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10A-9A-2.02
Section 10A-9A-2.02 Amendment or restatement of certificate of formation. Notwithstanding Division
B of Article 3 of Chapter 1: (a) A certificate of formation may be amended at any time. (b)
A certificate of formation may be restated with or without amendment at any time. (c) To amend
its certificate of formation, a limited partnership must deliver a certificate of amendment
for filing to the Secretary of State which certificate of amendment shall state: (1) the name
of the limited partnership; (2) the unique identifying number or other designation as assigned
by the Secretary of State; and (3) the changes the amendment makes to the certificate of formation
as most recently amended or restated. (d) Prior to a statement of dissolution being delivered
to the Secretary of State for filing, a limited partnership shall promptly deliver a certificate
of amendment for filing with the Secretary of State to reflect: (1) the admission of a new
general partner; or (2) the dissociation of a person...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/10A-9A-2.02.htm - 4K - Match Info - Similar pages
6-5-332.5
Section 6-5-332.5 Persons who rescue child or incapacitated person from unattended motor vehicle;
public safety officials. (a) As used in this section, the following terms shall have the following
meanings: (1) CHILD. A person who is under nine years of age. (2) INCAPACITATED PERSON. As
defined in Section 26-2A-20. (3) MOTOR VEHICLE. As defined in Section 32-1-1.1. (4) PUBLIC
SAFETY OFFICIAL. An individual employed by a law enforcement agency, fire department, or 911
emergency service. (b) No person shall leave a child or an incapacitated person in a motor
vehicle unattended in a manner that creates an unreasonable risk of injury or harm to the
child or incapacitated person. A vehicle that has an ambient interior temperature of 99 degrees
Fahrenheit or less shall be presumed safe. (c) A person who enters a motor vehicle by force
or otherwise at the direction of a public safety official for the purpose of removing a child
or an incapacitated person from the vehicle shall be immune from...
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10A-9A-11.01
Section 10A-9A-11.01 Application to existing relationships. (a) Beginning January 1, 2017,
this chapter governs all limited partnerships and all foreign limited partnerships. (b) With
respect to a limited partnership formed before January 1, 2010, the following rules apply
except as the partners otherwise elect in the manner provided in the partnership agreement
or by law for amending the partnership agreement: (1) Section 10A-1-3.03 does not apply and
the limited partnership has whatever duration it had under the law applicable immediately
before January 1, 2010. (2) The limited partnership is not required to amend its certificate
of formation to comply with Section 10A-9A-2.01(a)(5); but once amended or restated, the certificate
of formation must comply with Section 10A-9A-2.01(a)(5). (3) Sections 10A-9A-6.01 and 10A-9A-6.02
do not apply and a limited partner has the same right and power to dissociate from the limited
partnership, with the same consequences, as existed immediately...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/10A-9A-11.01.htm - 2K - Match Info - Similar pages
10A-9A-2.05
Section 10A-9A-2.05 Liability for false information in a filed writing. If a writing delivered
for filing under this chapter and filed under this chapter contains information which is false
in any material respect and if such information is required to be set forth on a newly filed
certificate of formation under this chapter, a person that suffers loss by reasonable reliance
on the information may recover damages for the loss from: (1) a person that signed the writing,
or caused another to sign it on the person's behalf, and knew the information to be false
at the time the writing was signed; and (2) a general partner that has notice that the information
was false when the writing was filed or has become false because of changed circumstances,
if the general partner has notice for a reasonably sufficient time before the information
is relied upon to enable the general partner to effect an amendment under Section 10A-9A-2.02,
file a petition pursuant to Division B of Article 5 of...
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35-5A-2
Section 35-5A-2 Definitions. As used in this chapter, the following terms shall have the following
meanings, respectively, unless the context clearly indicates otherwise: (1) ADULT. An individual
who has attained the age of 21 years. (2) BENEFIT PLAN. An employer's plan for the benefit
of an employee or partner, or an individual retirement account. (3) BROKER. A person lawfully
engaged in the business of effecting transactions in securities or commodities for the person's
own account or for the account of others. (4) CONSERVATOR. A person appointed or qualified
by a court to act as general, limited, or temporary guardian of a minor's property or a person
legally authorized to perform substantially the same functions. (5) COURT. Circuit court.
(6) CUSTODIAL PROPERTY. a. Any interest in property transferred to a custodian under this
chapter and b. The income from and proceeds of that interest in property. (7) CUSTODIAN. A
person so designated under Section 35-5A-10 or a successor or...
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8-6-11
Section 8-6-11 Registration of securities - Exempt transactions. (a) Except as hereinafter
in this section expressly provided, Sections 8-6-3 through 8-6-9 shall not apply to any of
the following transactions: (1) Any isolated nonissuer transaction, whether effected through
a dealer or not; (2) Any nonissuer transaction in an outstanding security by a registered
dealer if: a. The issuer has a class of securities subject to registration under Section 12
of the Securities Exchange Act of 1934 and has been subject to the reporting requirements
of Sections 13 or 15(d) of the Securities Exchange Act of 1934 for not less than 180 days
before the transaction; or has filed and maintained with the commission for not less than
180 days before the transaction information, in such form as the commission, by rule, specifies,
substantially comparable to the information which the issuer would be required to file under
Section 12(b) or Section 12(g) of the Securities Exchange Act of 1934, or the...
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8-6-2
Section 8-6-2 Definitions. When used in this article, unless the context otherwise requires,
the following terms shall have the meanings respectively ascribed to them by this section:
(1) COMMISSION or SECURITIES COMMISSION. The securities commission. (2) AGENT. Any individual
other than a dealer who represents a dealer or issuer in effecting or attempting to effect
sales of securities, but such term does not include an individual who represents an issuer
in: a. Effecting a transaction in a security exempted by subdivisions (1), (2), (3), (4),
(9) or (10) of Section 8-6-10; b. Effecting transactions exempted by Section 8-6-11; or c.
Effecting transactions with existing employees, partners, or directors of the issuer if no
commission or other remuneration is paid or given directly or indirectly for soliciting any
person in this state. A partner, officer, or director of a dealer or issuer is an agent if
he otherwise comes within this definition. (3) DEALER. Any person engaged in the...
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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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31-13-29
Section 31-13-29 Limitations on public records transactions conducted by unauthorized aliens.
(a) For the purposes of this section, public records transaction means applying for or renewing
a motor vehicle license plate, applying for or renewing a driver's license or nondriver identification
card, applying for or renewing a business license, applying for or renewing a commercial license,
or applying for or renewing a professional license. Public records transaction does not include
applying for a marriage license, any transaction relating to housing under Title 24 or the
ownership of real property, including the payment of property taxes, or the payment of any
other tax to the state or a political subdivision thereof, or any other transaction. (b) An
alien not lawfully present in the United States shall not enter into or attempt to enter into
a public records transaction with the state or a political subdivision of the state and no
person shall enter into a public records transaction...
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10A-2A-1.43
Section 10A-2A-1.43 Qualified director. (a) A "qualified director" is a director
who, at the time action is to be taken under: (1) Section 10A-2A-2.02(b)(6), is not a director
(i) to whom the limitation or elimination of the duty of an officer to offer potential business
opportunities to the corporation would apply, or (ii) who has a material relationship with
any other person to whom the limitation or elimination would apply; (2) Section 10A-2A-7.44,
does not have (i) a material interest in the outcome of the proceeding, or (ii) a material
relationship with a person who has such an interest; (3) Section 10A-2A-8.53 or Section 10A-2A-8.55,
(i) is not a party to the proceeding, (ii) is not a director as to whom a transaction is a
director's conflicting interest transaction or who sought a disclaimer of the corporation's
interest in a business opportunity under Section 10A-2A-8.60, which transaction or disclaimer
is challenged, and (iii) does not have a material relationship with a...
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