Code of Alabama

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22-50-23
Section 22-50-23 Penalties for violation of chapter, etc. Any person, partnership, corporation
or association that violates the provisions of this chapter or any regulations promulgated
under authority delegated to the Mental Health Department, and after due notice served by
registered or certified mail or personally, shall be liable to pay a penalty of $50.00 per
day for each day of such violation. Any officer or any employee of the Mental Health Department,
or any other person who shall allow, assist, or abet in the escape of any patient or client
confined by court action under the authority of the Mental Health Department shall be guilty
of a misdemeanor, and, upon conviction, shall be punished by a fine not exceeding $100.00,
and he may be punished by imprisonment in the county jail or at hard labor for the county,
not exceeding 90 days, the imprisonment to be at the discretion of the judge trying or presiding
over the trial of the case. Any member of the Legislature, any member of...
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27-27-49.1
Section 27-27-49.1 Recovery. (a) If an order for liquidation or rehabilitation of a domestic
insurer has been entered, the receiver appointed under such order shall have a right to recover
on behalf of the insurer, (i) from any parent corporation or holding company or person or
affiliate who otherwise controlled the insurer, the amount of distributions (other than distributions
of shares of the same class of stock) paid by the insurer on its capital stock, or (ii) any
payment in the form of a bonus, termination settlement, or extraordinary lump sum salary adjustment
made by the insurer or its subsidiary to a director, officer, or employee, where the distribution
or payment pursuant to (i) or (ii) is made at any time during the one year preceding the petition
for liquidation, conservation, or rehabilitation, as the case may be, subject to the limitations
of subsections (b), (c), and (d) of this section. (b) No such distribution shall be recoverable
if the parent or affiliate shows that...
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27-29-11.1
Section 27-29-11.1 Recovery rights of receivers. (a) If an order for liquidation or rehabilitation
of a domestic insurer has been entered, the receiver appointed under the order shall have
a right to recover on behalf of the insurer, (1) from any parent corporation, holding company,
person, or affiliate who otherwise controlled the insurer, the amount of distributions, other
than distributions of shares of the same class of stock, paid by the insurer on its capital
stock, or (2) any payment in the form of a bonus, termination settlement, or extraordinary
lump sum salary adjustment made by the insurer or its subsidiary to a director, officer, or
employee, where the distribution or payment pursuant to (1) or (2) is made at any time during
the one year preceding the petition for liquidation, conservation, or rehabilitation, as the
case may be, subject to the limitations of subsections (b), (c), and (d). (b) No distribution
shall be recoverable if the parent or affiliate shows that when...
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34-27-68
Section 34-27-68 Commission may seek injunctive relief, etc., for violation of article; investigation;
revocation of registration. (a) If it appears that a person, firm, corporation, or any business
entity has engaged, or is about to engage, in an act or practice constituting a violation
of a provision of this article or rule or order of the commission, the commission, through
the Attorney General, may institute legal actions to enjoin the act or practice and to enforce
compliance with this article or any rule or order of the commission or to have a receiver
or conservator appointed. To prevail in such action, it shall not be necessary to allege or
prove either that an adequate remedy at law does not exist or that substantial or irreparable
damage would result from the continued violation thereof. (b) The commission may: (1) Make
any public or private investigation which it deems necessary, either within or outside of
this state, to determine whether any person has violated or is about...
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45-39-40.06
Section 45-39-40.06 Application for certificate; apprentices; teaching. (a) It shall be necessary
for any person, firm, corporation, or association to apply to the board for a certificate
of registration as a registered barbershop or school of barbering, within the meaning of this
article, the application to be upon a form prescribed by the board and accompanied by the
payment of the original registration fee as hereinafter provided for. Any barbershop or school
of barbering, after April 4, 1988, shall fully comply with all the provisions of this article
applicable thereto, and with all the rules and regulations promulgated by the board as hereinafter
provided. (b) No barbershop shall accept an apprentice unless the barbershop is in charge
of a managing barber licensed as such. The shop may register one additional apprentice for
each additional managing barber attached to its staff. In addition, such shop shall possess
the necessary apparatus and equipment for the proper instruction in...
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7-8-207
Section 7-8-207 Rights and duties of issuer with respect to registered owners. (a) Before due
presentment for registration of transfer of a certificated security in registered form or
of an instruction requesting registration of transfer of an uncertificated security, the issuer
or indenture trustee may treat the registered owner as the person exclusively entitled to
vote, receive notifications, and otherwise exercise all the rights and powers of an owner.
(b) This article does not affect the liability of the registered owner of a security for a
call, assessment, or the like. (Acts 1965, No. 549, p. 811; repealed by Acts 1996, No. 96-742,
p. 1241, §1; added by Acts 1996, No. 96-742, p. 1241, §1.)...
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8-21B-3
Section 8-21B-3 Definitions. The following words shall have the following meanings: (1) DEALER.
A person, corporation, partnership, or other business entity primarily engaged in the business
of retail sales or leasing of heavy equipment and heavy equipment parts and who has an established
place of business in this state. If a dealer's retail sales volume of heavy equipment and
heavy equipment parts purchased from a single supplier is greater than 70 percent of such
dealer's total retail sales volume of heavy equipment and heavy equipment parts during the
12-month period immediately prior to May 22, 2009, or the term of any dealer agreement entered
into between the supplier and such dealer after May 22, 2009, then the dealer and such supplier
shall not be subject to this chapter with respect to the dealer agreement and transactions
between them, but the dealer shall otherwise be subject to this chapter with respect to dealer
agreements and transactions with other suppliers. (2) DEALER...
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8-6-3
Section 8-6-3 Registration and bonds of dealers, agents, investment advisers, etc. (a) It is
unlawful for any person to transact business in this state as a dealer or agent for securities
unless he or she is registered under this article. It is unlawful for any dealer or issuer
to employ an agent unless the agent is registered. (b) It is unlawful for any person to transact
business in this state as an investment adviser or as an investment adviser representative
unless: (1) He or she is so registered under this article; (2) His or her only clients in
this state are investment companies as defined in the Investment Company Act of 1940, other
investment advisers, broker-dealers, banks, trust companies, savings and loan associations,
insurance companies, employee benefit plans with assets of not less than $1,000,000, and governmental
agencies or instrumentalities, whether acting for themselves or as trustees with investment
control, or other institutional investors as are designated by...
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8-6-74
Section 8-6-74 (Repealed effective January 1, 1997) Inquiry into fiduciary relationship not
required; presumption that registered owner continues to be fiduciary. A corporation or transfer
agent registering a security in the name of a person who is a fiduciary, or who is described
as a fiduciary, is not bound to inquire into the existence, extent, or correct description
of the fiduciary relationship, and thereafter, the corporation and its transfer agent may
assume without inquiry that the newly registered owner continues to be the fiduciary until
the corporation or transfer agent receives written notice that the fiduciary is no longer
acting as such with respect to the particular security. (Acts 1961, No. 1016, p. 1593, §2.)...

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8-6-76
Section 8-6-76 (Repealed effective January 1, 1997) Obtaining evidence of appointment or incumbency;
standards of evidence; notice of document contents. (a) A corporation or transfer agent making
a transfer of a security pursuant to an assignment by a fiduciary who is not the registered
owner shall obtain the following evidence of appointment or incumbency: In the case of a fiduciary
appointed or qualified by a court, a certificate issued by or under the direction or supervision
of that court or an officer thereof and dated within 60 days before the transfer; or In any
other case, a copy of a document showing the appointment or a certificate issued by or on
behalf of a person reasonably believed by the corporation or transfer agent to be responsible
or, in the absence of such a document or certificate, other evidence reasonably deemed by
the corporation or transfer agent to be appropriate. (b) Corporations and transfer agents
may adopt standards with respect to evidence of appointment...
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