five thousand
dollars ($5,000). The penalty may be assessed against the bond as provided for in Section
40-12-398. (Act 2019-244, §3.)...
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8-6-18
Section 8-6-18 Criminal penalties for violations of article; enforcement; scienter. (a) A person
who willfully violates Section 8-6-3 or Section 8-6-4, upon conviction, shall be guilty of
a Class C felony. A person that willfully violates subsection (a), (b), or (c) of Section
8-6-17, upon conviction, shall be guilty of a Class B felony. The limitations period for any
prosecution under this section does not commence or begin to accrue until the discovery of
the facts constituting the deception, after which the prosecution shall be commenced within
five years. (b) A person who willfully violates any provision of this chapter, other than
those noted in subsection (a), or a rule adopted or order issued under this chapter, upon
conviction, shall be guilty of a Class A misdemeanor. (c) The enforcement of the provisions
of this article shall be vested in the commission. It shall be the duty of the commission
to see that its provisions are at all times obeyed and to take such measures and to...
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13A-9-82
Section 13A-9-82 Person or organization who knowingly violates article is guilty of crime.
Any person or organization who knowingly violates this article shall be guilty of unlawful
charitable solicitation. Unlawful charitable solicitation is a Class C misdemeanor and shall
be punished as provided by law. It is an absolute defense to any criminal prosecution under
this section if the charitable organization has given one hundred percent of the receipts
generated by the container to the designated charitable organization for whom the person,
nonprofit corporation, charitable organization, or an affiliate or branch of either, or solicitor,
represented the funds being solicited. (Acts 1995, No. 95-605, p. 1276, §3.)...
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26-23A-9
Section 26-23A-9 Violations. (a) Any person who intentionally, knowingly, or recklessly violates
this chapter is guilty on a first offense of a Class B misdemeanor, on a second offense of
a Class A misdemeanor, and on a third or subsequent offense of a Class C felony. (b) After
two convictions within a 12-month period of any person or persons at a specific abortion or
reproductive health center, the license of such center shall be suspended for a period of
24 months and may be reinstated after that time only on conditions as the Department of Public
Health requires to assure compliance with this chapter. (Act 2002-419, p. 1074, §9.)...
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26-23F-6
Section 26-23F-6 Violations. (a) Except as provided in subsection (b), any person who knowingly
violates any provision of Section 26-23F-5 shall be guilty of a Class D felony for each violation.
(b) Any person who experiments on a living unborn infant or the bodily remains of a deceased
unborn infant, experiments upon an unborn infant who is intended to be aborted, or performs
or offers to perform an abortion where part or all of the justification or reason for the
abortion is that the bodily remains may be used for research or experimentation in violation
of Section 26-23F-5 shall be guilty of a Class C felony. (Act 2016-140, §6.)...
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32-5C-7
Section 32-5C-7 Penalties. A person who violates this chapter is guilty of a misdemeanor and
for a first conviction thereof shall be punished by a fine of not more than one hundred dollars
($100), or by imprisonment for not more than 10 days, or by both fine and imprisonment; for
a second conviction for an offense committed within one year after the date of the first offense,
the person shall be punished by a fine of not more than two hundred dollars ($200), or by
imprisonment for not more than 30 days, or by both fine and imprisonment; and for a third
conviction for a third or subsequent offense committed within one year after the date of the
first offense, the person shall be punished by a fine of not more than five hundred dollars
($500), or by imprisonment for not more than three months, or by both fine and imprisonment.
(Acts 1996, No. 96-534, p. 746, §7.)...
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