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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-6-3.htm - 12K - Match Info - Similar pages
10A-5A-7.05
Section 10A-5A-7.05 Other claims against dissolved limited liability company. Notwithstanding
Sections 10A-1-9.01 and 10A-1-9.22: (a) A dissolved limited liability company may publish
notice of its dissolution and request that persons with claims against the dissolved limited
liability company present them in accordance with the notice. (b) The notice authorized by
subsection (a) must: (1) be published at least one time in a newspaper of general circulation
in the county in which the dissolved limited liability company's principal office is located
or, if it has none in this state, in the county in which the dissolved limited liability company's
most recent registered office is located; (2) describe the information that must be included
in a claim and provide a mailing address to which the claim is to be sent; and (3) state that
if not sooner barred, a claim against the dissolved limited liability company will be barred
unless a proceeding to enforce the claim is commenced within two...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/10A-5A-7.05.htm - 5K - Match Info - Similar pages
11-12-12
Section 11-12-12 Liability for approval of claims not legally chargeable to or payable from
public funds. Should such officer draw a warrant upon the county treasurer or county depository
in payment of a claim or claims not legally chargeable to or payable from the public funds
of the county such officer shall be held jointly liable with the other members of the county
commission of the county for such unauthorized or unlawful expenditure of the public funds
of the county and shall bear the same responsibilities and suffer the same penalties as do
the other members of the county commission of the county with reference to the unauthorized
or unlawful expenditure of public funds of the county; provided, that Sections 11-12-10 through
11-12-12 shall in no way affect or repeal the protection to such official or officials as
provided for under written opinion of the Attorney General, Section 36-15-19 and/or under
written opinion of the county attorney. (Acts 1953, No. 536, p. 751, §3.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/11-12-12.htm - 1K - Match Info - Similar pages
13A-11-91
Section 13A-11-91 Liability of employers, etc., for damages resulting from presence of firearms.
(a) Except as provided in subsection (g) of Section 13A-11-90, an employer and the owner and/or
lawful possessor of the property on which the employer is situated shall be absolutely immune
from any claim, cause of action or lawsuit that may be brought by any person seeking any form
of damages that are alleged to arise, directly or indirectly, as a result of any firearm brought
onto the property of the employer, owner, or lawful possessor by an employee, including a
firearm that is transported in an employee's privately owned motor vehicle. (b) The presence
of a firearm or ammunition on an employer's property under the authority of Act 2013-283 does
not, by itself, constitute the failure by the employer to provide a safe workplace. (c) For
the purposes of Act 2013-283, a public or private employer, or the employer's principal, officer,
director, employee, or agent, does not have a duty: (1)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/13A-11-91.htm - 2K - Match Info - Similar pages
27-32-27
Section 27-32-27 Voidable transfers and liens. (a) Any transfer of, or lien upon, the property
of an insurer which is made or created within four months prior to the granting of an order
to show cause under this chapter with the intent of giving to any creditor a preference or
of enabling him to obtain a greater percentage of his debt than any other creditor of the
same class and which is accepted by such creditor, having reasonable cause to believe that
such preference will occur, shall be voidable. (b) Every director, officer, employee, stockholder,
member, subscriber, and any other person acting on behalf of such insurer who shall be concerned
in any such act or deed and every person receiving thereby any property of such insurer of
the benefit thereof shall be personally liable therefor and shall be bound to account to the
commissioner. (c) The commissioner, as receiver in any proceeding under this chapter, may
avoid any transfer of, or lien upon, the property of an insurer which...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/27-32-27.htm - 1K - Match Info - Similar pages
34-19-17
Section 34-19-17 Violations. (a) Except as provided in this section, it shall be unlawful for
an individual other than a licensed midwife to practice midwifery in this state for economic
remuneration or to hold himself or herself out to be a licensed midwife unless he or she is
a licensed midwife as defined in this chapter. An individual violating this section shall
be guilty of a Class C misdemeanor. (b) An individual does not violate subsection (a) in any
of the following circumstances: (1) The individual is a certified nurse midwife acting in
accordance with Sections 34-21-80 to 34-21-93, inclusive. (2) The individual is training under
a licensed midwife and is assisting the licensed midwife in the practice of midwifery. (3)
The individual is providing gratuitous assistance at childbirth. (c) Nothing in this section
shall be construed to repeal, abridge, or modify Section 6-5-332, or any other Good Samaritan
statute. (Act 2017-383, §2.)...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/34-19-17.htm - 1K - Match Info - Similar pages
35-9A-163
Section 35-9A-163 Prohibited provisions in rental agreements. (a) A rental agreement may not
provide that the tenant: (1) agrees to waive or forego rights or remedies established under
Section 35-9A-204, 35-9A-401, or 35-9A-404, or requirements of security deposits established
by this chapter or under the law of unlawful detainer; (2) authorizes any person to confess
judgment on a claim arising out of the rental agreement; (3) agrees to pay the landlord's
attorney's fees or cost of collection; or (4) agrees to the exculpation or limitation of any
liability of the landlord arising under law or to indemnify the landlord for that liability
or the costs connected therewith. (b) A provision prohibited by subsection (a) included in
a rental agreement is unenforceable. If a landlord seeks to enforce a provision in a rental
agreement containing provisions known by the landlord to be prohibited, the tenant may recover
in addition to actual damages an amount up to one month's periodic rent and...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/35-9A-163.htm - 1K - Match Info - Similar pages
7-3-414
Section 7-3-414 Obligation of drawer. (a) This section does not apply to cashier's checks or
other drafts drawn on the drawer. (b) If an unaccepted draft is dishonored, the drawer is
obliged to pay the draft (i) according to its terms at the time it was issued or, if not issued,
at the time it first came into possession of a holder, or (ii) if the drawer signed an incomplete
instrument, according to its terms when completed, to the extent stated in Sections 7-3-115
and 7-3-407. The obligation is owed to a person entitled to enforce the draft or to an indorser
who paid the draft under Section 7-3-415. (c) If a draft is accepted by a bank, the drawer
is discharged, regardless of when or by whom acceptance was obtained. (d) If a draft is accepted
and the acceptor is not a bank, the obligation of the drawer to pay the draft if the draft
is dishonored by the acceptor is the same as the obligation of an indorser under Section 7-3-415(a)
and (c). (e) If a draft states that it is drawn...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/7-3-414.htm - 2K - Match Info - Similar pages
8-12-16
Section 8-12-16 Liability to civil action for infringement. Subject to the provisions of Section
8-12-19, any person who shall: (1) Use, without the consent of the registrant, any reproduction,
counterfeit, copy, or colorable imitation of a mark registered under this article in connection
with a business, or with the sale, offering for sale, or advertising of any goods or services,
and such use is likely to cause confusion or mistake or to deceive as to the source of origin
of such goods or services or the sponsorship of such business; or (2) Reproduce, counterfeit,
copy, or colorably imitate any such mark and apply such reproduction, counterfeit, copy, or
colorable imitation to labels, signs, prints, packages, wrappers, receptacles, or advertisements
intended to be used upon or in conjunction with the business or with the sale or other distribution
in this state of such goods or services; shall be liable to a civil action by the owner of
such registered mark for any or all of the...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-12-16.htm - 1K - Match Info - Similar pages
8-17-91
Section 8-17-91 Disposition of funds; overpayments. (a) The proceeds from the permit fees,
inspection fees, and penalties, if any, collected by the Commissioner of Agriculture and Industries
and the Revenue Commissioner pursuant to Section 8-17-87 together with one-third of the proceeds
of the six cent ($.06) additional motor fuel excise tax levied on gasoline under subdivision
(1) of subsection (a) of Section 40-17-325, shall be paid into the State Treasury and distributed
by the State Treasurer as follows: (1) An amount equal to five percent or no less than $175,000,
whichever is greater, of the combined proceeds received each month shall accrue to the credit
of, and be deposited in, the Agricultural Fund; and (2) The balance of the proceeds shall
be distributed as follows: a. 13.87 percent of the balance of the proceeds shall be distributed
equally among each of the 67 counties of the state monthly. The county shall deposit the proceeds
into the county's special RRR Fund as provided...
alisondb.legislature.state.al.us/alison/CodeOfAlabama/1975/8-17-91.htm - 9K - Match Info - Similar pages
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