Code of Alabama

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11-65-19
Section 11-65-19 Review of application for operator's license. (a) A commission shall promptly
consider any application for the issuance or transfer of an operator's license submitted to
it and shall grant or deny the issuance or transfer of such license based on all information
before it, including the results of investigations it deems appropriate. A commission shall
deny a license to any applicant unless it finds as follows: (1) That such applicant is a business
entity, whether a corporation, partnership, or other kind of organization, possessing the
organizational substance, financial soundness, managerial capability, and business experience
with racing and pari-mutuel wagering operations, or with businesses requiring similar managerial
experience and skill, that, in the reasonable judgment of the commission, are necessary to
conduct horse racing and pari-mutuel wagering thereon or greyhound racing and pari-mutuel
wagering thereon, as the case may be, at the location for which an...
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11-65-15
Section 11-65-15 Application for horse racing facility license. Any person desiring to obtain
a horse racing facility license through issuance thereof by a commission, or through transfer
of an outstanding license, shall file with the appropriate commission an application for such
license. Such application shall be filed at the time and place prescribed by such commission
and shall be in such form and contain such information as may be prescribed by such commission,
including the following: (1) The name and address of such person; if a corporation, the state
of its incorporation and the full name and address of each officer and director thereof; if
a foreign corporation, whether it is qualified to do business in the state; and if a partnership
or joint venture, the name and address of each general partner thereof; (2) The name, and
every address for the period of five years immediately preceding the date of such application,
of each stockholder or member of such corporation, or each...
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11-65-16
Section 11-65-16 Review of application for horse racing facility license. (a) A commission
shall promptly consider any application for the issuance or transfer of a horse racing facility
license submitted to it and shall grant or deny the issuance or transfer of such license based
on all information before it, including the results of investigations it deems appropriate.
A commission shall deny the issuance of an original horse racing facility license to any applicant
unless it finds that the applicant's facility will meet the following minimum standards: (1)
That the facilities will provide a track racing surface of at least one mile; (2) That the
facility will be appropriate for the conduct of horse racing year-round and at night; and
(3) That the facility will be located within the boundaries of the commission municipal jurisdiction
or will be located on land in the host county and annexed to the sponsoring municipality prior
to the commencement of racing. (b) A commission shall...
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11-65-18
Section 11-65-18 Application for operator's license. Depending upon the licensing authority
granted a commission by elections held pursuant to subsection (a) or (b) of Section 11-65-4,
a commission shall be empowered to grant operator's licenses for horse racing and pari-mutuel
wagering thereon or for greyhound racing and pari-mutuel wagering thereon. Any corporation,
partnership, or other business entity desiring to obtain (i) an operator's license to conduct
horse racing and pari-mutuel wagering thereon at a racing facility located in the commission
municipal jurisdiction or (ii) an operator's license to conduct greyhound racing and pari-mutuel
wagering thereon at a racing facility located in the commission municipal jurisdiction, either
through issuance of such license by a commission or transfer of an outstanding license, shall
file with the appropriate commission an application for such license. Such application may,
but need not, be made in conjunction with an application for a...
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45-44-150.05
Section 45-44-150.05 Duties of commission. It shall be the duty of the racing commission to
carry out this part; and it shall have the following specific duties: (1) To fix and set dates
upon which race meetings may be held or operated. (2) To make an annual report to the county
governing body of its operation, showing its own actions and rulings, and receipts derived
under this part, and such suggestions as it may deem proper for the more effective accomplishment
of the purposes of this part. (3) To require each applicant to: a. If an individual, group
of individuals, or partnership, each individual or partner shall be a resident of the State
of Alabama for at least five years immediately preceding the date of the license issued. b.
If a corporation, each incorporator, stockholder, director, and officer shall be a resident
of the State of Alabama for at least five years immediately preceding the date of the license
issued. c. Set forth on such application for a license the following...
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34-27-32
Section 34-27-32 Requirements for license; application; place of business; branch offices;
multiple brokers; fees. (a) A license for a broker or a salesperson shall be registered to
a specific real estate office and shall be issued only to, and held only by, a person who
meets all of the following requirements: (1) Is trustworthy and competent to transact the
business of a broker or salesperson in a manner that safeguards the interest of the public.
(2) Is a person whose application for real estate licensure has not been rejected in any state
on any grounds other than failure to pass a written examination within the two years prior
to the application for real estate licensure with Alabama. If the applicant's rejection for
real estate licensure in any state is more than two years from the date of application for
licensure with Alabama, then the applicant may not be issued an Alabama real estate license
without the approval of the commissioners. (3) Is a person whose real estate license...
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11-65-2
state, these terms, and any similar thereto, mean a racetrack at which live horse racing or
greyhound racing can be conducted for direct viewing by spectators, together with the viewing
stands, pari-mutuel wagering facilities, restaurants, and other physical facilities and improvements
that together constitute such racing facility or racetrack facility. Under no circumstances
shall the terms racing facility or racetrack facility, or any similar thereto, be construed
to refer to any public or private place of assembly or accommodation of any kind (other
than a racetrack facility where live horse racing or greyhound racing can be conducted) where
so-called "off-track betting" could be conducted. (27) SPONSORING MUNICIPALITY.
Any municipality for which a commission shall be created in accordance with the provisions
of this chapter. (28) STALLION OWNER. The owner of a stallion standing in the state at the
time he was bred to the dam of an Alabama-bred horse. (29) STATE. The State of...
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11-65-10
its own investigations or received from other law enforcement agencies, all to the extent required
by law or agreement with such agencies or as may be deemed necessary or desirable by the commission.
(15) A commission shall have the power to demand and obtain for its files the fingerprints
of the following persons, which fingerprints may be taken by a representative of a law-enforcement
agency of the county, state, or federal government, by inspectors of such commission or by
such qualified private security agency as such commission may designate: a. All members,
officers, and employees of such commission; b. Every person who is an officer, director, partner,
or other principal of a corporation, partnership, or other entity which holds a license from
the commission, and every employee of such a licensee whose duties relate to the businesses
of horse racing or greyhound racing in the sponsoring municipality; c. All owners of horses,
owners of greyhounds, trainers, jockeys, apprentices,...
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5-19A-14
Section 5-19A-14 Application for new pawnshop license, transfer of existing license, etc. (a)
An application for a new pawnshop license, the transfer of an existing pawnshop license, or
the approval of a change in the ownership of a licensed pawnshop shall be under oath and shall
state the full name and place of residence of the applicant, the place where the business
is to be conducted, and other relevant information required by the supervisor. If the applicant
is a partnership, the application shall state the full name and address of each partner. If
the applicant is a corporation, the application shall state the full name and address of each
officer, shareholder, and director. (b) Notwithstanding the foregoing, the application need
not state the full name and address of each shareholder, if the applicant is owned directly
or beneficially by a person which as an issuer has a class of securities registered pursuant
to Section 12 of the Securities Exchange Act of 1934, or pursuant to...
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11-65-20
Section 11-65-20 Terms of operator's license. (a) An operator's license issued under this chapter,
whether for horse racing and pari-mutuel wagering thereon or for greyhound racing and pari-mutuel
wagering thereon, shall be for an initial period of 20 years, but shall be subject to renewal
as provided in this section. A commission shall have no power to modify the terms of an operator's
license, once issued, without the prior written consent of the holder of such license. An
operator's license shall be reviewed annually, but such license shall be revocable by the
commission only if the holder thereof shall not be in compliance with the provisions of this
chapter or the valid rules, regulations and orders of the commission and such noncompliance
shall have continued for 60 days after written notice shall be given to such holder by the
commission stating the circumstances of noncompliance and demanding corrective action. (b)
A commission issuing an operator's license shall state therein...
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